Compliance Manager

**Purpose of the role**: To lead the Bank’s Compliance function by providing strategic direction and focus and by establishing and promoting a compliance culture within the Bank. To ensure that the Bank complies with all relevant statutory, regulatory and supervisory requirements that pertain to its particular industry as well as professional standards,...

-The main purpose of this position is to plan, direct and manage a section within the Compliance and Enforcement Division and lead investigations of alleged contraventions of the provisions of the Exchange Control Regulations, recoup capital exported in contravention and 419 fraud schemes as well as enforce anti-money laundering legislation in respect of...

Conducting desktop monitoring of institutions regarding registration and reporting compliance; - Responding to public and stakeholder queries on the FIC Act compliance and ML/TF/PF risk matters within prescribed timelines; - Drafting responses to stakeholder correspondence and drafting minutes of stakeholder meetings, within prescribed timelines and...

Our client in the Public Entity sector is seeking an experienced Executive Manager: Compliance Inspectorate to join their team.Requirements:Matric CertificateRelevant NQF Level 8 degree in medicine, nursing or a field related to patient care.Current practicing registration certificate with the relevant statutory or professional body/council.Post-graduate...

Our client in the Public Entity sector is seeking an experienced Executive Manager: Compliance Inspectorate to join their team.Requirements:Matric CertificateRelevant NQF Level 8 degree in medicine, nursing or a field related to patient care.Current practicing registration certificate with the relevant statutory or professional body/council.Post-graduate...

Our client in the Public Entity sector is seeking an experienced Executive Manager: Compliance Inspectorate to join their team. Requirements: Matric Certificate Relevant NQF Level 8 degree in medicine, nursing or a field related to patient care. Current practicing registration certificate with the relevant statutory or professional body/council....

**Job Advert Summary**: To provide leadership, plan, and manage a large Information and Communication Technology (ICT) Division with regards to ICT Governance, ICT risks and Compliance risks using best industry practices and standards, identify non-conformance and ensure remediation, mitigation and/or positive acceptance of risk. Ensure compliance of all ICT...

**Purpose of the Job**: To ensure that strategic and operational business problems are accurately framed, understood, in line with established business analysis and process management practices in order to ensure outcomes meet business requirements. The person appointed will report to the Head: ICT Governance, Business Relationship and Risk. **Key...

**Job Overview**: **Senior Manager - Regulatory Compliance (**_Insurance / Credit)_** **Location: La Lucia, KwaZulu-Natal** A **reputable financial services **group** has an exciting opportunity for a** Senior Manager - Regulatory Compliance**. **Position Overview**: One will be a **trusted advisor to 1st line** but **maintain independence of mind as part...

Outputs / Responsibilities: 1 Maintenance of a regulatory log to track new and/or amended regulatory requirements where required 2 Provide sound advice and support to business on relevant Compliance risks 3 Plan and Execute branch (desktop) monitoring as per approved monitoring plan and monitoring methodology 4 Conduct Fieldwork, Identify and document...

**Duties & Responsibilities**: As a Compliance Officer at a leading FSP, you will play a pivotal role in ensuring that our organization complies with relevant legislation efficiently and effectively. Your responsibilities will include: - Providing legal advice and opinions to the management as needed. - Offering support to the Compliance Department in the...

Our client in the credit industry requires the services of a passionate and qualified individual to expand its dynamic team for the enhancement of services to the clients in Pretoria East. **Preferred Requirements**: - Diploma or Degree in a legal field and/or Regulatory Compliance certification - A minimum of 3 years’ experience each on FICA, PAIA, TCF,...

 Responsibilities:To ensure compliance with applicable legislation in an efficient and effective manner.Ensuring compliance with laws, regulations and industry regulatory requirements by updating policies and procedures.Developing policies.Providing input to the Regulatory Universe.Assistance on compliance issues.Essential: Graduate qualification in Law...

We are recruiting for an ICT Risk and Compliance Officer Provide guidance, feedback, and support across ICT regarding identification of risk, risk mitigation and management. - Create appropriate metrics to quantify, track and report on identified risk across ICT. - Provide analysis and assessments for risks associated with relevant ICT projects...

**JOB PURPOSE**: Provide guidance and direction on complex financial services and related matters for the Anti-Money Laundering Compliance Programme in the Compliance and Prevention Division of the Financial Intelligence Centre. **KEY PERFORMANCE AREAS**: - Provide expertise and forward-thinking compliance direction and advice in anti-money laundering...

**Job Overview**: **Specialist: IT Governance, Risk and Compliance Specialist (24-Month Fixed-Term Contract)** - The position is limited to previously disadvantaged groups due to BBBEE requirements._ - _ **Location: Pretoria, Gauteng** There is a newly created job opportunity available at a **highly recognised financial institution** for a **Specialist: IT...

_Compliance tracker? FAIS? Compliance risks?_ My client, a dynamic, innovative and futuristic financial solutions group, is looking for a **Key Individual** to join their FIS Compliance Team. This individual must have working knowledge and experience in FSCA/FAIS in the micro-lending, insurance or financial services industry. Knowledge and experience of...

MUST have experience in compliance monitoring. **Responsibilities**: Offer legal advice Support the Compliance division Conduct strategy sessions Policy development Draft compliance risk management plans Draft compliance monitoring plan Be part of training Resolutions for non-compliance Report writing Stakeholder engagement - EXCO Risk...

Our Client a leading organization firm is seeking a Specialist: Compliance Risk to join their team in Pretoria. They offer stability, growth, attractive salary along with excellent benefits and a great working environment. About the Position An Exciting opportunity is available for a highly skilled, results driven, self-directed specialist with extensive...

Company Description **Job Description**: - Ensure adherence to company Code of Ethics. - Assess need, organize and perform Internal Audits within the assigned regions in terms of quality systems by conducting audits in terms of Health & Safety / Quality / HR compliance and submit a comprehensive report per site visit to the regional manager. - Ensure all...