Legal & Compliance Officer

2 months ago


Northern Suburbs, South Africa Curo Fund Services (Pty) Ltd. Full time

**Role Purpose**

The Legal and Compliance Officer is responsible for overseeing the company’s legal and regulatory compliance activities within Curo. This role includes ensuring that the company adheres to all relevant laws, regulations, and internal policies while minimising legal risks. The Legal and Compliance Officer works closely with internal departments to promote a culture of compliance and ensure that the company’s activities meet regulatory standards.

**Key Responsibilities**

**1. Implementation and Execution of the Legal and Compliance functions**
- Review and administration of all business, vendor and client contracts including service level agreements, revising and updating these as required.
- Drafting new business, vendor and client contracts including service level agreements.
- Perform ongoing legislative risk analysis as it pertains to the business and reporting of any gaps in legislative compliance.
- Execute a risk-based compliance monitoring framework and plan.
- Assist in the completion of required compliance submissions to the regulators, i.e. FSCA, FIC, etc.
- Assist in drafting and revising relevant compliance related company policies and communicate to the business.

**2. Legal and Compliance Consulting, Collaboration and Relationship Management**
- Keeping abreast of the laws applicable to Curo and its clients and ensuring that business units are aware of its position with respect to the law.
- Timeously communicating changes in legislation and its impact to the business.
- Assist with reporting to the applicable regulators, especially FSCA.
- Assist with Legal or compliance advisory to management as required or perform necessary research.
- Assist Human Resources with labour law issues that may arise.

**3. Assist company secretary**
- Assist the company secretary in duties where applicable.
- Advise on Companies Act or Corporate Governance changes.

**4. Training and Awareness**
- Develop and deliver mandatory or non-mandatory training programs for employees on regulatory compliance, legal obligations, and ethical behaviour.
- Promote a culture of compliance across the organisation, ensuring that employees understand their legal and ethical responsibilities.

**5.** **Report relevant legal and compliance information to the business and the Curo Board**
- Assist the GRC manager with draft reporting to management as regards to legal and compliance activities and status of compliance.
- Assist the GRC manager with draft reporting to the Finance & Risk Committee as regards to the legal and compliance risk profile of the company.
- Complete all regulatory reporting as and when required

**Competencies**
- **Communication Skills**:Clearly conveys legal and compliance information to internal teams and external regulators, good drafting skills and the ability to interpret business processes into legally sound documents.
- **Problem-Solving**:Anticipates potential compliance issues and develops effective solutions
- **Analytical Skills**:Ability to assess risks and provide sound legal and compliance advice.
- **Attention to Detail**:Ensures thoroughness and accuracy in compliance checks and legal documentation.
- **Time Management**: Effectively manages time and prioritises tasks to meet deadlines.
- **Adaptability**: Demonstrates flexibility in handling changing requirements and workloads.
- **Influencing skills**: Ability to work collaboratively and influence others in a fast-paced, dynamic environment.
- **Client Focus**: Prioritizes client needs and ensures high levels of client satisfaction.
- **Risk Management**: Ability to systematically identify, assess, and mitigate potential threats to ensure organisational resilience and strategic success.
- **Integrity**: Upholds the highest ethical standards in all decision-making processes.

**Qualifications & Experience**
- Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- A legal qualification or professional certification in compliance (e.g., ICA, CAMS) is preferred.
- 5-7 years’ experience in legal and compliance within the financial services industry is beneficial.
- Strong knowledge of securities laws, financial regulations, and corporate governance principles.
- Experience with AML and KYC processes, as well as data protection laws.



  • Northern Suburbs, South Africa Bridgena Barnard Personnel Group Full time

    Western Cape, CPT - Northern Suburbs - R 27000 - R 40000 Monthly Cost To Company (Market related, Negotiable) Tygervalley Area Compliance Officer (PHASE 1 )career opportunity exists with a Financial Services Group. **Tygervalley Area Compliance Officer (PHASE 1 )career opportunity exists with a Financial Services Group.** **Matric essential** **Degree in...

  • Compliance Officer

    5 months ago


    Northern Suburbs, South Africa Bridgena Barnard Personnel Group Full time

    Western Cape, CPT - Northern Suburbs - R 40000 - R 55000 Monthly Basic Salary (Market related, Negotiable) Tygervalley Area Compliance Officer (PHASE 1 approved)career opportunity exists with a Financial Services Group. Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services Group. Matric...


  • Northern Suburbs, South Africa MWeb Full time

    **Main Purpose of the Job**: To support the legal and compliance function: - by providing administrative and legal support, attending to regulatory complaints and queries, overseeing the contract management process which includes legal review and drafting legal correspondence. - ensuring organizational compliance by assisting with compliance training and...

  • Legal Secretary

    5 months ago


    Northern Suburbs, South Africa Armstrong Appointments Full time

    Northern Suburbs - Posted 39 mins ago **Main job function** The Legal Counsel will play a crucial role in providing legal support and guidance to the company. This position involves a broad range of responsibilities, including contract drafting and negotiation, regulatory compliance, risk management, and general legal advisory. The Legal Counsel will work...


  • Southern Suburbs, South Africa Oneplan Underwriting Managers (Pty) Ltd. Full time

    **Purpose of the Role**: The Compliance Complaints Officer will handle, investigate, and resolve formal complaints related to data privacy (POPIA), FAIS General Code of Conduct, PPR (Policyholder Protection Rules), and data breaches, ensuring all processes are aligned with regulatory frameworks and standards from the respective Regulators. This role includes...

  • Legal Administrator

    4 weeks ago


    Southern Suburbs, South Africa Guardian Recruiting (Pty) Ltd Full time

    Job Title: Legal AdministratorWe are seeking a highly organized and experienced Legal Administrator to join our team at Guardian Recruiting (Pty) Ltd.Job SummaryThe successful candidate will be responsible for maintaining an up-to-date set of signed client and supplier contracts, managing generic contract templates, and facilitating the company's secretarial...


  • Southern Suburbs, South Africa Homechoice Full time

    homechoice is a leading South African homeware retailer. For over 35 years we’ve helped our customers create beautiful homes they love with an innovative range of quality products they can afford. **What you will love doing in this role** - **Meet department objectives by achieving performance metrics (targets) set** - Focus on identifying and driving all...


  • Northern Suburbs, South Africa PEP Full time

    PURPOSE OF THE JOB Expedites the process of the import/export cargo with the clearing agent focussing on customs compliance and engaging with all governmental agencies such as SARS / BLNE revenue authorities / Port Health, etc. To facilitate clearance into and out of the country. Validates all shipments before sending them off to the clearing agents....

  • Technical Supervisor

    5 months ago


    Northern Suburbs, South Africa Talent Evolution Full time

    Reporting to the Operations Manager of the outsourced department, the successful applicant will be a good communicator with the primary function of being a hands-on supervisor, with the focus on leading the operational teams to improved equipment efficiencies, maintaining equipment availability, and maintaining customer relations. **Responsibilities**: -...

  • Ohs Officer

    1 month ago


    Northern Suburbs, South Africa AFMS Group Full time

    **Key Accountabilities/Principal **Responsibilities** **Communicate Health and Safety values** Communicate and coordinate Health and Safety info to Senior Management Provide information reports to the Client and Senior Management Attend Client meetings and report Communicate OHSA values to contractors and staff to build a solid and effective team that...


  • Cape Town Northern Suburbs, South Africa NDC Personnel & Contractors CC Full time

    Are you a dedicated Health & Safety professional looking to make a significant impact within a dynamic manufacturing environment? We are seeking a skilled Regional Health & Safety Officer to lead the security, safety, and fire control efforts at a manufacturer in Cape Town . In this role, you will champion continuous improvement in Health and Safety...

  • Tax Compliance Officer

    5 months ago


    Southern Suburbs, South Africa Helderberg Personnel Full time

    A client-focused trust and investment company in Rondebosch is seeking to employ a Tax Compliance Officer with previous individual income tax experience tax compliance|tax compliance support **Duties and Responsibilities**: - Completion of return of income, including submission of return to SARS, and calculations of tax payments and ensuring execution -...

  • Legal Administrator

    4 weeks ago


    Southern Suburbs, South Africa Guardian Recruiting (Pty) Ltd Full time

    Our client, a global investment firm, has an opening for a dynamic, highly organised and suitably experienced and qualified individual to join their teamJob SpecificationsMaintain an up-to-date set of signed client and supplier contracts both electronically and in hard copyMaintain generic contract templates for all our clients servicesManage and facilitate...

  • Payroll Officer

    5 months ago


    Northern Suburbs, South Africa AFMS Group Full time

    **Key Accountabilities/ Principal Responsibilities** - Payroll Input VIP (Premier & People 300) and Administration - Payroll Month End Reports - Administering of Permanent and Contract payroll processing - HR Administration - Employee Self Service (ESS) Payroll and Benefits Administration - Support and assist with the preparation of processing the company...


  • Southern Suburbs, South Africa Conova Pty Ltd Full time

    Job Title: Managing DirectorWe are seeking a highly experienced and skilled Managing Director to join our team at Conova Pty Ltd. The successful candidate will be responsible for providing support to the CEO, CIO, and COO, as well as overseeing legal and contractual documents, marketing of financial services, and daily functions.Key...

  • Key Accounts Manager

    4 months ago


    Northern Suburbs, South Africa AFMS Group Full time

    **Portfolio Operational Performances** **_General_** - Accountable for overall Soft Services operations relating to project delivery performances and ensure that; - all aspects of the required services are being delivered according to customers’ satisfaction and contract requirements. - there are sufficient trained and vetted staff working at all times to...

  • Tax Compliance Officer

    5 months ago


    Southern Suburbs, South Africa CA Financial Appointments Full time

    **Responsibilities**: - Complete return income, submit return to SARS, calculate tax payments - Capture all applicable data on tax management tools - Check assessments and follow-up on errors - Escalate objections to assessments and resolve queries raised by SARS - Request and make necessary payments, submit refunds to clients from SARS - Advise on tax...


  • Southern Suburbs, South Africa Conova Pty Ltd Full time

    Senior Manager - Trading and OperationsWe are seeking a highly experienced Senior Manager to join our team at Conova Pty Ltd. As a Senior Manager, you will be responsible for providing strategic support to the CEO and CIO, as well as overseeing the development team and ensuring compliance with FSCA and FAIS regulations.Key Responsibilities:Develop and...


  • Southern Suburbs, South Africa Conova Pty Ltd Full time

    Conova Pty Ltd: Seeking a Strategic Managing DirectorWe are a sophisticated foreign exchange trading house based in the Southern Suburbs of Cape Town, and we are looking for a seasoned Managing Director to support our CEO, CIO, and COO in their daily functions and projects.Key Responsibilities:Provide strategic support to the CEO, CIO, and COO in daily...


  • Southern Suburbs, South Africa Conova Pty Ltd Full time

    Senior Leadership OpportunityWe are seeking a seasoned professional to fill the role of Managing Director at Conova Pty Ltd. As a key member of our executive team, you will be responsible for providing strategic leadership and support to our CEO, CIO, and COO.Key Responsibilities:Develop and implement business strategies to drive growth and...