Sanlam Corporate Business: Compliance Officer

4 weeks ago

Bellville, South Africa Sanlam Full time

Who are we?
Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides strategic direction, coordination and support to the three clusters, as well as performing governance oversight that includes assurance provided by second line of defense functions in SLS, to enable us to meet our business objectives. Build a successful career with us
We’re all about building strong, lasting relationships with our employees. We know that you have hopes for your future - your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its four business clusters - Sanlam Life and Savings, Sanlam Investment Group, Sanlam Emerging Markets, Santam, as well as MiWay and the Group Office - the group provides many opportunities for growth and development. What will you do?
This role exists in our Sanlam Corporate business’ Compliance function and focusses on the provision of assurance to the Sanlam Corporate Exco and Senior Management as well as within the Sanlam Group via various other functionaries, on the status of compliance and to highlight any compliance risks. What will make you successful in this role?

**You will be required to**:
Create and update annual compliance risk management plans and monitoring plans
Monitor compliance with applicable legislation and internal requirements:
Research and gather information on new legislation
Analyse proposed new legislation and provide input
Review client facing documentation to ensure alignment with legislative requirements
Present on legislative requirements and promote compliance culture
Manage legislative training and testing as required in terms of e.g. FAIS & FICA
Monitoring in terms of the agreed on monitoring plan
Establish and maintain procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues
Advise management, employees and clients on compliance and regulatory matters that may affect business decisions
Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner
Manage compliance incident reporting, to ensure timeous escalation of compliance risks and incidents Qualification and Experience.
3-year experience in compliance and/or risk management. (Preferably as a FSCA registered compliance officer)
Applicable qualification as required for FAIS Compliance Officer registration (e.g. Legal or commercial degree)
Experience in the Financial Services Industry (especially with a focus on insurance and retirement fund administration) will be advantageous.
Compliance Practitioner designation (CPrac), Compliance Certificate, Regulatory Exam (RE1) or other relevant tertiary qualification would be an advantage. Knowledge and Skills
A thorough understanding and knowledge of compliance risk management and monitoring programmes.
A thorough understanding and knowledge of the regulatory requirements impacting on the businesses in Sanlam, specifically in the group insurance and fund administration area (e.g. PF Act, FAIS, FICA, LTIA, PPR, POPIA) will be advantageous.
Computer literate in MS Office.
CURA compliance system knowledge Behavioural competencies
Analytical skills
Strong administrative and organizational skills, with great attention to detail
Good verbal and written communication skills including report writing and presenting in English
Ethical and principled
Core Competencies Being resilient - Contributing through others Collaborates - Contributing through others Cultivates innovation - Contributing through others Customer focus - Contributing through others Drives results - Contributing through others Turnaround time
The Sanlam Group is committed to achieving transformation and embraces diversity. This commitment is what drives us to achieve a diverse, inclusive and equitable workplace as we believe that these are key components to ensuring a thriving and sustainable business in South Africa. The Group's Employment Equity plan and targets will be considered as part of the selection process.

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