Compliance Officer
6 months ago
Who are we?
Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides strategic direction, coordination and support to the three clusters, as well as performing governance oversight that includes assurance provided by second line of defense functions in SLS, to enable us to meet our business objectives. Build a successful career with us
We’re all about building strong, lasting relationships with our employees. We know that you have hopes for your future - your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its four business clusters - Sanlam Life and Savings, Sanlam Investment Group, Sanlam Emerging Markets, Santam, as well as MiWay and the Group Office - the group provides many opportunities for growth and development. What will you do?
The Compliance Officer is responsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework within Sanlam Retail Affluent, with a specific focus on Glacier International. What will make you successful in this role?
The following outcomes will be expected to be achieved by the Compliance Officer.
Identification and risk rating of applicable laws and regulations
Implementation and maintenance of the compliance framework and processes
Compliance risk assessments, development and implementation of compliance risk management plans
Developing and maintaining compliance monitoring plans
Conducting compliance monitoring
Compilation of internal and external compliance reports
Implementation of remedial action
Review regulatory training material to ensure that training requirements are met
Provide compliance training
Presenting to and engaging the relevant business areas on compliance feedback and corrective action
Provide guidance on regulatory developments and group policies
Assist with the promotion of a culture of compliance and awareness within Glacier by actively participating in compliance projects and training initiatives
Working knowledge of the legislation
Analyse and interpret regulation and legislation
Ability to advise on legislation and understanding the impact that it has on business
Ability to comment on regulatory developments and advise business on changes
Ability to interact with industry bodies on legislation
Timeous involvement in key regulatory projects in order to pro-actively provide compliance guidance to business Qualification and Experience
Minimum of 1-3 years’ experience in compliance
FSCA recognised qualification
Working knowledge of the Generally Accepted Compliance Practice Framework
Applicable regulatory exams
Member of the Compliance Institute of Southern Africa - Certified Compliance Practitioner (CPRAC) designation would be advantageous
FSCA approved FAIS Category I & II Compliance Officer would be advantageous
Compliance experience in relation to International / Offshore investments will be advantageous Knowledge and Skills
A strong working knowledge of the financial services industry and its regulatory environment (local and specific focus on Bermuda and Jersey Legislation)
A thorough understanding and knowledge of development and execution of compliance risk management and monitoring plans
Decision making skills
Technical professional skills
Report writing skills
Presentation skills
Computer literacy
In depth understanding of Category III Financial Services Provider Behavioral Competencies
Ability to work well under pressure, independently and as part of a team
Relationship building
Communication (both written and verbal)
Thorough and detail minded
Negotiation/Influencing
Results oriented
Analytical thinking and problem solving
Leadership and self-confidence
Client service orientation
Attention to detail
Planning and organising Core Competencies Being resilient - Contributing through others Collaborates - Contributing through others Cultivates innovation - Contributing through others Customer focus - Contributing through others Drives results - Contributing through others Turnaround time
The Sanlam Group is committed to achieving transformation and embraces diversity. This commitment is what drives us to achieve a diverse, inclusive and equitable workplace as we believe that these are key components to ensuring a thriving and sustainable business in South Africa. The Group's Employment Equity plan and targets will be considered as part of the selection process.
-
Compliance Officer
6 months ago
Bellville, South Africa Sanlam Full timeWho are we? The Sanlam Retail Affluent (SRA) cluster is responsible for Sanlam’s retail business in South Africa. SRA provides clients across different market segments (entry-level, middle-income, affluent, professional market and business owners) with a comprehensive range of appropriate and competitive financial solutions. These include traditional life...
-
Tax Compliance Officer
5 months ago
Bellville, South Africa CA Support Full time**TAX COMPLIANCE OFFICER** **Cape Town Hybrid position** The role is hybrid based with office and home office, with agreed regular office time to manage and coach staff. **RESPONSIBILITIES**: - Complete Individual, Corporate and Trust Income Tax Returns - Complete Provisional Income Tax Returns 6 monthly within the deadlines - Ensuring that all clients...
-
Compliance Officer
7 days ago
Bellville, South Africa Metropolitan Life Full time**Introduction**Disclaimer** - As an applicant, please verify the legitimacy of this job advert on our company career page.**Role Purpose** - Ensure that Metropolitan Retail business units have systems of internal control that adequately identify, measure, monitor, manage and report on the compliance risks it faces. To provide regulatory advice to business...
-
Senior Compliance Officer
5 months ago
Bellville, South Africa Metropolitan Life Full time**Introduction** - Metropolitan is one of the oldest financial services brands in South Africa. With a 125-year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security. Metropolitan operates in South Africa, but...
-
Senior Compliance Officer
3 months ago
Bellville, South Africa Metropolitan Life Full time**Introduction** - Metropolitan is one of the oldest financial services brands in South Africa. With a 125-year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security. Metropolitan operates in South Africa, but...
-
Head of Compliance
2 months ago
Bellville, South Africa Arvo Full timeJob Title: Head of Compliance About Our Client Our client is a trusted investment partner with investment capabilities spanning global, private, and listed asset classes. They continually strive for investment excellence and to deliver high-quality returns to their investors, a mission they have upheld since their inception in 2003. At the heart of...
-
Committee Officer
6 months ago
Bellville, South Africa University of the Western Cape Full timeThe Committee Officer will largely be responsible for providing secretarial support to committees, including arranging committee meetings; compiling agendas and meeting packs; writing of committee minutes and reports; compiling and maintaining of annual workplans of committees, annual updates to committee membership registers, ensuring that members are...
-
Office and Administration Manager
5 months ago
Bellville, South Africa JSM Business Services Full timeOur client, an Electrical and Mechanical Engineering firm that provides safe and profitable engineering and renewable energy solutions, wants to appoint an experienced Office and Administration Manager. Duties and responsibilities: - Being the face of the business in the front of house - Answer phone calls and greet guests - Arrange and manage travel,...
-
Office and Administration Manager
6 months ago
Bellville, South Africa JSM Business Services Full timeOur client, an Electrical and Mechanical Engineering firm that provides safe and profitable engineering and renewable energy solutions, wants to appoint an experienced Office and Administration Manager. Duties and responsibilities: - Being the face of the business in the front of house - Answer phone calls and greet guests - Arrange and manage travel,...
-
Hse Officer
3 months ago
Bellville, South Africa 3C Metal Full time**General information**: **Reference **:2024-189 **Position description**: **Job title**: HSE Officer - SACPCMP **Contract type**: Fixed-term **Job description**: We are actively recruiting for a HSE Officer (3 Months contract). This position will be based at the Stikland Workshops. - Conduct safety activities, by conducting scheduled and unscheduled...
-
Data Governance and Applications Compliance Analyst
6 months ago
Bellville, South Africa Sanlam Full time**Who are we?** Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...
-
Executive Head: Financial Reporting: Group Office:
5 months ago
Bellville, South Africa Sanlam Full time**Who are we?** Sanlam was established as a life insurance company in South Africa but has since transformed into a diversified financial services group that operates across the African continent, India, Malaysia and selected developed markets, with listings on the Johannesburg, A2X and Namibian stock exchanges. In 2018 the Group celebrated its centenary as...
-
Security Compliance Analyst: Application Platforms
6 months ago
Bellville, South Africa Sanlam Full time**Who are we?** Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...
-
Liaison Officer: Examinations
3 months ago
Bellville, South Africa University of the Western Cape Full timePost Number- 8021885- Faculty/Department- University of the Western Cape -> Registrar -> Deputy Registrar: Academic Administration -> Examinations & Graduations- Type of Position- Permanent - Full Time- Length of Contract Period- Location- Main Campus - Bellville, WC ZA (Primary) - Closing Date- 30/8/2024**Role Clarification & Key Performance Areas** The...
-
Chief Financial Officer
7 months ago
Bellville, South Africa Sanlam Full timeWho are we? Sanlam Fintech is a newly established digital first business within the Sanlam Group on a mission to democratize financial advice and solutions for everyone across the African continent. We exist to pioneer inclusive financial confidence helping people build strong foundations to bridge the gap in generational wealth. Our culture us that of...
-
Student Development Officer
3 weeks ago
Bellville, South Africa Cape Peninsula University of Technology Full timeFaculty- Department- Cape Peninsula University of Technology -> Student Developmt & Leadership- Campus/ Location- Bellville Campus - Bellville, Cape Town, WC ZA (Primary) - Job Type- Permanent- Occupational Function- Support / Admin- Number of Positions- 1- Annual Salary Package (incl. Medical Aid rate based on principal member only)- To be confirmed- Advert...
-
IT Risk Officer
3 months ago
Bellville, South Africa Health Solutions Full time**Introduction** - Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. We help people grow their savings,...
-
Junior Health and Safety Officer
1 month ago
Bellville South, South Africa Route Management Full time**Job description** **Requirements**: - Grade 12, own vehicle and driver's license are essential. - 1 years’ experience in HSSE compliance. - SAMTRAC/ Nebosh certificate. - Good communication skills. (verbal and written) - Proficient in MS Office (Outlook, Word & Excel) - Strong in admin and organisation skills. - Attention to detail and accuracy. -...
-
Tech Officer System Engineering: Storage
6 months ago
Bellville, South Africa BCXP Full timeBusiness unit, Department, Reporting Business Unit Client Operations Department Enterprise Infrastructure Solutions Reporting Manager Core Description Under general supervision, responsible for installation and modification of IT infrastructure. Operates closely with senior storage engineer to determine requirements and resolve problems. Co-operates with...
-
Head: Human Capital Technology
1 month ago
Bellville, South Africa Sanlam Group Full timeJob title : Head: Human Capital Technology & Talent Intelligence: Group Office Job Location : Western Cape, Bellville Deadline : November 08, 2024 Quick Recommended Links Jobs by Location Job by industries What will you do? This role will be accountable for the human capital (HC) digital transformation strategy within Sanlam Group,...