Key Individual
2 weeks ago
_Compliance tracker? FAIS? Compliance risks?_
My client, a dynamic, innovative and futuristic financial solutions group is looking for a
**Key Individual** to join their FIS Compliance Team. This individual must have working knowledge and experience of FSCA/FAIS in the micro-lending, insurance or financial services industry. Knowledge and experience of NCA, POPI and AML an added advantage.
**Duties**:
- Manage the FAIS-related and sales activities
- Monitor internal FAIS programs and policies
- Draft and maintain compliance trackers
- Advise on compliance risks
**Education & Experience**:
- RE1 & RE5 registered Key Individual - NOT NEGOTIABLE
- Compliance qualification - advantageous
For more information please contact:
Khanyisile Malongete
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