AML Compliance Monitor

Key Duties and Responsibilities Ensuring that the client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures. Conduct Periodic Reviews, record any deficiencies and generate action points for remediation. Conduct client screening using our screening system and open-source searches. Monitor and analyse...

Key Duties and Responsibilities Ensuring that the client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures. Conduct Periodic Reviews, record any deficiencies and generate action points for remediation. Conduct client screening using our screening system and open-source searches. Monitor and analyse...

The Role The Compliance Monitoring Officer plays a crucial role in protecting OTAP by ensuring the company’s Policies, Procedures and Controls (P,P&Cs) are in line with all relevant regulations and laws. As the Compliance Monitoring Officer, you will conduct sampling to ensure OTAP adheres to its Policies, Procedures and Controls with the use of the...

Description: Ensuring that clients due diligence is collected to the appropriate standard in line with their internal policies and procedures. Conduct Periodic Reviews, record any deficiencies and generate action points for remediation. Conduct client screening using our screening system and open-source searches. Monitor and analyse the results of the...

Key Duties and ResponsibilitiesEnsuring that the client's due diligence is collected to the appropriate standard in line with our internal policies and procedures.Conduct Periodic Reviews, record any deficiencies and generate action points for remediation.Conduct client screening using our screening system and open-source searches.Monitor and analyse the...

Compliance Monitoring Officer (Financial Services) - Permanent SW Finance Insurance Legal Western Cape , Somerset West A well established international financial services concern with offices in Somerset West is seeking a Compliance Monitoring Officer who will plays a crucial role in protecting the company by ensuring the company’s Policies, Procedures and...

Key Duties and Responsibilities Ensuring that the client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures. Conduct Periodic Reviews, record any deficiencies and generate action points for remediation. Conduct client screening using our screening system and open-source searches. Monitor and analyse...

A financial services company based in South Africa is seeking a Compliance Monitoring Officer to ensure adherence to policies and regulations. The role involves conducting periodic reviews, monitoring compliance, and assisting in policy development. Ideal candidates have 2-3 years in compliance, strong attention to detail, and excellent organisational...

Junior Compliance Officer (Financial Services) Somerset West, My client, an international financial services concern, is seeking to employ a Junior Compliance Officer who will be working as a member of the compliance team based in the South African office and will report directly to the Associate Director, Compliance. Key duties and responsibilities include:...

Our client, a distinguished corporate commodity trading entity renowned for its international physical deliveries, is seeking a seasoned Compliance Officer / Risk Manager to join their esteemed team on a permanent basis. This pivotal role requires an individual with extensive experience and a profound understanding of SAFEX and Grain trading. **Key...