Compliance Monitoring Officer
4 weeks ago
Key Duties and Responsibilities Ensuring that the client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures. Conduct Periodic Reviews, record any deficiencies and generate action points for remediation. Conduct client screening using our screening system and open-source searches. Monitor and analyse the results of the automated ongoing screening system and conducting research on relevant parties where potential adverse matches are identified. Conduct compliance monitoring in accordance with the compliance monitoring programme, to ensure compliance with all regulatory requirements and AML/CFT/CPF, record deficiencies and generate remediating action points. Assist in the development, implementation, and continuous improvement of internal policies and procedures to ensure operational efficiency and compliance Assist in the development and delivery of training materials for staff members on compliance topics. Assist in providing day-to-day support/guidance to the staff as required in respect of compliance and AML/CFT/CPF matters. Participate in training sessions to increase your knowledge and understanding of the regulatory environment. Complete any other duties as and when required to drive business success. Assisting with the project management of new initiatives. Adopt and reflect OTAP’s values. Competencies (The post holder should have) Experience of working in a compliance environment. An ability to articulate complex issues in a clear and concise manner. An aptitude for problem solving. A methodical approach to tasks with a strong focus on attention to detail. Experience in collating and summarising data. Excellent organisational skills; prioritising, achieving deadlines. Consistently work at the standard required by the team and business. A willing and flexible attitude to working hours to support team and business needs, as required.
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Compliance Monitoring Officer
4 days ago
Somerset West, South Africa Trustandpension Full timeThe Role The Compliance Monitoring Officer plays a crucial role in protecting OTAP by ensuring the company’s Policies, Procedures and Controls (P,P&Cs) are in line with all relevant regulations and laws. As the Compliance Monitoring Officer, you will conduct sampling to ensure OTAP adheres to its Policies, Procedures and Controls with the use of the...
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Compliance Monitoring Officer
4 weeks ago
Somerset West, South Africa Rooted Talent Partners Full timeKey Duties and Responsibilities Ensuring that the client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures. Conduct Periodic Reviews, record any deficiencies and generate action points for remediation. Conduct client screening using our screening system and open-source searches. Monitor and analyse...
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Compliance Monitoring Officer
1 week ago
Somerset West, South Africa The Talent Room Full timeDescription: Ensuring that clients due diligence is collected to the appropriate standard in line with their internal policies and procedures. Conduct Periodic Reviews, record any deficiencies and generate action points for remediation. Conduct client screening using our screening system and open-source searches. Monitor and analyse the results of the...
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Compliance Monitoring Officer
1 week ago
Somerset West, Western Cape, South Africa Poimaine Full time R450 000 - R700 000 per yearKey Duties and ResponsibilitiesEnsuring that the client's due diligence is collected to the appropriate standard in line with our internal policies and procedures.Conduct Periodic Reviews, record any deficiencies and generate action points for remediation.Conduct client screening using our screening system and open-source searches.Monitor and analyse the...
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Compliance Monitoring Officer
2 weeks ago
Somerset West, South Africa University of Fort Hare Full timeCompliance Monitoring Officer (Financial Services) - Permanent SW Finance Insurance Legal Western Cape , Somerset West A well established international financial services concern with offices in Somerset West is seeking a Compliance Monitoring Officer who will plays a crucial role in protecting the company by ensuring the company’s Policies, Procedures and...
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Compliance Monitoring Officer
7 days ago
Somerset West, South Africa Rooted Talent Partners Full time R30 000 - R35 000Key Duties and Responsibilities Ensuring that the client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures. Conduct Periodic Reviews, record any deficiencies and generate action points for remediation. Conduct client screening using our screening system and open-source searches. Monitor and analyse...
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AML Compliance Monitor
2 weeks ago
Somerset West, South Africa University of Fort Hare Full timeA renowned financial services institution in Somerset West is looking for a Compliance Monitoring Officer. This role ensures that the company’s policies and procedures align with regulations, conducts periodic reviews, and provides training on compliance. Ideal candidates should have a strong compliance background, excellent problem-solving skills, and the...
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Compliance Monitoring Specialist — AML
4 days ago
Somerset West, South Africa Trustandpension Full timeA financial services company based in South Africa is seeking a Compliance Monitoring Officer to ensure adherence to policies and regulations. The role involves conducting periodic reviews, monitoring compliance, and assisting in policy development. Ideal candidates have 2-3 years in compliance, strong attention to detail, and excellent organisational...
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Compliance & Risk Officer
1 week ago
Somerset West, South Africa Frank Consult Full timeOur client, a distinguished corporate commodity trading entity renowned for its international physical deliveries, is seeking a seasoned Compliance Officer / Risk Manager to join their esteemed team on a permanent basis. This pivotal role requires an individual with extensive experience and a profound understanding of SAFEX and Grain trading. **Key...
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Junior Compliance Officer
3 weeks ago
Somerset West, South Africa University of Fort Hare Full timeJunior Compliance Officer (Financial Services) Somerset West, My client, an international financial services concern, is seeking to employ a Junior Compliance Officer who will be working as a member of the compliance team based in the South African office and will report directly to the Associate Director, Compliance. Key duties and responsibilities include:...
