Investment Compliance Officer

About UsSanlam Investment Group is one of the largest and most diversified financial services and investment firms in Southern Africa. We empower generations to be financially confident, secure, and prosperous through our vast in-house expertise and strategic partner networks.Job Title: Assistant Compliance OfficerThis is a unique opportunity to join our...

Compliance Officer - Onboarding CorporateFull-timeManagerial role: NoBuilding the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.We are the Swiss Leader in Online Banking and we provide...

Who we are?Sanlam Investment GroupThe Sanlam Investment Group is uniquely equipped and positioned to deliver on its purpose of empowering generations to be financially confident, secure and prosperous. Through our vast in-house expertise and strategic partner networks, we can access all asset classes across the globe, private and public, actively and...

Exceptional opportunity for an experienced Investment Compliance professional to join a well-respected investment management team as a Senior Compliance Officer. Great opportunity for an experienced Manco experienced Compliance Officer to join a growing and dynamic team, offering growth and an opportunity to work along side industry leading professionals....

A recent professional profile photo is to accompany your applicationEMPLOYMENT TYPE    :           PermanentSECTOR                          :           FinanceBASIC SALARY              :           Market RelatedSTART DATE                  :           ImmediateREQUIREMENTS:Bcom...

At Juru Holdings, we are seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for ensuring the implementation and maintenance of an effective compliance program aimed at preventing and detecting violations of legislation, internal rules, policies, and investment guidelines.The ideal candidate will have a...

Join to apply for the Assistant Compliance Officer role at Juru HoldingsObjective Of The Assistant Compliance Officer RoleThe Assistant Compliance Officer assists the compliance team in ensuring the implementation and maintenance of an effective compliance and integrity program, aimed at preventing and detecting violations of legislation, internal rules,...

Our client in the financial services industry is seeking a Compliance Officer with Tax experience to monitor and report on the firms compliance with legal and regulatory requirements. The role involves ensuring the company and its clients are protected in terms of contractual arrangements, as well as performing company secretarial functions for applicable...

Our Commitment to TransformationThe Sanlam Group is committed to achieving transformation and embracing diversity. We believe that a diverse, inclusive, and equitable workplace is essential for a thriving and sustainable business in South Africa. As a member of our team, you will contribute to our goal of empowering generations to be financially confident,...

Job DescriptionThe role of the Compliance Officer at Amicorp Group requires an experienced professional with a strong background in financial services and compliance. The ideal candidate will have at least 8 years of experience in working in an international financial services or investment fund in a Compliance/MLRO role.The successful candidate will be...

About the Client: Our client is a dynamic and rapidly growing company in the investments industry, committed to providing insightful, data-driven market analysis and innovative investment strategies. They are seeking a sharp, driven, and passionate Legal and Compliance Manager/Officer to join their team, with a particular focus on stock market research,...

About the Client:Our client is a dynamic and rapidly growing company in the investments industry, committed to providing insightful, data-driven market analysis and innovative investment strategies. They are seeking a sharp, driven, and passionate Legal and Compliance Manager/Officer to join their team, with a particular focus on stock market research,...

About the Client:Our client is a dynamic and rapidly growing company in the investments industry, committed to providing insightful, data-driven market analysis and innovative investment strategies. They are seeking a sharp, driven, and passionate Legal and Compliance Manager/Officer to join their team, with a particular focus on stock market research,...

Our client is searching for a Senior Investment Officer to join their team in Cape Town.Responsibilities:Conducting market research to identify potential clients and strategic partnerships for the organisation.Organising and participating in networking events, conferences, and industry forums to establish and strengthen business networks.Assessing the...

Growing Company, who is operating as a Consultancy Firm in the Financial Services industry, is seeking the services of a Compliance Officer to join their dynamic young team. Based in Southern suburbs Cape Town.Duties & ResponsibilitiesYou will be required to act as Director of an anticipated Compliance Firm my client wishes to register with the Financial...

Growing Company, who is operating as a Consultancy Firm in the Financial Services industry, is seeking the services of a Compliance Officer to join their dynamic young team.  Based in Southern suburbs Cape Town.Duties & Responsibilities You will be required to act as Director of an anticipated Compliance Firm my client wishes to register with the Financial...

Company OverviewThe Sanlam Investment Group is a leading financial services and investment firm in Southern Africa, with assets under management and administration exceeding R2 trillion. Our organization is committed to empowering generations to be financially confident, secure, and prosperous.Job DescriptionWe are seeking a highly skilled Assistant...

Key Responsibilities:Work as part of a professional team in an office-based role.Assist Client Portfolio Managers with investment proposals and portfolio analyses.Contact prospective clients and follow an established on boarding process.Provide financial planning advice while being supervised by senior professionals.Continuously learn about investment...

Purpose:We're looking for a young graduate who wishes to establish a career in the investment and financial planning industry. We are currently looking to recruit a recent finance graduate who possesses a mix of independence, passion and drive. As an investment graduate you will go through a training programme consisting of learning about investment markets...

Old Mutual Alternative InvestmentsAs a Client Director, you will play a key role in expanding our investor base and developing long-term client relationships. This includes raising capital from institutional investors, such as pension funds, endowments, foundations, sovereign wealth funds, and family offices.Key Responsibilities:Capital Raising:Develop and...