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Regulatory Compliance Officer

1 week ago

Cape Town, Western Cape, South Africa Sanlam Full time
Our Commitment to Transformation

The Sanlam Group is committed to achieving transformation and embracing diversity. We believe that a diverse, inclusive, and equitable workplace is essential for a thriving and sustainable business in South Africa. As a member of our team, you will contribute to our goal of empowering generations to be financially confident, secure, and prosperous.

Job Title: Assistant Compliance Officer

This is a unique opportunity to join our team as a Financial Services Compliance Specialist. The successful candidate will play a crucial role in monitoring compliance with applicable legislation and internal requirements. Key responsibilities include:

  1. Assisting in developing, promoting, and implementing compliance standards and procedures.
  2. Engaging with Portfolio Managers and business leaders on compliance matters related to investment management processes.
  3. Reporting on compliance matters to the compliance officer.
Key Requirements

To be considered for this role, the ideal candidate will have:

  • A degree or diploma with 2-3 years of related experience.
  • A good working knowledge of FAIS, AML & FICA, and other related legislation.
  • Strong analytical and problem-solving skills.