Legal and Compliance Manager/Officer
3 days ago
About the Client:
Our client is a dynamic and rapidly growing company in the investments industry, committed to providing insightful, data-driven market analysis and innovative investment strategies. They are seeking a sharp, driven, and passionate Legal and Compliance Manager/Officer to join their team, with a particular focus on stock market research, financial modelling, and analysis of financial statements. The successful candidate will work remotely from home in South Africa but needs to reside in the Western Cape because the company has a small office in Stellenbosch.
Qualifications and Experience:
- Bachelor's degree in Law, Finance, Business Administration, or a related field.
- A recognized compliance certification (e.g., ICA, CISA, CAMS) is advantageous.
- Minimum of 3 years of experience in a compliance role within the financial services industry.
- Experience of in-house legal and compliance work.
- Need to have a background in UK law and/or UK FCA compliance
Area: Western Cape
Salary offered: Market related depending on number of years' experience.
Starting date: As soon as possible.
Please apply online for this position if you meet the above-mentioned requirements.
Please assume that your application was unsuccessful if you do not receive any feedback within 4 weeks.
-
Legal and Compliance Officer
4 weeks ago
Cape Town, Western Cape, South Africa Sibisi and Associates Ltd Full timeThe above-mentioned position is available in the Office of the CEO Department. The purpose of the job is to maintain the Companies integrity by ensuring that the organisation and its people comply with legislations, regulations and ethical standards within the prescripts of its mandate. Duties and Responsibilities : Implement and monitor effective legal...
-
Legal and Compliance Manager
2 weeks ago
Cape Town, Western Cape, South Africa Rory Mackie & Associates Full timeAbout our client:Our client is a dynamic finance company in South Africa, recently rebranding from to better reflect their specialized focus on providing tailored finance solutions. They offer innovative funding structures to businesses, including commercial property finance, working capital solutions, capital raising and bespoke funding strategies. Their...
-
Legal Compliance and HR
4 weeks ago
Cape Town, Western Cape, South Africa Rory Mackie & Associates Full timeRole Objectives:To support the CEO and develop and maintain an effective legal, compliance, governance, policy management and human resource function within the organization. The role will focus on ensuring prudent management of legal risk across the business while overseeing compliance, legal frameworks, HR, and operational management. Key Responsibilities:...
-
Legal Compliance and HR
3 weeks ago
Cape Town, Western Cape, South Africa Rory Mackie & Associates Full timeRole Objectives:To support the CEO and develop and maintain an effective legal, compliance, governance, policy management and human resource function within the organization. The role will focus on ensuring prudent management of legal risk across the business while overseeing compliance, legal frameworks, HR, and operational management.Key...
-
Legal, Compliance and Governance
4 weeks ago
Cape Town, Western Cape, South Africa Rory Mackie & Associates Full timeROLE OBJECTIVES To develop and maintain an effective legal, compliance, governance, policy management, company secretarial and human resource function within the organisation and to ensure the prudent management of legal risk across the organisation. LEGAL • Drafting and reviewing of legal contracts• Obtaining legal opinions• Managing litigation•...
-
Legal, Compliance and Governance
2 weeks ago
Cape Town, Western Cape, South Africa Rory Mackie & Associates Full timeROLE OBJECTIVESTo develop and maintain an effective legal, compliance, governance, policy management, company secretarial and human resource function within the organisation and to ensure the prudent management of legal risk across the organisation.LEGAL• Drafting and reviewing of legal contracts• Obtaining legal opinions• Managing litigation•...
-
Legal, Compliance and Governance
3 weeks ago
Cape Town, Western Cape, South Africa Rory Mackie & Associates Full timeROLE OBJECTIVESTo develop and maintain an effective legal, compliance, governance, policy management, company secretarial and human resource function within the organisation and to ensure the prudent management of legal risk across the organisation.LEGAL• Drafting and reviewing of legal contracts• Obtaining legal opinions• Managing litigation•...
-
Compliance Officer
3 weeks ago
Cape Town, Western Cape, South Africa Network Recruitment Full timeDuties: Corporate Governance Support: Provide company secretarial services and assist the Group Company Secretary with governance and regulatory duties. Draft and review resolutions and minutes, ensuring proper documentation in the resolution register. Prepare essential documents for board and committee meetings. Manage annual return filings and oversee...
-
Compliance Officer
3 weeks ago
Cape Town, Western Cape, South Africa Network Recruitment Full timeCorporate Governance Support Provide company secretarial services and assist the Group Company Secretary with governance and regulatory duties. Draft and review resolutions and minutes, ensuring proper documentation in the resolution register. Prepare essential documents for board and committee meetings. Manage annual return filings and oversee CIPC-related...
-
Compliance Officer Team Lead
3 days ago
Cape Town, Western Cape, South Africa Arvo Full timePosition: Compliance Officer Team LeaderLocation: Claremont, Cape TownType: Full-time, PermanentAbout the RoleWe are seeking a Compliance Officer Team Leader with a strong legal compliance background and experience leading teams for at least 2 years. This role is ideal for someone who is comfortable operating in multiple jurisdictions and can apply legal...
-
Entry-level Compliance Officer
3 weeks ago
Cape Town, Western Cape, South Africa Arvo Pty Ltd Full timeEntry-level Compliance Officer Overview: Our client is currently seeking a motivated and adaptable individual with a BCom and/or LL.B degree to join their dynamic and global organization. This entry-level position offers a fantastic opportunity for a recent graduate to embark on a career in legal and compliance, working in a fast-paced and ever-evolving...
-
Entry-level Compliance Officer
3 weeks ago
Cape Town, Western Cape, South Africa Arvo Pty Ltd Full timeOverview: Our client is currently seeking a motivated and adaptable individual with a BCom and/ or LL.B degree to join their dynamic and global organization. This entry-level position offers a fantastic opportunity for a recent graduate to embark on a career in legal and compliance, working in a fast-paced and ever-evolving environment. The successful...
-
Legal, Risk
2 weeks ago
Cape Town, Western Cape, South Africa Emporium Human Capital Full timeLegal, Risk & Compliance Officer Senior POS25029 R 60 000.00 to R 80 000.00 per month Somerset West Position Overview: As the Legal, Risk and Compliance Officer in a software company registered as a TPPP with PASA, a credit bureau and system operator with the NCR as well as SACCRA affiliated and an imminent accountable Institution in terms of FIC you will...
-
Legal, Risk
1 week ago
Cape Town, Western Cape, South Africa Emporium Human Capital Full timeLegal, Risk & Compliance Officer Senior POS25029 R 60 000.00 to R 80 000.00 per month Somerset West Position Overview: As the Legal, Risk and Compliance Officer in a software company registered as a TPPP with PASA, a credit bureau and system operator with the NCR as well as SACCRA affiliated and an imminent accountable Institution in terms of FIC you will...
-
Compliance Officer: Tax
12 hours ago
Cape Town, Western Cape, South Africa AGC Recruitment Pty Ltd Full timeOur client in the financial services industry is seeking a Compliance Officer with Tax experience to monitor and report on the firms compliance with legal and regulatory requirements. The role involves ensuring the company and its clients are protected in terms of contractual arrangements, as well as performing company secretarial functions for applicable...
-
Entry-level Compliance Officer
3 days ago
Cape Town, Western Cape, South Africa Arvo Full timeOverview:Our client is currently seeking a motivated and adaptable individual with a BCom and/ or LL.B degree to join their dynamic and global organization. This entry-level position offers a fantastic opportunity for a recent graduate to embark on a career in legal and compliance, working in a fast-paced and ever-evolving environment. The successful...
-
Safety and Compliance Officer
1 day ago
Cape Town, Western Cape, South Africa University of Fort Hare Full timeWe are seeking a highly skilled Safety and Compliance Officer to join our team at the University of Fort Hare. In this role, you will be responsible for ensuring that our organization meets all legal and regulatory requirements related to workplace safety.You will need to possess SAMTRAC certification, 3-5 years of experience in the FMCG industry, and a...
-
Assistant Compliance Officer
2 days ago
Cape Town, Western Cape, South Africa juru Full timeJoin to apply for the Assistant Compliance Officer role at Juru HoldingsObjective Of The Assistant Compliance Officer RoleThe Assistant Compliance Officer assists the compliance team in ensuring the implementation and maintenance of an effective compliance and integrity program, aimed at preventing and detecting violations of legislation, internal rules,...
-
Compliance Officer
3 weeks ago
Cape Town, Western Cape, South Africa MECS Africa Full timeKey Responsibilities: Implement and monitor compliance programs. Conduct Anti-Money Laundering (AML) due diligence. Assist in regulatory reporting and inspections. Develop and enhance compliance processes. Provide training on regulatory matters. Qualification and skills: In-depth understanding of FICA, ML/TF Control regulations, and FIC guidance notes. 5+...
-
Compliance Officer
5 days ago
Cape Town, Western Cape, South Africa MECS Africa Full timeKey Responsibilities:Implement and monitor compliance programs.Conduct Anti-Money Laundering (AML) due diligence.Assist in regulatory reporting and inspections.Develop and enhance compliance processes.Provide training on regulatory matters.Qualification and skills: In-depth understanding of FICA, ML/TF Control regulations, and FIC guidance notes.5+ years of...