Business Compliance Officer

Job Advert Summary: Rand Water is currently looking for a Business Compliance Officer, at their Head Office in Glenvista. The Business Compliance Officer will provide specialist functional support to the Bulk Water Services Portfolio on responsibilities relating to the corporate compliance risk identification, assessment, management, monitoring and...

Business Compliance Officer - Private and Personal Banking Job Overview Business Segment: Group Functions Location: ZA, GP, Johannesburg, Baker Street 30 To enable the execution of Compliance Risk Management processes and activities within a specific business/functional area, to ensure that the area is undertaken in a compliant manner to avoid operational...

To execute Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation. Qualifications Minimum...

The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters.General:The Compliance...

Job briefWe are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees' work and provide advice on compliance.To succeed in this role, you should be a reliable professional who is not afraid to speak their mind and stand by their decisions. You...

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

The Compliance Officer will be responsible for the groups day-to-day compliance with relevant legislations and regulations associated with Asset Management / Wealth Management as well as professional standards, accepted business practices, and internal standards.Completed BCom with 2-3 years relevant compliance experience as follows:Assisting with regulatory...

Rendering daily mandate compliance checks, communicating breaches to Portfolio Managers and monitor the clearance thereof. Load and create new mandate rules in the compliance system. Update mandate tables for the product/business development team. Compile monthly compliance reports for both clients and our internal EXCO or management meetings. Liaise with...

Location: ZA, GP, Johannesburg, Baker Street 33 To enable the execution of Compliance Risk Management processes and activities within a specific business unit and across all its jursidictions to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the...

An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a Compliance Officer.Job Summary:We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance in our operations. This pivotal role involves monitoring, reviewing for compliance purposes,...

Purpose of the role:The Africa Regional Compliance Officer will be responsible for ensuring that all legal entities comply with all relevant laws, regulations, and internal policies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliance matters.Professional...

My client is currently recruiting for a Category II Compliance Officer positionReporting to the Head:Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and...

JOB LEVEL :Paterson grade C BandKEY PERFORMANCE AREASCompliance Implementation Conducts reviews of and implements the approved compliance framework Develops a comprehensive compliance programme and monitoring plan that is integrated with the GPF's strategic planning processes Develops appropriate compliance awareness tools Delivers compliancerelated...

Location: ZA, GP, Johannesburg, Baker Street 33 To enable the execution of Compliance Risk Management processes and activities within a specific business unit and across all its jursidictions to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the...

Job DescriptionTo support Compliance Risk Management processes and activities within a specific business unit and across its jurisdictions, ensuring compliance to prevent operational losses, fines, penalties, or reputational damage. This contributes to the competitive advantage of the organization.QualificationsMinimum QualificationsFirst Degree in Law is...

Senior Business Compliance Officer, Group Functions Job Overview Business Segment: Group Functions Location: ZA, GP, Johannesburg, Baker Street 30 To enable the execution of Compliance Risk Management processes and activities within a specific business unit and across all its jursidictions to ensure that the area is undertaken in a compliant manner to avoid...

Company DescriptionKiros Consulting seeks a dynamic compliance officer with a minimum of 2 years' experience in both short and long-term insurance for a valued client. Join our team and contribute your expertise to ensure regulatory adherence and excellence in the insurance industry.Role DescriptionThis is a contract, hybrid Compliance Officer, with...

Imagine a fast-paced role where pragmatic thinking, effective time management and the ability to multi-task are key. By demonstrating innovation and the drive for continuous improvement, there are many opportunities to make valuable contributions If this aligns with your values and your passion for compliance, keep reading.About the role:You will lead...

Who are we?Sanlam Developing Markets [SDM] (a wholly-owned subsidiary of Sanlam Life Limited) is one of the top financial services providers in the South African entry-level and emerging middle market. It aims to understand the unique requirements of clients and offers a wide range of simple and affordable financial solutions that cover needs such as funeral...

Matric essentialCompliance or risk management qualification (advantageous)CISA CPrac or CProf Designation (advantageous)Minimum of - 4 years compliance experienceComputer skills and must be proficient in MS OfficeUnderstanding of the financial services industry, specifically advisoryKnowledge of broader risk management and regulatory mattersRequired to...