Compliance and Regulatory Officer

Job Classification Job Family Risk, Audit & Compliance Career Stream REGULATORY COMPLIANCE Leadership Pipeline Manage Self Professional FAIS Affected FAIS Affected YesJob Purpose Provide advice, guidance, recommendations on the adherence of regulatory compliance practices in client facing divisions (1st line) ensuring compliance regulatory risks are...

Specialist: Regulatory ComplianceJOB DETAILPosition Reports to:Corporate Compliance OfficerDivision: Enterprise Service & SupportLocation: Head OfficeAdvert Closing Date: 2 February 2023About the PositionSARS is looking for a highly skilled, results driven, self-directed specialist with extensive knowledge and experience of the Legislative and Regulatory...

Requisition Details & Talent Acquisition Consultant REQ Michelle Thabethe Job Family Risk, Audit and Compliance Career Stream Regulatory Compliance Leadership Pipeline Manage Self: ProfessionalJob Purpose To consult on and advise the Group regarding relevant domestic and international legislation; compliance and governance to ensure adherence to relevant...

Bring your possibility to life Define your career with us With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job SummaryTo ensure...

The Compliance Officer is responsible for assisting and supporting Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the COMPANY by facilitating the implementation, management and maintenance of the...

Our client has an opportunity available for a Compliance Officer.Requirements:Bachelor's degree.Commerce or Legal degree.2 to 3+ years practical compliance risk management or legal experience.Member of the Compliance Institute of Southern Africa. Responsibilities:Conduct formal Compliance Risk Profile workshops to identify and assess the total universe of...

Requisition Details & Talent Acquisition Contact REQ Tshego Semenya Closing date: 6 January 2023Career Stream Regulatory ComplianceLeadership Pipeline Manage Self: ProfessionalPosition Regulatory Compliance SpecialistJob Purpose To inter alia consult, collaborate, advise, consider, review and consolidate the relevant cluster(s) and / or group view in respect...

Company DescriptionKiros Consulting seeks a dynamic compliance officer with a minimum of 2 years' experience in both short and long-term insurance for a valued client. Join our team and contribute your expertise to ensure regulatory adherence and excellence in the insurance industry.Role DescriptionThis is a contract, hybrid Compliance Officer, with...

of the role and purpose of the job: Our national Internal Audit, Risk and Compliance Services practice provides strategic sourcing of Internal Audit; Enterprise Risk Management; Governance, Regulatory Compliance, Contract Compliance and Sustainability services. This opportunity involves a strong focus on Regulatory Compliance and Corporate Governance...

Our PurposeWe work to connect and power an inclusive, digital economy that benefits everyone, everywhere by making transactions safe, simple, smart and accessible. Using secure data and networks, partnerships and passion, our innovations and solutions help individuals, financial institutions, governments and businesses realize their greatest potential. Our...

Gauteng, JHB - Northern Suburbs R R Annually Cost To Company (Market related, Negotiable)Minimum qualification: Bachelors Degree Minimum of 2 to 3 years relevant and practical compliance risk management or legal experience Member of the Compliance Institute of Southern AfricaThe Compliance Officer is responsible for assisting and supporting Departments in...

Our clinte in the Financial indusrty is looking to hire a Temp Head: Compliance and Regulatory Affairs.Requirments: Must have LLB, BCom, or equivalent qualification. Must have years' experience in the antimoney laundering control/combat terror financing, compliance and regulatory and sanctions environment. Must have 5 years in managing and leading a team of...

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

Job Advert Summary:The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the company by facilitating the implementation, management and...

Rendering daily mandate compliance checks, communicating breaches to Portfolio Managers and monitor the clearance thereof. Load and create new mandate rules in the compliance system. Update mandate tables for the product/business development team. Compile monthly compliance reports for both clients and our internal EXCO or management meetings. Liaise with...

The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters.General:The Compliance...

The Compliance Officer will be responsible for the groups day-to-day compliance with relevant legislations and regulations associated with Asset Management / Wealth Management as well as professional standards, accepted business practices, and internal standards.Completed BCom with 2-3 years relevant compliance experience as follows:Assisting with regulatory...

An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a Compliance Officer.Job Summary:We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance in our operations. This pivotal role involves monitoring, reviewing for compliance purposes,...

Must have experience in FAIS and Long Term insurance. Experience in a Unit Trust Manco and/or LISP will be preferable Must have 4 years and above experience in regulatory compliance Must have expert knowledge in the Collective Investment Schemes Collections Act Qualifications: Relevant Bachelors Degree or Law degreeJob Types: Full-time, PermanentPay: R600...

Seeking an experienced and qualified Compliance Officer to join a well known government entity in JHB. Responsibilities:Responsible for building inspections and auditsCompliance monitoring Ensure company investment is not in jeopardyReporting non-complianceConduct compliance awareness training Drafting compliance reportsSit in on Bid committeesAttend Board...