Compliance Officer

2 weeks ago


Johannesburg, Gauteng, South Africa Jenrec Pty Ltd Full time

Purpose of the role:


The Africa Regional Compliance Officer will be responsible for ensuring that all legal entities comply with all relevant laws, regulations, and internal policies.

The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliance matters.


Professional Qualifications & Experience:

Essential Qualification:

  • Bachelor's degree in finance, accounting, business, or law.
  • CA(SA) with articles will be advantageous.
  • Several years of relevant work experience in compliance, regulatory affairs, risk management, or a related field.
  • Experience in developing and implementing compliance programs.
  • Familiarity with industryspecific regulations and standards.

Responsibilities:

  • Ensuring compliance across all existing legal
  • Monitor and support the Finance, Operational and Commercial functions to ensure adherence to local and Group policies.
  • Engage various key stakeholders in the business and within the Group
  • Expected to travel from time to time.
  • Extensive experience in the finance domain.
  • Compliance to various Group reporting requirements.
  • Monitor business adherence of key deliverables as required by the Group Internal Audit and Balance Sheet Review agendas.
  • Reviewing various legal agreements and coordinating external reviews with any necessary external law firms if deemed necessary.
  • Develop and Implement Compliance Policies:
  • Formulate, revise, and implement company-wide compliance policies and procedures.
  • Ensure that policies align with applicable local laws and regulations.
  • Ensure that the following Regional and internal policies are implemented and adhered to:
Export Control and Sanctions

Data Protection

Group Trade Policy

Business Partners

Entity Internal Control Self-Assessment (ICSA)

Africa Regional Delegation of Authority (DoA)

  • Conduct regular compliance audits to identify and address potential areas of risk.
  • Ensure compliance with all Group deadlines, including those related to internal policies, Internal Audit, Business Balance Sheet Review, or any other Group compliancerelated deadline.
  • Maintain and update a compliance risk register.
  • Provide training to employees on compliancerelated matters.
  • Raise awareness of compliance standards and expectations.
  • Assist the HR function to monitor adherence to the Group compliance training requirements.
  • Ensure timely and accurate submission of required regulatory reports.
  • Stay informed about changes in relevant laws and regulations.
  • Investigate reports of potential noncompliance and implement corrective actions.
  • Collaborate with relevant departments to resolve compliance issues.
  • Maintain accurate and uptodate records related to compliance activities.
  • Develop and maintain a document control system for compliance documents.
  • Serve as the primary contact and attend various internal meetings with Divisional compliance stakeholders.
  • Regularly communicate with Africa Regional stakeholders regarding compliance updates and changes.
  • Collaborate with internal departments to promote a culture of compliance.
  • Serve as the primary point of contact for regulatory agencies.
  • Coordinate external reviews and audits with law firms and regulatory bodies.

Key Competencies & Personal Attributes:

  • Good team player who understands the importance of meeting deadlines.
  • Thrives in a busy, challenging environment.
  • An excellent communicator.
  • Fluent in English.
  • Ability to understand broader business issues and risks.
  • Commercial awareness.
  • Highly organized
  • Problem solving skills

Job Types:
Full-time, Permanent
  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Ca Financial Appointments Full time

    My client is currently recruiting for a Category II Compliance Officer positionReporting to the Head:Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Kiros Consulting Full time

    Company DescriptionKiros Consulting seeks a dynamic compliance officer with a minimum of 2 years' experience in both short and long-term insurance for a valued client. Join our team and contribute your expertise to ensure regulatory adherence and excellence in the insurance industry.Role DescriptionThis is a contract, hybrid Compliance Officer, with...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa African Unity Life Ltd Full time

    An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a Compliance Officer.Job Summary:We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance in our operations. This pivotal role involves monitoring, reviewing for compliance purposes,...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Hire Resolve Full time

    Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Jenrec Full time

    The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters.General:The Compliance...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Strategic Personnel Full time

    The Compliance Officer will be responsible for the groups day-to-day compliance with relevant legislations and regulations associated with Asset Management / Wealth Management as well as professional standards, accepted business practices, and internal standards.Completed BCom with 2-3 years relevant compliance experience as follows:Assisting with regulatory...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Betxchange Full time

    Job briefWe are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees' work and provide advice on compliance.To succeed in this role, you should be a reliable professional who is not afraid to speak their mind and stand by their decisions. You...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Kamo Placements Full time

    The Compliance Officer is responsible for assisting and supporting Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the COMPANY by facilitating the implementation, management and maintenance of the...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Telebest Full time

    Our client has an opportunity available for a Compliance Officer.Requirements:Bachelor's degree.Commerce or Legal degree.2 to 3+ years practical compliance risk management or legal experience.Member of the Compliance Institute of Southern Africa. Responsibilities:Conduct formal Compliance Risk Profile workshops to identify and assess the total universe of...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Kamo Placement Full time

    Gauteng, JHB - Northern Suburbs R R Annually Cost To Company (Market related, Negotiable)Minimum qualification: Bachelors Degree Minimum of 2 to 3 years relevant and practical compliance risk management or legal experience Member of the Compliance Institute of Southern AfricaThe Compliance Officer is responsible for assisting and supporting Departments in...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Nedbank Full time

    Job Classification- REQ:Refilwe Falatsi:- Closing Date: 28 June 2024:Division: Nedbank Insurance | Governance:- Employment Equity Statement: Preference will be given to individuals from underrepresented groups. Job Family Risk, Audit and Compliance Career Stream Regulatory Compliance Leadership Pipeline Manage Self: Professional FAIS AffectedJob Purpose To...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Cashbuild Full time

    About the job COMPLIANCE OFFICER:Description:To ensure legal compliance with laws, regulations, and rules relevant to the Cashbuild Group of companies in the territories within which the Group operates.Requirements: Relevant university degree (i.e., LLB, BCom etc.). Up to date awareness / knowledge of the compliance universe At least three years experience...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Isilumko Staffing Full time

    Seeking an experienced and qualified Compliance Officer to join a well known government entity in JHB. Responsibilities:Responsible for building inspections and auditsCompliance monitoring Ensure company investment is not in jeopardyReporting non-complianceConduct compliance awareness training Drafting compliance reportsSit in on Bid committeesAttend Board...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Isilumko Staffing Full time

    We are in search of an experienced and qualified Compliance Officer to join a prominent government organization in Johannesburg.Key Responsibilities: Oversee building inspections and audits. Conduct compliance monitoring. Ensure the safeguarding of company investments. Report instances of noncompliance. Deliver compliance awareness training. Prepare...


  • Johannesburg, Gauteng, South Africa Milton Resourcing Full time

    Rendering daily mandate compliance checks, communicating breaches to Portfolio Managers and monitor the clearance thereof. Load and create new mandate rules in the compliance system. Update mandate tables for the product/business development team. Compile monthly compliance reports for both clients and our internal EXCO or management meetings. Liaise with...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Synergy Jobs (Pty) Ltd Full time

    Position:***Compliance OfficerLocation:Pineslopes, JohannesburgSalary: R360k per annumExperience and Qualification ISO27001 Experience GDPD Experience POPI Experience

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa BI South Africa (Pty)Ltd Full time

    THE POSITION:Would you like to part of a company that's playing a key role in improving human & animal health and transforming lives for generations?Tasks & responsibilities: Ensure implementation, development and maintenance of the elements of the BI compliance program (Organisation and Governance, Risk Assessment, Training and Communication, Monitoring and...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Nedbank Full time

    Job ClassificationREQ:Refilwe Falatsi:Division: Nedbank Insurance | Governance:Closing Date: 15 March 2024:Employment Equity Statement: Preference will be given to individuals from underrepresented groups. Job Family Risk, Audit and Compliance Career Stream Regulatory Compliance Leadership Pipeline Manage Self: Professional FAIS AffectedJob Purpose To...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Gauteng Partnership Fund Full time

    JOB LEVEL :Paterson grade C BandKEY PERFORMANCE AREASCompliance Implementation Conducts reviews of and implements the approved compliance framework Develops a comprehensive compliance programme and monitoring plan that is integrated with the GPF's strategic planning processes Develops appropriate compliance awareness tools Delivers compliancerelated...

  • Compliance Officer

    2 weeks ago


    Johannesburg, Gauteng, South Africa Secondments Recruitment Full time

    Job Advert Summary:The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the company by facilitating the implementation, management and...