Compliance Specialist

4 weeks ago

Cape Town, South Africa Santam Full time

What will you do?

A position as Compliance Specialist exists in the Group Compliance department, based at our Head Office in Cape Town.


Assist the Santam Head of the Compliance Control Function to optimise and oversee regulatory compliance practices across Santam businesses. The role includes the identification of significant compliance risks and monitoring and coordinating with relevant businesses to ensure that these risks are appropriately addressed. This role will report to the Head of the Compliance Control Function.

The Compliance department oversees the Santam Group Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organisation. The Compliance department ensures that compliance issues/concerns within the organization are being appropriately managed, evaluated, investigated and resolved.

What will make you successful in this role?

Compliance Risk Management: Conduct Compliance risk assessments across the businesses and to provide pro-active support to the businesses in addressing compliance risks (which includes compliance with legal, regulatory, and ethical obligations and standards applicable to the businesses).  Monitoring Compliance and Reporting: Conducting Compliance Audits/Reviews to monitor adherence to compliance obligations and preparing the relevant compliance reports to the various levels of management in the businesses. Provide appropriate support and input into compliance projects where required.  Render appropriate Compliance advice/guidance, training to the businesses as required. Handle requests from third parties (internal requests and external requests)  Supporting in maintaining a good working relationship with the Information Regulator where required, responding to request and queries from their office and providing required reporting as directed by the Information Officer.

Qualification and Experience

Degree in Law / LLB  Post graduate Diploma/Compliance Certificate (preferable)  Registered as a Compliance Officer under the FAIS Act for Category I FSPs with the FSCA. Continuous adherence to the fit & proper requirements as determined by the Prudential Authority and the Financial Sector Conduct Authority Knowledge of legislation, regulations and legal principles applicable to the financial services industry, in particular the insurance sector  At least 5 years of experience in financial services industry, in particular the insurance sector

Skills

Relevant Technical knowledge of regulations and legal requirements applicable in the insurance financial services industry  Influencing skills Good business acumen  Ability to build and maintain internal and external relationships  Excellent communication skills (both written and verbal)  Assertive  Intermediate knowledge and use of Microsoft Word, Excel, PowerPoint. Excellent l analytical skills Excellent attention to detail Ability to work with complex legislation and information Planning and organising skills Ability to multi-task Time management

Core Competencies

Being resilient - Contributing independentlyCollaborates - Contributing independentlyCultivates innovation - Contributing independentlyCustomer focus - Contributing independentlyDrives results - Contributing independently

About The Company

Santam is the leading short-term insurer in South Africa. Along with its subsidiaries, the business transacts all classes of short-term insurance. Santam is a large, diversified, and transforming company and our success is rooted in our passion for our clients. Everything we do is centered on our delivery of Insurance Good and Proper. 

Please note this appointment will be made in line with the Divisional Employment Equity targets. People with disabilities are welcome to apply.

  • Regulatory/reporting Specialist

    3 weeks ago

    Cape Town, South Africa Compliance Solutions Strategies Full time

    **Regulatory/Reporting Specialist** **Cape Town** **Why Confluence?** Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason...

  • Compliance Specialist

    4 weeks ago

    Cape Town, South Africa FROGG Recruitment Full time

    Compliance Specialist Century City Cape TownOur client in risk & compliance consulting in Cape Town is looking for a compliance specialist with 5 years of experience in global regulations, you need to establish robust controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining policies.Salary...

  • Compliance Specialist

    2 weeks ago

    Cape Town, Western Cape, South Africa FROGG Recruitment Full time

    Compliance Specialist Century City Cape TownOur client in risk & compliance consulting in Cape Town is looking for a compliance specialist with 5 years of experience in global regulations, you need to establish robust controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining policies.Salary...

  • Compliance Specialist

    4 weeks ago

    Cape Town, South Africa Frogg Recruitment SA Full time

    Compliance Specialist Century City Cape TownOur client in risk & compliance consulting in Cape Town is looking for a compliance specialist with 5 years of experience in global regulations, you need to establish robust controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining policies.Salary...

  • Compliance Specialist

    5 days ago

    Cape Town, South Africa FROGG Recruitment Full time

    Compliance Specialist Century City Cape Town.Our client in risk & compliance consulting in Cape Town is looking for a compliance specialist with 5 years of experience in global regulations, you need to establish robust controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining policies.Salary...

  • Compliance Specialist

    4 weeks ago

    Cape Town, South Africa Frogg Recruitment SA Full time

    Compliance Specialist Century City Cape Town Our client in risk & compliance consulting in Cape Town is looking for a compliance specialist with 5 years of experience in global regulations, you need to establish robust controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining policies. Salary Negotiable ...

  • Compliance Specialist

    4 weeks ago

    Cape Town, South Africa Adzuna ZA B C2 Full time

    Compliance Specialist Century City Cape TownOur client in risk & compliance consulting in Cape Town is looking for a compliance specialist with 5 years of experience in global regulations, you need to establish robust controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining policies.Salary...

  • Compliance Specialist

    2 weeks ago

    Cape Town, Western Cape, South Africa AGC Recruitment Pty Ltd Full time

    Vacancy: Compliance Specialist - Cape TownOur Client is a management consultancy specializing in Strategic Compliance, Legal and Risk Management with emphasis on driving international expansion and business modelling for its clients.They are looking for an ambitious and driven candidate who will take the role as a Compliance Officer working within the...

  • Compliance Specialist

    2 weeks ago

    Cape Town, South Africa Sanlam Full time

    **What will you do?** - A position as **Compliance Specialist **exists in the Group Compliance department, based at our Head Office in **Cape Town.** Assist the Santam Head of the Compliance Control Function to optimise and oversee regulatory compliance practices across Santam businesses. The role includes the identification of significant compliance risks...

  • Regulatory Compliance Specialist:

    2 weeks ago

    Cape Town, South Africa Avatrala LTD Full time

    **Regulatory Compliance Specialist**: - Role Overview:_ - Key Responsibilities:_ - Stay updated on national and international regulations pertaining to AI and travel technology. - Conduct regular assessments to ensure compliance with regulatory requirements and industry standards. - Collaborate with legal and technical teams to interpret and implement...

  • Compliance Specialist

    2 weeks ago

    Cape Town, Western Cape, South Africa Sanlam Limited Full time

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert Select how often (in days) to receive an alert: Location: Cape Town, Western Cape, South Africa What will you do?A position as Compliance Specialist exists in the Group Compliance department, based at our Head Office in Cape Town.Assist the Santam Head of...

  • Compliance Specialist

    2 weeks ago

    Cape Town, South Africa MRI Software Full time

    From the day we opened our doors in 1971, MRI Software has built flexible, game-changing real estate software solutions to improve people’s lives. The only way to carry out that mission is to hire the absolute best employees on earth. People like you. Work hard, play hard. Always. Our relentless commitment to client success, our employee resource groups...

  • Compliance Specialist Team Leader

    2 weeks ago

    Cape Town, Western Cape, South Africa AGC Recruitment Pty Ltd Full time

    Our client is a global management consultancy company specialising in Strategic Compliance, Legal and Risk Management, emphasising driving international expansion and business modelling for its clients. Role Overview As a Compliance Team Leader, you will oversee a team of compliance officers and ensure that the team follows our company standards and provides...

  • Regulatory Compliance Specialist:

    2 weeks ago

    Cape Town, Western Cape, South Africa Avatrala LTD Full time

    Regulatory Compliance Specialist:Role Overview:Key Responsibilities:Stay updated on national and international regulations regarding AI and travel technology.Conduct regular assessments to ensure compliance with regulations and industry standards.Collaborate with legal and technical teams to interpret and implement regulatory changes.Develop and maintain...

  • Compliance Specialist

    2 weeks ago

    Cape Town, South Africa NMI Full time

    NMI is seeking a detail-oriented and proactive **Compliance Specialist** to join our dynamic Compliance and Risk team. Reporting to NMI's Director of Compliance and Risk, you will be responsible for ensuring that NMI's operations comply with all relevant regulations, industry standards, and internal policies. This role will play a critical part in...

  • Operations Specialist

    2 weeks ago

    Cape Town, Western Cape, South Africa Aquarius Specialist Recruitment Full time

    Our client is a very successful and prominent Asset Management company that has made big strides in asset gathering and building their AUM in the past five years on the back of a sound business strategy and excellent investment performance. Due to the growth in their business they now have a new position for an Operations Specialist to join their operations...

  • Compliance Specialist

    4 weeks ago

    Cape Town, South Africa MRI Software Full time

    From the day we opened our doors in 1971, MRI Software has built flexible, game-changing real estate software solutions to improve people’s lives. The only way to carry out that mission is to hire the absolute best employees on earth. People like you. Work hard, play hard. Always. Our relentless commitment to client success, our employee resource groups...

  • Legal and Compliance Specialist

    4 weeks ago

    Cape Town, South Africa Root Platform Full time

    Root is a fast-growing tech startup and we’re on a mission to build the future of insurance. We're looking for a creative, solutions-driven individual who has an interest in legal and compliance to join our Legal team. As Legal and Compliance Specialist at Root, you will execute on our day-to-day legal and compliance operations under supervision from...

  • Compliance Specialist

    3 weeks ago

    Cape Town, South Africa Flash Full time

    **RESPONSIBILITIES**: - Maintain and monitor a compliance framework in collaboration with the relevant stakeholders. - Perform internal controls on policies, and procedures to ensure compliance. - Monitor the Governance frameworks/policies to align the business to the Pepkor Groups governance requirements. - Assist in maintaining the Company’s compliance...

  • Compliance Specialist Team Leader

    3 weeks ago

    Cape Town, South Africa AGC Recruitment Pty Ltd Full time

    Our client is a global management consultancy company specialising in Strategic Compliance, Legal and Risk Management, emphasising driving international expansion and business modelling for its clients. Role Overview As a Compliance Team Leader, you will oversee a team of compliance officers and ensure that the team follows our company standards and provides...