Compliance Specialist Team Leader

2 weeks ago


Cape Town, Western Cape, South Africa AGC Recruitment Pty Ltd Full time

Our client is a global management consultancy company specialising in Strategic Compliance, Legal and Risk Management, emphasising driving international expansion and business modelling for its clients.

Role Overview

As a Compliance Team Leader, you will oversee a team of compliance officers and ensure that the team follows our company standards and provides excellent consulting services to our clients. You will play a crucial role in maintaining a culture of excellence within the organisation and driving continuous improvement in our processes.

  • The Compliance Team Leader will work closely with the Chief Operation Officer and the Compliance Specialist team.
  • 20-30% of time spent on Supporting the Compliance Specialist team on day-to-day activities.
  • 70-80% spent in the role of a Compliance Officer

Compliance Officer Key Responsibilities

  • Manage and support our clients with compliance and legal requirements.
  • Audit and Review of compliance processes including but not limited to credit risk management issues.
  • Support on renewal of Global Insurance Programme
  • Identifying Regulatory and Operational Risks and reporting it to the Management.
  • Review of the engagement of contractors, 3rd party vendors and management/umbrella companies
  • Advising on Risk Management issues
  • Assist in drafting policies to comply with compliance and regulatory requirements
  • Supporting regional compliance heads on the monitoring of business and regulatory risk
  • Reviewing compliance manuals and adherence to such manuals globally
  • Preparing and drafting Monthly Compliance & Risk Reports - Approval by Management
  • Reviewing and drafting non-standard Client Contracts (SOW and Master Agreements)
  • Coordinate and work with Management on Monthly Compliance.

Qualifications & Experience

  • LLB and admitted attorney.
  • Proven experience in compliance management, preferably in a leadership role.
  • Strong knowledge of regulatory requirements and industry best practices.
  • 5 years of which 2 years must be in a managerial role

Package & Remuneration:

  • R25,000 - R35,000 (depending on candidate and experience)

Apply:

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