Compliance Specialist

7 months ago

Cape Town, South Africa Sanlam Full time

**What will you do?**
- A position as **Compliance Specialist **exists in the Group Compliance department, based at our Head Office in **Cape Town.**

Assist the Santam Head of the Compliance Control Function to optimise and oversee regulatory compliance practices across Santam businesses. The role includes the identification of significant compliance risks and monitoring and coordinating with relevant businesses to ensure that these risks are appropriately addressed. This role will report to the Head of the Compliance Control Function.- The Compliance department oversees the Santam Group Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organisation. The Compliance department ensures that compliance issues/concerns within the organization are being appropriately managed, evaluated, investigated and resolved.**What will make you successful in this role?**
- Compliance Risk Management: Conduct Compliance risk assessments across the businesses and to provide pro-active support to the businesses in addressing compliance risks (which includes compliance with legal, regulatory, and ethical obligations and standards applicable to the businesses).
- Monitoring Compliance and Reporting: Conducting Compliance Audits/Reviews to monitor adherence to compliance obligations and preparing the relevant compliance reports to the various levels of management in the businesses.
- Provide appropriate support and input into compliance projects where required.
- Render appropriate Compliance advice/guidance, training to the businesses as required.
- Handle requests from third parties (internal requests and external requests)
- Supporting in maintaining a good working relationship with the Information Regulator where required, responding to request and queries from their office and providing required reporting as directed by the Information Officer.

**Qualification and Experience**
- Degree in Law / LLB
- Post graduate Diploma/Compliance Certificate (preferable)
- Registered as a Compliance Officer under the FAIS Act for Category I FSPs with the FSCA.
- Continuous adherence to the fit & proper requirements as determined by the Prudential Authority and the Financial Sector Conduct Authority
- Knowledge of legislation, regulations and legal principles applicable to the financial services industry, in particular the insurance sector
- At least 5 years of experience in financial services industry, in particular the insurance sector

**Skills**
- Relevant Technical knowledge of regulations and legal requirements applicable in the insurance financial services industry
- Influencing skills
- Good business acumen
- Ability to build and maintain internal and external relationships
- Excellent communication skills (both written and verbal)
- Assertive
- Intermediate knowledge and use of Microsoft Word, Excel, PowerPoint.
- Excellent l analytical skills
- Excellent attention to detail
- Ability to work with complex legislation and information
- Planning and organising skills
- Ability to multi-task
- Time management

**Core Competencies**
- Being resilient - Contributing independently- Collaborates - Contributing independently- Cultivates innovation - Contributing independently- Customer focus - Contributing independently- Drives results - Contributing independently**About The Company**
- Santam is the leading short-term insurer in South Africa. Along with its subsidiaries, the business transacts all classes of short-term insurance. Santam is a large, diversified, and transforming company and our success is rooted in our passion for our clients. Everything we do is centered on our delivery of Insurance Good and Proper.- Please note this appointment will be made in line with the Divisional Employment Equity targets. People with disabilities are welcome to apply.

  • Regulatory/reporting Specialist

    7 months ago

    Cape Town, South Africa Compliance Solutions Strategies Full time

    **Regulatory/Reporting Specialist** **Cape Town** **Why Confluence?** Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason...

  • Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa HR Genie Full time

    Job SummaryWe are seeking a qualified Compliance Specialist to join our team at HR Genie. This role will involve ensuring compliance with tax regulations, managing payroll processing, and supporting month-end closing procedures.The ideal candidate will have experience with SAP software, particularly older versions, as well as a strong understanding of...

  • Financial Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa Recruitment Solutions Full time

    Job Title: Financial Compliance SpecialistLocation: Cape Town, South AfricaAbout the Role:This is an exciting opportunity to join our team as a Financial Compliance Specialist at Recruitment Solutions. As a key member of our dynamic team, you will be responsible for managing client tax compliance and efficiencies.We are looking for a highly skilled and...

  • Safety and Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa Progessive International Full time

    Safety and Compliance Specialist Job DescriptionAt Progressive International, we are committed to providing a safe working environment for our employees. As a Safety and Compliance Specialist, you will play a critical role in ensuring compliance with relevant laws and regulations, as well as identifying and mitigating potential hazards in the workplace.Key...

  • IT Compliance Specialists

    4 weeks ago

    Cape Town, Western Cape, South Africa Network Recruitment Full time

    Navigate your career to new heights with Network Recruitment as an IT Compliance Specialist! We are seeking a highly skilled and experienced professional to lead technical audit projects and ensure compliance with industry standards and regulatory requirements.About the RoleThis exciting opportunity requires a proven track record, academic excellence, and a...

  • Regulatory Compliance Specialist:

    7 months ago

    Cape Town, South Africa Avatrala LTD Full time

    **Regulatory Compliance Specialist**: - Role Overview:_ - Key Responsibilities:_ - Stay updated on national and international regulations pertaining to AI and travel technology. - Conduct regular assessments to ensure compliance with regulatory requirements and industry standards. - Collaborate with legal and technical teams to interpret and implement...

  • Risk and Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa The Legends Agency Full time

    Job Description: Risk and Compliance SpecialistLocation: Cape Town, South AfricaAbout the Role:We are looking for a skilled Risk and Compliance Specialist to join our team. The successful candidate will be responsible for maintaining and managing the company's risk register, ensuring all risks are properly logged and addressed.Key Responsibilities:Maintain...

  • HSE Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa Staff Solutions Recruitment Full time

    Job Title:HSE Compliance SpecialistAbout the Role:We are seeking a highly skilled HSE Compliance Specialist to join our team at Staff Solutions Recruitment. The ideal candidate will have extensive experience in ensuring compliance with health, safety, and environmental regulations.Key Responsibilities:Conduct regular site audits to guarantee adherence to HSE...

  • Audit and Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa The Recruitment Council Full time

    The Recruitment Council is seeking an experienced Audit and Compliance Specialist to join our team. As an Audit and Compliance Specialist, you will be responsible for ensuring that our clients' internal controls and procedures are compliant with relevant laws and regulations. This role requires strong analytical skills, attention to detail, and the ability...

  • Compliance Specialist

    7 months ago

    Cape Town, South Africa MRI Software Full time

    From the day we opened our doors in 1971, MRI Software has built flexible, game-changing real estate software solutions to improve people’s lives. The only way to carry out that mission is to hire the absolute best employees on earth. People like you. Work hard, play hard. Always. Our relentless commitment to client success, our employee resource groups...

  • Financial Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa Midvaal Recruitment Full time

    Job Title: Financial Compliance Specialist**Job Description**We are seeking a highly skilled Financial Compliance Specialist to join our finance team in Cape Town. As a key member of the team, you will be responsible for ensuring compliance with financial reporting requirements, managing tax compliance, and overseeing VAT management. Your expertise in...

  • Financial Compliance Specialist

    1 month ago

    Cape Town, Western Cape, South Africa MPRTC Full time

    About the RoleWe are looking for a Financial Compliance Specialist to join our team at MPRTC. As a key member of our revenue services team, you will be responsible for ensuring accurate and timely processing of tax-related tasks.The successful candidate will have a solid understanding of the Tax Administration Act and relevant tax legislation, as well as...

  • Compliance Operations Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa Aramex Full time

    Job DescriptionThe Compliance Operations Specialist will be responsible for implementing and maintaining effective compliance programs across various business functions. This includes monitoring and tracking non-compliant findings, preparing reports, and providing administrative support to the compliance manager.Key ResponsibilitiesDaily review and check...

  • Compliance Specialist

    7 months ago

    Cape Town, South Africa NMI Full time

    NMI is seeking a detail-oriented and proactive **Compliance Specialist** to join our dynamic Compliance and Risk team. Reporting to NMI's Director of Compliance and Risk, you will be responsible for ensuring that NMI's operations comply with all relevant regulations, industry standards, and internal policies. This role will play a critical part in...

  • Regulatory Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa Progessive International Full time

    As a Regulatory Compliance Specialist at Progressive International, you will play a critical role in ensuring the company's manufacturing processes and procedures adhere to Good Manufacturing Practice (GMP) guidelines and regulations. The estimated salary for this position is $120,000 - $150,000 per annum.Job DescriptionThe successful candidate will be...

  • Regulatory Compliance Specialist

    1 month ago

    Cape Town, Western Cape, South Africa NDC Personnel Full time

    Job DescriptionWe are seeking a Regulatory Compliance Specialist to join our team at NDC Personnel & Contractors. As a key member of our pharmaceutical operations team, you will be responsible for ensuring that all operations comply with relevant regulations, including the Pharmacy Act, Medicines and Related Substances Act, and other applicable laws.The...

  • Information Security and Compliance Specialist

    6 days ago

    Cape Town, South Africa Careers Full time

    Information Security and Compliance Specialist Location: Remote Type: Full-Time About Us EyeCarePro is a leader in digital marketing for eyecare professionals, dedicated to innovation and excellence in healthcare technology. We're seeking an experienced Information Security and Compliance Specialist to lead our compliance initiatives, safeguard sensitive...

  • Financial Services Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa The Recruitment Council Full time

    Job Title: Financial Services Compliance SpecialistAbout the Role:The Recruitment Council is seeking a highly skilled Financial Services Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring that our company remains compliant with relevant legislation and regulations.About You:To be...

  • Regulatory and Ethics Compliance Specialist

    4 weeks ago

    Cape Town, Western Cape, South Africa University of Cape Town Lung Institute Full time

    Job Title: Regulatory and Ethics Compliance SpecialistWe are seeking a highly skilled Regulatory and Ethics Compliance Specialist to join our team at the University of Cape Town Lung Institute.Job Summary:The successful candidate will be responsible for ensuring compliance with regulatory and ethics requirements in clinical research, including submission of...

  • Specialist - Investment Compliance Support

    2 weeks ago

    Cape Town, South Africa Maitland Group Full time

    **Job Advert Summary**: The Specialist: Investment Compliance Support Services is first and foremost the regulatory specialist in the Investment Compliance Support Services (“ICSS”) team. The role largely entails the interpretation of both mandates and legislation/regulation in order to effectively translate the regulation into a workable compliance rule...