Compliance Officer

1 week ago

Johannesburg, South Africa Nedbank Full time

**Job Classification**
- Job Requisition - 136602
Closing Date - 01 November 2024
Location - Johannesburg
Cluster - Nedbank Insurance
Please Note: Preference will be given to applicants from Underrepresented Groups- Job Family- Risk, Audit and Compliance
- Career Stream- Regulatory Compliance
- Leadership Pipeline- Manage Self: Professional
- FAIS Affected**Job Purpose**
- To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank.**Responsibilities**:

- Monitor compliance risks and determine the state of compliance in client facing Clusters
- Ensure compliance requirements are adhered to and adequate compliance risk management practices implemented
- Execute the annual compliance risk-based program
- Provide input, review and ensure accurate reporting and articulation of compliance
- Provide guidance in the completion of subsidiary compliance risk monitoring programs
- Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection
- Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risks
- Engage with stakeholders formally through determining scope of work, understanding and identifying client needs
- Develop collaborative relationship with the Compliance Institute of South Africa (CISA)
- Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives, including CSI.

**Job Responsibilities Continue**

**People Specification**
- Essential Qualifications - NQF Level- Advanced Diplomas/National 1st Degrees
- Preferred Qualification- Post Graduate Diploma: Risk Management, Advanced Diplomas/National 1st Degrees
- Essential Certifications- Preferred Certifications- Compliance Institute of South Africa (CISA) - preferred, not essential
FSCA Phase 1 Compliance Officer approval - preferred, not essential- Minimum Experience Level- 8 -10 years experience in risk management of which 5 years in a compliance related role or 4 - 5 years as a Compliance Officer.**Technical / Professional Knowledge**
- Change management
- Cluster specific operations
- Compliance reporting
- Governance, Risk and Controls
- Relevant regulatory knowledge
- Relevant software and systems knowledge
- Reputational risk management
- Risk management process and frameworks
- Stakeholder management
- Codes of Good Governance
- Behavioural Competencies- Decision Making
- Influencing
- Building Trusting Relationships
- Managing Work
- Quality Orientation
- Stress Tolerance
- **_Please contact the Nedbank Recruiting Team at Refilwe Falatsi_

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