Compliance Officer
1 hour ago
Trive South Africa (PTY) Ltd offices are at 4 Karen Street, Bryanston (off Peter Place). Headquartered in Netherlands, Trive was established in 2010 and has grown in a mere 11 years to a global financial services company, with offices currently over 20 countries and a total workforce of over 2.000 people. Trive services provide investors services with easy access to financial products from across the world from North America to Europe, Africa, and Australia. The group companies specialize in Trading, Credit, Payment, and Venture Capital. Our vision and goal is being "a global multi-asset investment platform and technologies holding company". - Being responsible all compliance related matters including regulatory and financial crime compliance - Assesses and monitors the compliance risks associated with the company’s business activities, operations, and products and services, - Track, research global laws and regulations and compliance control requirements of key countries, - Providing feedback and insight on products and services to be promoted in related countries - Assuring that all duties are performed in accordance with compliance regulations, processes, and procedures. - Works with other areas to ensure integrated compliance where necessary, - Work with Legal department to stay abreast of changes in laws and regulations and recommend appropriate changes to ensure that ops adapt to comply with these changes, - Checking compliance reports by global affiliates, - Working with Senior Managers, Lines of Businesses & other departments to ensure ongoing compliance with AML Standards, KYC and other regulatory requirements, - Collecting and documenting data including KYC information and Transaction data, - To provide another relationship with services. - With experiences both FSCA and JSE are the plus. **Qualifications** - Bachelor’s Degree required (preferably in Law). - Master’s degree a plus, - 5+ years of relevant experience in Compliance, especially AML, onboarding activities, licencing of FSPs, finance sector is an advantage, - Highly organized and detail oriented; able to solve complex problems in a collaborative manner, - Familiar with financial services, securities, stocks rules and regulations, - Ability to communicate effectively with all levels of management in various business areas, written and verbal forms, - Ability to identify regulatory issues and work independently to develop solutions, - Self-directed and motivated, self-initiated - Able to take responsibility of all compliance related matters end to end, - Fluent and professional level of English a must, - Detail oriented, - Motivated, energetic, and eager to learn new tasks and skills, **License qualifications** - Must pass the RE1 and RE3 regulatory exams - Must have minimum 3 years’ experience working as compliance officer with prior Phase I and II approval from the Registrar - Must have min 1 year experience in FSP category II - recognized qualification in commerce, corporate governance, or law (minimum NQF 7 and registered by SAQA) - JSE Equity Compliance Officer Exam an advantage **Salary**: R42,500.00 per month
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Compliance Officer
7 days ago
Johannesburg, South Africa PSG Konsult Full timePSG is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. **Responsibilities**: - Compiling of compliance and statistical reports to the...
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Compliance Officer
3 days ago
Johannesburg, South Africa Lexdan Select Full timeCompliance Officer Gauteng, Johannesburg Deadline: December 01, 2025 Responsibilities Responsible for maintaining and improving the compliance framework (including policies, manuals, templates, and related processes) to identify, assess, monitor, and report major compliance risks. Responsible for ensuring all cases of non-compliance are reported accurately...
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Compliance Officer
1 week ago
Johannesburg, South Africa Mass Staffing Projects Full time**Job Information** - Location- Johannesburg- Salary- R450k - R400k- Job Type- Permanent- Education- BCom Law / LLB- Experience- 2 - 4 Years- Reference- 011620FGCOMP01- - finance.jobs(at)staffingprojects.co.za- Fax- 0865728847A leading, forward thinking bank based in Sandton is currently looking for a Compliance Officer. You should have previous exposure to...
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Compliance Officer
4 days ago
Johannesburg, South Africa Private Security Sector Provident Fund (PSSPF) Full timeThe Private Security Sector Provident Fund (PSSPF) is a compulsory provident fund for the security officials in South Africa, with over 240 000 active members and R14,5 billion in assets. The Compliance Officer is responsible for ensuring that the Private Security Sector Provident Fund complies with all relevant legislation, regulations and governance...
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Compliance Officer
1 week ago
Johannesburg, South Africa Nedbank Full time**Job Classification** - Job Requisition - 136602 Closing Date - 01 November 2024 Location - Johannesburg Cluster - Nedbank Insurance Please Note: Preference will be given to applicants from Underrepresented Groups- Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional - FAIS...
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Compliance Officer
2 hours ago
Johannesburg, South Africa Nedbank Full time**Job Classification** - **REQ: 135970 - Refilwe Falatsi**: - **Closing Date: 23 September 2024**: - **Division: Wealth Management SA | Compliance Officer**: - **Employment Equity Statement: Preference will be given to Individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership...
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Compliance Officer
2 weeks ago
Johannesburg, Gauteng, South Africa Lexdan Select Full time R600 000 - R750 000 per yearLexdan Select is assisting a Financial Services company with their search for a Compliance Officer, based in Johannesburg.The salary range on offer is between R600k - R750k p/a.Responsibilities:Responsible for maintaining and improving the compliance framework (including policies, manuals, templates, and related processes) to identify, assess, monitor, and...
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Compliance Officer
2 hours ago
Johannesburg North, South Africa Moving Heads Personnel Full timeResponsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. - Maintain a compliance framework in collaboration with the relevant stakeholders. - Identify potential compliance breaches and investigate compliance irregularities or areas of concern. - Review, register and resolve complaints...
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Compliance Officer
1 hour ago
Johannesburg, South Africa Sagen Advisory Full timeThe vibrant family-friendly, community-focused, social club is expanding its club to different regions of South Africa and would like to hire a motivated and experienced compliance officer to guarantee that their social club processes and transactions follow all relevant legal and internal guidelines. Our client has their focuses on developing a great...
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Compliance Officer
1 week ago
Johannesburg, South Africa Edge Executives Full timeCompliance Officer Location: JohannesburgType: Permanent Intro hook Raise the bar on integrity.Build a compliance culture that protects, enables, and lasts. About the Role We’re hiring a Compliance Officer to design, implement, and mature an enterprise-wide compliance framework that keeps the business ahead of regulatory, legal, and ethical obligations....
