Compliance Officer

1 week ago

Cape Town, South Africa Masthead (Pty) Ltd Full time

_At Masthead, our passion is keeping businesses in business. As a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), we know this can only be achieved through the calibre of people we employ - people who are client focused, set themselves high standards of delivery and have a willingness to go the extra mile. We believe in giving people the opportunity to take ownership of their roles. What we are looking for is someone with innovative thinking, unconventional ideas and a can-do attitude._

***

To effectively deliver a quality compliance and risk management service to our clients at a regional level and adhere to the compliance requirements as dictated by the FSCA.

**MINIMUM REQUIREMENTS - QUALIFICATIONS & WORK EXPERIENCE**
- A Legal / Accounting / Financial degree.
- Must be approved by the FSCA for Category I, II and IIA.
- Registered as a FSCA (FSB) approved Compliance Officer is essential.
- Minimum 3 years’ proven experience in compliance or risk management within the financial services industry.
- Category I, II and IIA FSP experience.
- A valid driver’s licence.
- Please note only applicants who meet these requirements will be considered for this position._

**COMPLIANCE DUTY AND RESPONSIBILITY**
- Deliver outsourced compliance functions to financial services clients and other FICA-accountable institutions.
- Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.
- Establish and nurture a culture of compliance, providing clients with a robust compliance risk framework.
- Assist clients to achieve the TCF outcomes.
- Services to be delivered to independent FSPs and Corporate clients.
- Perform all functions to the standard and deadlines set by Regional Manager.
- Provide clients with high quality, personalised and substantive reports.
- Include clients in compliance processes and provide post monitoring feedback.
- Maintain records as required by the business.
- Display behaviour and attitudes that positively contributes to the well-being and development of the regional team, the company, and its clients.
- Source and sign up new clients, expanding the company's client base.

**COMPETENCIES AND SKILLS**
- A good working knowledge of compliance legislation, namely FAIS and FICA.
- Understanding and knowledge of risk management principles.
- Exceptional verbal and written communication skills.
- Ability to work under pressure, independently, and as part of a team.
- Proficient presentation skills.
- Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions. _

**Job Types**: Full-time, Permanent

Application Deadline: 2025/01/31
Expected Start Date: 2025/02/03

  • Compliance Officer

    2 weeks ago

    Cape Town, South Africa The Recruitment Council Full time

    Join a Leading Force in Financial Compliance -Be the Compliance Officer Who Drives Integrity & Trust in the Financial Services SectorA trusted name in compliance and risk management, is on the lookout for a dynamic, FSCA-approved Compliance Officer (Category I) to join their Western Cape team. Based in the vibrant hub of Tyger Valley, Cape Town, this is an...

  • Compliance Officer

    3 days ago

    Cape Town, Western Cape, South Africa The Legends Agency Full time R240 000 per year

    Compliance OfficerJoin a Nurse-Led, Top-Rated Healthcare Staffing Agency No Two Days the SameOffice-based in Gardens, Cape Town | R20,000 per month | UK Hours (Mon-Fri, 9am-5pm)About Our ClientOur client is a dynamic, nurse-led healthcare recruitment agency providing outstanding nurses and healthcare assistants to Northern Ireland's HSC Trusts and private...

  • Compliance Officer

    5 days ago

    Cape Town, Western Cape, South Africa Amazon Full time R900 000 - R1 200 000 per year

    Amazon's Risk and Compliance Solutions team is looking for an experienced compliance professional to lead our South Africa Compliance office. The Compliance Officer is a senior role within the MEA Compliance team and is responsible for operating and improving our 2nd line compliance programs in South Africa.Key job responsibilitiesThe Compliance Officer...

  • Compliance Officer

    2 weeks ago

    Cape Town, South Africa Frank Consult Full time

    A well-established fiduciary and corporate services organisation is seeking a diligent and experienced Compliance Officer to join their Cape Town office. The successful individual will play a pivotal role in ensuring that both local and global operations adhere to legal, regulatory and internal governance standards.Key Responsibilities• Lead and manage the...

  • Compliance Officer

    2 weeks ago

    Cape Town, South Africa Frank Consult Full time

    A well-established fiduciary and corporate services organisation is seeking a diligent and experienced Compliance Officer to join their Cape Town office. The successful individual will play a pivotal role in ensuring that both local and global operations adhere to legal, regulatory and internal governance standards. Key Responsibilities • Lead and manage...

  • Compliance Officer

    2 weeks ago

    Cape Town, South Africa Frank Consult Full time

    A well-established fiduciary and corporate services organisation is seeking a diligent and experienced Compliance Officer to join their Cape Town office. The successful individual will play a pivotal role in ensuring that both local and global operations adhere to legal, regulatory and internal governance standards. Key Responsibilities Lead and manage the...

  • Compliance Officer

    5 days ago

    Cape Town, South Africa CA Financial Appointments Full time

    Are you wanting to start your career in Compliance? If so, this is an amazing opportunity to get trained up in a 3 year programme whilst working for my client on a full time basis. The client is a boutique Wealth team where you are not just a number. If this is you, please apply!Why join this team?Join a small, client-focused asset management firmSupportive...

  • Compliance Officer

    2 days ago

    Cape Town, Western Cape, South Africa Frank Consult Full time R80 000 - R120 000 per year

    A well-established fiduciary and corporate services organisation is seeking a diligent and experienced Compliance Officer to join their Cape Town office. The successful individual will play a pivotal role in ensuring that both local and global operations adhere to legal, regulatory and internal governance standards.Key Responsibilities• Lead and manage the...

  • Compliance Officer

    3 days ago

    Cape Town, Western Cape, South Africa Initiate International Full time R250 000 - R500 000 per year

    Our client partners with more top-tier operators than any other provider in the industry, setting the standard in B2B online casino services. Delivering exceptional experiences to players across various channels and devices, our client leverages cutting-edge software and a robust enterprise-class infrastructure to elevate their customers' gaming businesses....

  • Compliance Officer

    2 weeks ago

    Cape Town, South Africa The Red Fox Full time

    **The Company**:The Red Fox **Role Name**: Compliance Officer **Location**: Cape Town **Hours of work**: Monday to Friday 9:00am - 17:00pm **Role summary** The Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the...