Compliance Practice Lead
1 month ago
Job Summary
To spearhead and supervise specialist compliance initiatives, the successful candidate will ensure efficiency and smooth workflow. As a practice leader, they will identify project needs and participate in setting goals and objectives for the practice discipline, enabling implementation by providing practice knowledge expertise inputs, guidance, and advice to stakeholders.
Key Responsibilities
- Advise on and provide guidance and support to stakeholders in relation to the execution of financial crime relevant legislation, frameworks, policies, processes, and tools.
- Provide guidance and advisory services and consult with business stakeholders to recommend controls and processes to ensure legislative compliance and informed decision making.
- Comply with governance in terms of legislative and policy requirements from different jurisdictions.
- Participate in planned activities that are appropriate for own and employee development.
- Ensure that emerging legislation and changes in relevant regulations are appropriately interpreted for impact analysis, internal monitoring plans, working papers, and practices are aligned accordingly tracked.
- Ensure meaningful, timely, concise, and comprehensive reporting of Financial Crime (including ABC) Profile and associated regulatory risks to governance committees and relevant stakeholders.
- Ensure development and continuous value-add improvement to operational processes.
- Facilitate risk assessment and evaluation of the effectiveness of established controls.
- Drive the implementation and monitoring of the Anti-Bribery and Corruption programme.
- Make use of data analytics during financial crime reviews and validation to create efficiencies and create ongoing monitoring opportunities.
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