Financial Services Compliance Manager
4 weeks ago
About The Recruitment Council
">- We are seeking a highly skilled Financial Services Compliance Manager to join our team in ensuring the highest standards of compliance and regulatory adherence within our organization.
Job Description:
">- The successful candidate will be responsible for developing and maintaining a comprehensive compliance framework, identifying and investigating potential compliance breaches, reviewing and resolving client complaints, and ensuring all compliance records are accurate and up-to-date.
Key Responsibilities:
">- Compliance Framework Development: Develop and maintain a comprehensive compliance framework with relevant stakeholders, ensuring adherence to regulatory requirements.
- Compliance Breach Investigation: Identify and investigate potential compliance breaches, taking corrective action as necessary.
- Client Complaints: Review and resolve client complaints in a timely and professional manner.
- Compliance Records: Ensure all compliance records are accurate, up-to-date, and compliant with regulatory requirements.
Qualifications and Experience:
">- Relevant Qualification: Possess a relevant qualification such as BCom Law or equivalent.
- Registration: Be registered as a FSCA Compliance Officer (CAT II).
- Certifications: Hold RE 1 and RE 3 certifications.
- Experience: Have at least 5 years of experience in financial services compliance.
- Knowledge: Have in-depth knowledge of FICA, FAIS, and relevant legislation, regulations, and rules.
- Skills: Possess strong interpersonal, communication, and report writing skills.
Salary: We offer a competitive salary of R650,000 - R850,000 per annum, depending on experience.
">Benefits: In addition to a competitive salary, we offer a range of benefits including health insurance, retirement fund contributions, and annual leave.
">About Us: At The Recruitment Council, we pride ourselves on providing high-quality recruitment services to our clients. Our team is passionate about matching candidates with the right job opportunities, and we strive to deliver exceptional results every time.
">Contact Information: For more information about this role or to discuss your application, please contact us at www.therecruitmentcouncil.co.za.
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