Financial Services Compliance Manager
4 days ago
We are seeking a highly experienced Financial Services Compliance Manager to join our team at The Recruitment Council.
- Estimated Salary: $100,000 - $130,000 per annum
The successful candidate will be responsible for:
- Leading Compliance Teams
- Developing and Implementing Compliance Strategies
- Ensuring Regulatory Compliance
- Maintaining Quality Assurance Standards
To be successful in this role, you will need:
- A relevant qualification such as BCom Law or equivalent
- Registered FSCA Compliance Officer (CAT II) certification
- RE 1 and RE 3 certifications
- A minimum of 3-5 years of compliance experience in the financial services industry
- In-depth knowledge of FICA, FAIS, and relevant legislation, regulations, and rules
- Experience in corporate compliance and working with Financial Advisers/Planners
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Financial Services Compliance Manager
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Financial Services Compliance Manager
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Financial Services Compliance Manager
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Financial Services Compliance Professional
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