Chief Compliance and Risk Management Specialist

2 weeks ago


westlake Western Cape, South Africa The Recruitment Council Full time
Job Summary

We are seeking a highly skilled Chief Compliance and Risk Management Specialist to join our team at The Recruitment Council. As a key member of our organization, you will be responsible for ensuring that our company complies with relevant legislation and maintains a strong risk management framework.

About the Role
  • You will oversee regulatory compliance and manage risks across trading activities, ensuring that our business operates within established guidelines and regulations.
  • You will monitor daily CAPAD trading limits, handle monthly submissions to the JSE, and conduct daily reviews to identify misdeals, outstanding allocations, faulty payments, and incorrect journals.
  • You will perform compliance and AML reviews in the stockbroking division, adhering to compliance programs and timelines.
  • You will analyze the root causes of potential breaches and recommend preventative measures.
Requirements
  • You should have approximately 7 years of experience in a similar role within financial services, with exposure to the full compliance function in a stockbroking firm.
  • You should have a strong understanding of financial instruments such as fixed income and derivatives, as well as knowledge of FAIS monitoring.
  • You should be proficient in MS Office, particularly Excel, and possess excellent analytical skills, problem-solving abilities, and communication skills.
Working with Us

As a valued member of our team, you will work closely with Group Legal, Risk, and Compliance teams to maintain an updated and effective compliance program. You will also collaborate with internal stakeholders to foster a culture of compliance within the business.

Salary and Benefits

The estimated salary for this position is R1,200,000 per annum. In addition to a competitive salary, you will receive a range of benefits, including health insurance, retirement savings, and paid time off.



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