Senior Financial Services Compliance Specialist
1 month ago
We are seeking an experienced Investor and Client Onboarding Specialist to join our team at Rory Mackie & Associates. This role involves supporting the onboarding and KYC processes for investors in our Guernsey entities.
Key Responsibilities:
- Assisting in the review and onboarding of new investors, ensuring compliance with relevant regulations and guidelines.
- Checking of application forms and investor due diligence documentation, identifying potential risks and areas for improvement.
- Liaising with investors to request additional documentation, fostering strong relationships and resolving any issues promptly.
- Performing risk assessments of investors, analyzing data and making informed decisions.
- Carrying out periodic reviews of investors, staying up-to-date with changing regulatory requirements and industry best practices.
- Assisting with day-to-day ad-hoc requests from investors and clients, providing exceptional customer service and support.
- Working on KYC remediation projects, driving efficiency and improving overall process quality.
Requirements:
- Strong understanding of KYC regulations and investor due diligence practices, with experience in a similar role.
- Familiarity with risk assessment protocols for investor onboarding, including identification, assessment, and mitigation of potential risks.
- Proficiency with KYC documentation and regulatory compliance requirements, staying abreast of changes and updates.
- Proficiency in Microsoft Office Suite (Excel, Word, Outlook), with experience in using KYC platforms or CRM systems an advantage.
The ideal candidate will have a solid background in financial services, excellent communication and interpersonal skills, and the ability to work effectively in a team environment. If you are a motivated and detail-oriented individual looking for a challenging role, please apply now.
Estimated Salary Range: £45,000 - £60,000 per annum, depending on experience and qualifications.
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