Market Compliance Officer

1 week ago


Randburg, Gauteng, South Africa Ajtechnicaldr Full time

About Us

Ajtechnicaldr is a leading company in the financial services industry. We are committed to maintaining the highest standards of compliance and risk management.

The Role

We are seeking a highly skilled Compliance Manager to join our team. The successful candidate will be responsible for managing compliance risk within the Markets business unit.

Responsibilities
  • Ensure that the relevant Markets desk(s) activities comply with relevant regulations, industry standards, and internal policies and procedures.
  • Provide guidance and subject matter compliance advice on relevant Markets specific rules and directives, regulations, internal policies, and procedures.
  • Monitor and evaluate relevant Markets desk(s) activities, including identifying potential compliance issues.

Requirements

Qualifications: Advanced Diplomas / National 1st Degrees.

Experience: 2-4 years' experience within a Compliance, Legal or Risk team within a financial services business.

Skills: Strong analytical skills, effective communication and interpersonal skills, detail-oriented, ability to adapt to evolving regulatory requirements and industry standards.



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