Market Compliance Officer
1 week ago
About Us
Ajtechnicaldr is a leading company in the financial services industry. We are committed to maintaining the highest standards of compliance and risk management.
The RoleWe are seeking a highly skilled Compliance Manager to join our team. The successful candidate will be responsible for managing compliance risk within the Markets business unit.
Responsibilities- Ensure that the relevant Markets desk(s) activities comply with relevant regulations, industry standards, and internal policies and procedures.
- Provide guidance and subject matter compliance advice on relevant Markets specific rules and directives, regulations, internal policies, and procedures.
- Monitor and evaluate relevant Markets desk(s) activities, including identifying potential compliance issues.
Requirements
Qualifications: Advanced Diplomas / National 1st Degrees.
Experience: 2-4 years' experience within a Compliance, Legal or Risk team within a financial services business.
Skills: Strong analytical skills, effective communication and interpersonal skills, detail-oriented, ability to adapt to evolving regulatory requirements and industry standards.
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