Compliance Officer
6 days ago
The Recruitment Council is seeking a highly skilled Junior Compliance professional to join our team. As a key member of our Compliance Unit, you will play a pivotal role in ensuring our company's adherence to regulatory requirements, best practices, and internal policies.
Key Responsibilities:
- Assist the Compliance Officer in embedding a culture of compliance across the organization.
- Ensure compliance with laws and regulations applicable to the financial services sector, with a focus on FAIS, PPR, POPIA, FICA, and the Insurance Act.
- Conduct Compliance Monitoring and report on the level of compliance.
- Present findings to management and engage in discussions to address any non-compliance issues.
- Maintain a Noncompliance Register and assist with ad-hoc rollouts of compliance-related initiatives.
- Support the Head of Compliance with regulatory reviews, inspections, and investigations.
- Assist with compliance awareness and training programs.
- Review and develop relevant policies to ensure compliance with regulatory requirements.
- Develop and implement an internal compliance framework that reflects the organization's unique characteristics and compliance with legislative universe.
- Monitor and audit the compliance workplan to ensure adherence to all applicable operational legislation.
Requirements:
- Educational Qualifications: LLB or BCom
- Compliance Management Certificate or Postgraduate Diploma in Compliance (preferably)
- RE 1 (preferably)
- Skill/Experience:
- 2-3 years of compliance experience
- 1-year monitoring experience in the Life Insurance environment (preferably)
- General knowledge and understanding of legislation in the financial services environment
- Proficiency in MS Office
Competencies:
- Clear and concise communication skills
- A team player with a flexible approach
- Problem-solving skills
- A desire to learn and grow
- Upholds ethics and demonstrates high levels of integrity
- Attention to detail
- The ability to handle pressure
- Able to work independently or with limited supervision
- Self-management
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