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Compliance Data Analyst
2 months ago
CA Financial Appointments is seeking a skilled Compliance Data Analyst to join their team. This role is responsible for providing critical support to the investment compliance team by analyzing and collating data to ensure compliance with regulatory requirements.
Key Responsibilities:
- Instrument classification and data analysis in accordance with regulatory guidelines
- Collation and analysis of data for portfolio compliance with regulatory requirements
- Liaising with asset managers to obtain portfolio holdings and data
- Compilation of quarterly reporting for regulatory bodies
- Assistance with enhancing reports and ensuring correct rule setup on compliance and reporting systems
- Management of compliance static data and collaboration with internal teams on data clean-ups and knowledge sharing
Requirements:
- Minimum of a completed degree in commerce, finance, legal, or information systems
- Minimum of 1-3 years' experience in a compliance data role within the asset management industry
- Strong understanding and exposure to regulatory guidelines, including Reg28, Board Notice 90 & 52, SARB, CISCA, and ASISA
- Proficiency in compliance software and MSExcel
- Strong problem-solving and analytical skills
- Ability to work with large volumes of data and distill it for reporting purposes
- Excellent deadline management and organizational skills
- High attention to detail and strong work ethic
- Excellent interpersonal and communication skills
CA Financial Appointments is an equal opportunities employer and welcomes applications from diverse candidates. If you are a motivated and detail-oriented individual with a passion for compliance, please submit your application.