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Compliance and Administrative Officer
1 week ago
Responsibilities:
- Evaluate and process broker applications.
- Update application status on systems.
- Reconcile broker codes and maintain records.
- Evaluate, process, and compile contract requests.
- Communicate changes to stakeholders.
- Generate termination and suspension letters.
- Facilitate annual Personal Service Provider status verification.
- Investigate received broker requests and scrutinize broker reports.
- Communicate final forensic reports.
- Provide administrative support to brokers.
Requirements:
- Grade 12 qualification.
- Tertiary education.
- RE1/RE5 certification is advantageous.
- Intermediate computer skills.
- Extensive experience in providing administrative support.
- Project coordination experience is beneficial.
- In-depth knowledge of Financial Advisory and Intermediary Services Act & Regulations.