Compliance Specialist
3 days ago
Salary:
$65,000 - $85,000 per annumAbout the Role:
The Recruitment Council is seeking a highly skilled Compliance Specialist to join our dynamic Compliance Unit. As a key member of our team, you will play a crucial role in ensuring our adherence to regulatory requirements, best practice guidelines, and internal policies.
Responsibilities include assisting in fostering a culture of compliance, supporting compliance with relevant laws and regulations, contributing to the development of risk-based monitoring plans, and managing changes in FAIS profiles.
Additionally, you will report on compliance levels, present findings, engage effectively with management, maintain the noncompliance register, support ad hoc compliance initiatives, and assist in regulatory reviews, inspections, and investigations.
Requirements:
- Education: LLB, Risk Management, or BCom qualification.
- Certification: Compliance Management Certificate or Postgraduate Diploma in Compliance (preferred).
- Experience: 1 year of compliance experience (advantageous).
- Skills: Solid understanding of financial services legislation, proficiency in MS Office, strong reporting skills.
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