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Investment Compliance Associate

7 days ago

Cape Town, Western Cape, South Africa Old Mutual Invest Full time
Senior Portfolio Compliance Specialist

We are seeking a highly skilled and experienced Portfolio Compliance Specialist to join our team at Old Mutual Investment Group.

This role involves ensuring the compliance and governance of client portfolios, working closely with the portfolio compliance officers, legal teams, operations, traders, and portfolio managers.

Responsibilities:

  • Monitor and manage mandate guidelines and restrictions to ensure compliance with regulatory requirements.
  • Develop and implement automated or manual processes to facilitate monitoring and reporting.
  • Collaborate with the OMIG's portfolio compliance officers, legal and operations team to ensure effective compliance.
  • Provide guidance on matters related to portfolio compliance and risk management.

Requirements:

  • Bachelor's Degree, preferably BCom.
  • Significant experience in asset management and portfolio compliance.
  • Strong technical skills in Excel and knowledge of portfolio compliance systems.
  • Excellent communication and collaboration skills are essential for working with various teams.
  • Able to work in a fast-paced environment and prioritize tasks effectively.