Regulatory Compliance Director
1 month ago
Job Overview:
We are seeking a highly skilled Regulatory Compliance Director to join our team at Staff Concepts. This is a fantastic opportunity for an experienced professional to lead our regulatory compliance efforts and drive business success.
About the Role:
The Regulatory Compliance Director will be responsible for managing regulatory developments, ensuring adherence to financial regulations, laws, and industry guidelines. Key responsibilities include capturing and monitoring regulatory trends, reviewing and summarizing regulatory developments, and advising senior management on regulatory changes impacting operations and strategy.
Key Responsibilities:
- Capture and monitor regulatory trends and changes, ensuring timely updates to internal stakeholders.
- Review and summarize regulatory developments, distributing guidance on potential impacts to affected divisions.
- Collect and submit comments on proposed legislation to regulators, governments, or industry associations.
- Create implementation plans to comply with new legislation and regulations, working closely with cross-functional teams.
- Oversee successful execution of implementation plans, ensuring compliance with legal and regulatory standards.
- Collaborate with Risk and Compliance teams to identify and assess regulatory risks, providing strategic advice to senior management.
- Develop and maintain relationships with regulatory bodies, staying up-to-date on emerging trends and best practices.
- Mentor and develop the regulatory team, promoting knowledge sharing and growth opportunities.
Qualifications and Experience:
The ideal candidate will have 7 years of experience in the financial services industry, a B.Com LLB degree, and admission as an attorney. A Certified Financial Planner (CFP) certification is advantageous. Excellent Microsoft Office skills are also required.
Salary Range:$120,000 - $180,000 per annum
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