Risk Management Specialist

3 weeks ago


Cape Town, Western Cape, South Africa The Recruitment Council Full time

Compliance Officer Role

The Recruitment Council is seeking a dedicated Compliance Officer to join their risk and compliance team in a dynamic role that supports and implements risk and compliance policies and procedures for their advisory, fiduciary, and consulting operations.

Main Responsibilities:

  • Conduct compliance reporting for business units to meet internal and external requirements.
  • Review upcoming legislative changes and recommend necessary adjustments to risk control and operational procedures. Monitor existing legislative changes.
  • Assist in documenting processes and procedures, and plan related training sessions.
  • Evaluate system performance and recommend required changes.
  • Handle FSP license changes as needed.

Compliance Monitoring:

  • Review client advisory and investment implementation records (FAIS and FICA).
  • Oversee and approve client onboarding processes.

Technical Support:

  • Assist advisory, fiduciary, and consulting operations with technical queries.
  • Provide support and recommendations for the development of Supervision candidates skills and knowledge.

Additional Responsibilities:

  • Provide back-up support for colleagues as required.

Key Requirements:

  • Relevant tertiary qualification: B Com (Accounting) or B Com Honours in Risk Management.
  • Completed accounting or auditing articles.
  • Proficiency in computer literacy, particularly advanced MS Excel.
  • Previous experience in a similar role is preferred, with a proven track record.
  • Must meet fit and proper requirements.
  • Must be accurate and deadline-oriented.


This is an exciting opportunity for a detail-oriented individual with the required qualifications and experience.



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