Risk Management Specialist
3 weeks ago
Compliance Officer Role
The Recruitment Council is seeking a dedicated Compliance Officer to join their risk and compliance team in a dynamic role that supports and implements risk and compliance policies and procedures for their advisory, fiduciary, and consulting operations.
Main Responsibilities:
- Conduct compliance reporting for business units to meet internal and external requirements.
- Review upcoming legislative changes and recommend necessary adjustments to risk control and operational procedures. Monitor existing legislative changes.
- Assist in documenting processes and procedures, and plan related training sessions.
- Evaluate system performance and recommend required changes.
- Handle FSP license changes as needed.
Compliance Monitoring:
- Review client advisory and investment implementation records (FAIS and FICA).
- Oversee and approve client onboarding processes.
Technical Support:
- Assist advisory, fiduciary, and consulting operations with technical queries.
- Provide support and recommendations for the development of Supervision candidates skills and knowledge.
Additional Responsibilities:
- Provide back-up support for colleagues as required.
Key Requirements:
- Relevant tertiary qualification: B Com (Accounting) or B Com Honours in Risk Management.
- Completed accounting or auditing articles.
- Proficiency in computer literacy, particularly advanced MS Excel.
- Previous experience in a similar role is preferred, with a proven track record.
- Must meet fit and proper requirements.
- Must be accurate and deadline-oriented.
This is an exciting opportunity for a detail-oriented individual with the required qualifications and experience.
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