JSE Regulatory Compliance Specialist

3 weeks ago


Cape Town, Western Cape, South Africa The Recruitment Council Full time
Job Title: JSE Regulatory Compliance Specialist

About the Role: We are seeking a highly skilled JSE Regulatory Compliance Specialist to join our team at The Recruitment Council.

Key Responsibilities:

  • Ensure compliance with applicable legislation, including JSE and A2X Exchange Rules & Directives.
  • Assist the Board to ensure adherence to internal policies and procedures.
  • Monitor trading activity across all asset classes to detect irregularities and manage risk.
  • Conduct compliance and AML reviews to ensure business units adhere to regulatory requirements.
  • Develop and document business processes to ensure quality and efficiency.

Requirements:

  • Approx. 7 years experience in a similar role in financial services.
  • Knowledge of relevant legislation, including FICA and POCA.
  • A solid understanding of financial instruments, including Fixed Income and Derivatives.
  • Strong knowledge of Stockbroking Operations and FAIS Monitoring.
  • Computer literacy, especially in MS Office and Excel.

Qualifications:

  • BCom, B.Compt, BSC, LLB, FRM or equivalent is essential.
  • Strong analytical and problem-solving skills, with excellent communication and interpersonal skills.


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