Compliance Governance Officer
2 days ago
This is an exciting opportunity for a skilled Compliance Governance Officer to join our team at The Recruitment Council.
- Estimated Salary: $90,000 - $120,000 per annum
The successful candidate will be responsible for:
- Ensuring Compliance with Regulatory Requirements
- Maintaining Quality Assurance Standards
- Developing and Implementing Compliance Policies
- Conducting Regular Compliance Audits
To be successful in this role, you will need:
- A relevant qualification such as BCom Law or equivalent
- Registered FSCA Compliance Officer (CAT II) certification
- RE 1 and RE 3 certifications
- A minimum of 3-5 years of compliance experience in the financial services industry
- In-depth knowledge of FICA, FAIS, and relevant legislation, regulations, and rules
- Experience in corporate compliance and working with Financial Advisers/Planners
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