Operational Compliance Officer

**Operational Compliance Officer Cape Town** Well-established Financial client is looking for an **Operational Compliance Officer** with 3+ years of experience. Must have Manco, CISCA and Board Notice experience. **Salary**: Up to R800k CTC (Depending on experience) Minimum Requirements: - LLB or Relevant degree - Certificate/Diploma in Compliance...

**Operational Compliance Officer Cape Town** Well-established Financial client is looking for an **Operational Compliance Officer** with 3+ years of experience. **Must have Manco, CISCA and Board Notice experience**. **Salary: Up to R800k CTC (Depending on experience)** Minimum Requirements: - LLB or Relevant degree - Certificate/Diploma in Compliance...

Posted by - David Symes- Recruiter**HEAD OF COMPLIANCE (CAPE TOWN) - AML (INC FRAUD & KYC) AND STAFF MANAGEMENT EXPERIENCE REQUIRED** **Ref: 4001G** **ZAR 100K-120K Per Month + Good Bens & Bonus inc Flexible Working Cape Town** Our client, a rapidly expanding Fintech in the money transfer sector, seeks an experienced Head of AML & Compliance to develop...

**WHAT IS YOUR ROLE**: As the Office Operations and Compliance Advisor, you’ll support the day-to-day operations and community initiatives of Boldr. You’ll have the opportunity to fuel our growth by ensuring everything within the office runs like a well-oiled machine. You will also engage and empower Boldr’s community impact internal stakeholders. You...

A LITTLE BIT ABOUT Boldr - Boldr is the first global B-Corp dedicated to delivering world-class Client experiences while creating access to dignified, meaningful work in communities around the world. - We are a global team, united by our desire to connect diverse people with common values for boldr impact. - We employ just over a thousand team members across...

Job Description: Compliance Officer - Trading OperationsThe Recruitment Council is seeking a skilled Compliance Officer - Trading Operations to join our team. As a key member of our compliance department, you will be responsible for ensuring that our company remains compliant with relevant legislation and regulations.About the Role:You will need...

Responsibilities include: - Reviewing and ensuring that marketing material is compliant with applicable legislation. Submit and review MDDs. - Fulfil the role of Money Laundering reporting officer. - Work closely with the Money Laundering Compliance Officer and provide contribution into the embedment of the Risk Management and Compliance Program. -...

Job Description:The Recruitment Council is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that the company complies with regulatory requirements and best practices.About the Role:This is a full-time position that requires a strong understanding of compliance laws and regulations....

A fund management company based in **Stellenbosch**, with two funds under their stewardship, is looking for a **Compliance Officer** to join their team to help ensure compliance within the company. As a **Compliance Officer**, you will be staying ahead of regulations globally, establishing robust controls and procedures for compliance across all...

Compliance officer **Responsibilities**: Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company’s compliance with laws and regulations through detailed reports. Create and manage effective action plans in response to audit discoveries and compliance violations. Regularly audit...

About The RoleWe are seeking a highly skilled Compliance Officer to join our risk and compliance team in Rondebosch.This role will support and implement risk and compliance policies and procedures for our advisory, fiduciary, and consulting operations.The position involves accurate risk and compliance reporting, including ad-hoc review and analysis work for...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. **Responsibilities**: - Compliance reporting on behalf of business unit; internal and external (statutory) requirements -...

Overview Hire Resolve is seeking a skilled and experienced Compliance Officer to join our client, a leading global financial services company. This is an exciting opportunity for a compliance professional to play a critical role in ensuring regulatory adherence and fostering a strong culture of compliance within a dynamic and fast-paced organization. The...

**Role Purpose** Implement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

_Elevate Safety and Sustainability: Join us as a SHEQ Compliance Officer in Renewable Energy_ **Is this you?** Are you dedicated and trustworthy with a passion for ensuring safety, health, environmental, and quality standards in a regulated environment? Do you possess exceptional organisational skills and the ability to communicate effectively while...

**Job summary**: - The successful applicant will be part of the Regulatory Compliance Team and will be responsible for engaging with stakeholders, monitoring, and reporting compliance related issues to the business and the relevant Board committees and Boards where applicable.- The role will report to a Compliance Manager and work closely with the reporting...

**About Us**: We are currently looking for a Regional Compliance Manager. The Regional Compliance Officer is to assist and ensure that the region for which the job holder is responsible for adheres to legal standards, company - and Group policies. As the leading integrated facilities solutions provider in Africa and the Middle East, operating in over 28...

**Compliance Officer Cape Town** Well-established client is looking for a Compliance Officer with at least 3-5 years of experience working at a bank in a similar role. **Salary**: Market Related **Minimum Requirements**: - LLB / BComm or other relevant qualification - Must have qualifications in compliance and risk management - Must have CPrac - 3-5...

A local Investment Company is seeking a FICA and FAIS Compliance Officer to join their Fund Due Diligence Team. This company is a small, yet well-established firm located in the Northern Suburbs of Cape Town. This position is well suited to someone with high energy levels, independence, and with a sincere enthusiasm for compliance. **Qualifications &...

Cape Town N/Subs R35000 - R48000 pm Financial Services company requires the skills of an experience Compliance officer You need the following: Approved Category I Compliance Officer with the Financial Sector Conduct Authority with no supervision requirements. RE as applicable to the Categories of approval 3 years working experience in a life insurance,...