Compliance Officer

2 weeks ago

Johannesburg, South Africa Swiss RE Full time

Imagine a fast-paced role where pragmatic thinking, effective time management and the ability to multi-task are key. By demonstrating innovation and the drive for continuous improvement, there are many opportunities to make valuable contributions If this aligns with your values and your passion for compliance, keep reading.

**About the role**:
You will lead compliance activities in support of the Swiss Re Corporate Solutions business in South Africa to ensure compliance with the applicable rules and regulations. You will also have the opportunity to engage in broader Compliance initiatives. Specifically, you will:

- Monitor, assess and support implementation of regulatory developments relating to Compliance Risks.
- Support development of local Compliance Risk Frameworks, including drafting local standards and processes, training and communication for new and changes to regulations.
- Provide enabling guidance and communication to the business with respect to Compliance requirements and implementation of the Compliance Programme, including Global Compliance topics, with a particular focus on South African requirements
- Perform Compliance Risk Assessments and monitoring on the legal entity and business specific topics.
- Deliver regular and relevant reporting to management and the Board of Directors
- Ensure FAIS registers are monitored and maintained, fit and proper requirements tracked.
- Serve as point of contact for regulators. Includes actively participating during regulatory inspections and exams, managing and responding to regulatory inquiries and requests.

**About the team**:
You will report into the Head of Compliance CorSo and work closely with the CEO of South Africa. The team is business facing with an international footprint and diversity of team members. We provide end-to-end expertise on key Compliance Risks including Anti-Money Laundering, International Trade Sanctions, Anti-Bribery & Corruption, Data Protection, Conduct Risk, Conflict of Interest, Inside Trading and others relating to Swiss Re's Corporate Solutions business. Our clients are diverse and are committed to delivering value and innovative services and products with integrity.

**About You**:
You always act with integrity, regardless of the situation. You bring:

- University degree in business, legal or relevant field
- Minimum 5years compliance, legal or risk management experience, preferably in an insurance company
- Solid understanding of compliance risks and requirements in South Africa (e.g. FAIS act, Short-Term Insurance Act, Insurance Act and Prudential Regulations, FSRA, POPIA, TCF and Market Conduct), other knowledge of compliance requirements in EMEA a plus
- Must adhere to the Fitness and Propriety requirements for Compliance Officers in terms of the FAIS Act and the Key Persons requirements as set out in Prudential Standard GOI 4 of the Insurance Act
- Completed Regulatory Examination for Key Individuals (RE1)
- Excellent written and verbal communication, interpersonal and presentation skills in English

**#LI-Hybrid**:
**About Swiss Re**

Swiss Re is one of the world’s leading providers of reinsurance, insurance and other forms of insurance-based risk transfer, working to make the world more resilient. We anticipate and manage a wide variety of risks, from natural catastrophes and climate change to cybercrime. Combining experience with creative thinking and cutting-edge expertise, we create new opportunities and solutions for our clients. This is possible thanks to the collaboration of more than 14,000 employees across the world.

Our success depends on our ability to build an inclusive culture encouraging fresh perspectives and innovative thinking. We embrace a workplace where everyone has equal opportunities to thrive and develop professionally regardless of their age, gender, race, ethnicity, gender identity and/or expression, sexual orientation, physical or mental ability, skillset, thought or other characteristics. In our inclusive and flexible environment everyone can bring their authentic selves to work and their passion for sustainability.

**Keywords**:
**Reference Code**:125378

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Six Sense Full time

    Gauteng, JHB - Eastern Suburbs - Annually Cost To Company (Market related) A well-established business is seeking to appoint a Compliance Officer The main purpose of the job is to provide support in the management of the compliance and information (PAIA and POPIA) management functions, so as to ensure that all compliance related matters are timeously...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: The Group Compliance department is looking for a Compliance Officer to join the team. The Compliance Officer will report into the Senior Compliance Manager, the incumbent will assume responsibility for assisting in developing, implementing, and maintaining a system of compliance for the Hollard Group. **Required Knowledge and...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Jenrec Full time

    The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. **General**: The...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Mass Staffing Projects Full time

    **Job Information** - Location- Johannesburg- Salary- R450k - R400k- Job Type- Permanent- Education- BCom Law / LLB- Experience- 2 - 4 Years- Reference- 011620FGCOMP01- - finance.jobs(at)staffingprojects.co.za- Fax- 0865728847A leading, forward thinking bank based in Sandton is currently looking for a Compliance Officer. You should have previous exposure to...

  • Compliance Officer

    3 weeks ago

    Johannesburg, South Africa JenRec Recruitment Full time

    The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. General: The Compliance...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa JenRec Recruitment Full time

    The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. General:The Compliance...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa CFS Recruitment (Pty) Ltd Full time

    My Short Term Insurance Client in Bedfordview is looking for a Compliance officerYou will be primarily responsible for the development and monitoring implementation of business risk and compliance framework as well as ensuring industry and regulatory compliance programs are in line with the prevailing legislative environment governing the financial sector in...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Telebest Full time

    Our client has an opportunity available for a Compliance Officer.Requirements:Bachelor’s degree.Commerce or Legal degree.2 to 3+ years practical compliance risk management or legal experience.Member of the Compliance Institute of Southern Africa.  Responsibilities:Conduct formal Compliance Risk Profile workshops to identify and assess the total universe...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Nedbank Full time

    **Job Classification** - **REQ: 130239 - Refilwe Falatsi**: - **Division: Nedbank Insurance | Governance**: - **Closing Date: 6 December 2023**: - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline-...

  • Compliance Officer

    7 days ago

    Johannesburg, South Africa Jenrec Pty Ltd Full time

    **Purpose of the role**: The Africa Regional Compliance Officer will be responsible for ensuring that all legal entities comply with all relevant laws, regulations, and internal policies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliance...

  • Officer - Compliance Officer.risk and Compliance

    4 weeks ago

    Johannesburg, South Africa MTN Nigeria Full time

    **Compliance Officer: MFS and Financial Crimes** **Mission** The Compliance Officer MFS and Financial Crimes is responsible for the execution of compliance monitoring and oversight (second line role) in the Mobile Financial Services (MFS) and Financial Crimes business units, using the established MTNSA Compliance Framework. The role is to conduct compliance...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa SET Recruitment Consultants Full time

    **Compliance Officer** **Market-related Salary** **Johannesburg** **Role Purpose** The role of the Compliance Officer is to focus on the implementation and management of an effective legal compliance program - focusing on global electrical safety standards while ensuring that the Company complies with its outside regulatory and legal requirements, as...

  • Compliance Officer

    7 days ago

    Johannesburg, South Africa Boardroom Appointments Full time

    **Key purpose**: To support the Group Compliance Officer in the enablement of the Group Compliance Management System. **Duties and responsibilities**: - Execute compliance activities based on the risk-based regulatory and ethics compliance plan in order to provide assurance on the level of regulatory compliance for the business. - Provide...

  • Business Compliance Officer

    7 days ago

    Johannesburg, South Africa Rand Water Full time

    **Job Advert Summary**: Rand Water is currently looking for a Business Compliance Officer, at their Head Office in Glenvista. The Business Compliance Officer will provide specialist functional support to the Bulk Water Services Portfolio on responsibilities relating to the corporate compliance risk identification, assessment, management, monitoring and...

  • Compliance Officer | Sandton

    4 weeks ago

    Johannesburg, South Africa The Recruitment Council Full time

    Are you an experienced Compliance Officer with a passion for ensuring regulatory adherence in the financial industry? An esteemed Banking Institution is currently seeking a dynamic and skilled professional to join their Compliance team. To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance...

  • Governmental Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Isilumko Staffing Full time

    We are seeking a dedicated and experienced Compliance Monitoring Officer to join our team. The primary role of the Compliance Monitoring Officer is to ensure adherence to the regulations. The successful candidate will be responsible for proactively identifying non-compliance, working with department's delivery agencies to rectify non-compliance, and...

  • Chief Compliance Officer

    4 weeks ago

    Johannesburg, South Africa SET Recruitment Consultants Full time

    **Chief Compliance Officer** Reputable Asset Mgt firm seeks inspirational leader. Pivotal role to partner with the business to provide strategic compliance advice in SA and African markets. Great career opportunity. *** **Main Responsibilities** - Be instrumental in formulating and implementing integrated compliance strategy. - Keep in mind global...

  • Corporate Office Compliance Manager

    4 weeks ago

    Johannesburg, South Africa FirstRand Full time

    About us, purpose, experience and qualifications **about us**: **purpose**: - To customise and implement the Group’s complianceframeworks and programmes and in consultation with business to ensureconformance and adherence with regulations to deliver a comprehensivecompliance programme for the Corporate Office (i.e., FCC excluding Group Treasuryfunctions)...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Nedbank Full time

    Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional **Job Purpose** - To assist with management of compliance risk in the CIB business areas by ensuring compliance with the Compliance Framework and Methodology manuals including, but limited to, the following functions: - Assisting...

  • Compliance Officer

    4 weeks ago

    Johannesburg, South Africa Nedbank Full time

    **Job Classification** - **REQ: 128035 - Refilwe Falatsi**: - **Contract: 12 months**: - **Closing Date: 15 August 2023**: - **Division: Nedbank Insurance**: - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership...