Compliance Officer

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. General:The Compliance...

My Short Term Insurance Client in Bedfordview is looking for a Compliance officerYou will be primarily responsible for the development and monitoring implementation of business risk and compliance framework as well as ensuring industry and regulatory compliance programs are in line with the prevailing legislative environment governing the financial sector in...

Our client has an opportunity available for a Compliance Officer.Requirements:Bachelor’s degree.Commerce or Legal degree.2 to 3+ years practical compliance risk management or legal experience.Member of the Compliance Institute of Southern Africa.  Responsibilities:Conduct formal Compliance Risk Profile workshops to identify and assess the total universe...

Summary Key Tasks & Accountabilities - Providing advice and guidance to management and employees. - Establishing, enhancing, and implementing relevant compliance policies and procedures and providing best practice solutions and - Analysing external requirement and trends - Assumes responsibility for monitoring and review activities in areas of expertise: -...

**Compliance officer : our client based in sandton requires urgently your experience in this capacity ideally coming from the banking sector** Will be Responsible for supporting activity that will ensure that statutory responsibilities of the Compliance function are carried out with due care, skill, and diligence. Minimmum Requirments: - B.Com / LLB...

**Finance** **JHB North** ***: Compliance Officer-Woodmead-Temporary -Salary: Market Related Key Performance Areas: - Qualitatively assess inherent livelihood and impact of compliance risk throughout the organisation and identify compliance measures and integrate them across divisions to create synergy uniformity across the Business Unity. - Assist senior...

**Job Classification** - **REQ: 127257 - Refilwe Falatsi**: - **Division: Nedbank Insurance | Governance**: - **Closing Date: 28 July 2023**: - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage...

**Job Classification** - **REQ: 127514 - Refilwe Falatsi**: - **Division: Nedbank Insurance | Governance**: - **Closing Date: 28 July 2023**: - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage...

Qualifications & Competencies - LLB/BCOM/BA Degree. - Member of CISA. - RE1advantageous. RE 5 ideal. - 5 years working experience as a FAIS compliance officer (approved by the FSCA). - Must meet the Compliance Officer registration requirements as outlined in the FAIS Act. - In-depth understanding of Conduct Risk, FAIS, COFI, Conduct standards applicable to a...

**Management of the promotion of access to information responsibilities in terms of PAIA, inclusive of**: The development of a PAIA Manual Receipt, and management of PAIA requests Analysis of PAIA requests and formulating recommendations on responses thereto Maintenance of a register of PAIA requests and relevant activities **Management of the protection...

Rendering daily mandate compliance checks, communicating breaches to Portfolio Managers and monitor the clearance thereof. - Load and create new mandate rules in the compliance system. Update mandate tables for the product/business development team. - Compile monthly compliance reports for both clients and our internal EXCO or management meetings. - Liaise...

**Job Classification** - **REQ: 123878 - Refilwe Falatsi**: - **Closing Date: 6 February 2023**: - **Division: Wealth Centre (Compliance)**: - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** - Job Family- Risk, Audit & Compliance- Career Stream- REGULATORY COMPLIANCE- Leadership Pipeline- Manage Self...

**Job Advert Summary**: The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the company by facilitating the implementation, management...

**THE POSITION**: Would you like to part of a company that’s playing a key role in improving human & animal health and transforming lives for generations? **Tasks & responsibilities**: - Ensure implementation, development and maintenance of the elements of the BI compliance program (Organisation and Governance, Risk Assessment, Training and...

**Junior Compliance Officer** **Position Overview**: As a Junior Compliance Officer at Global 12, you will be responsible for supporting the team in ensuring that our operations comply with regulatory requirements and internal policies. This role offers an excellent opportunity for a recent graduate with a Bachelor of Commerce (BComm) and Bachelor of Laws...

Job Description Compliance officers assist teams within their company in developing, implementing, maintaining and supporting compliance programs - Establish relationships with relevant individuals and departments to deliver on work expectations - Adhere to relevant service level agreements to build trust in the relationship - Adhere to Organisational...

**Job Number** - 68927 **Job Type** - Permanent **Job Title** - Risk and Compliance Officer **Computer Skills** - Ms Office **Industry** - Insurance - Brokering **City** - Johannesburg **Province** - Gauteng - Establishing, implementing, and maintaining a regulatory compliance management framework and function within the business in accordance with the...

**Mission** The Compliance Officer MFS and Financial Crimes is responsible for the execution of compliance monitoring and oversight (second line role) in the Mobile Financial Services (MFS) and Financial Crimes business units, using the established MTNSA Compliance Framework. The role is to conduct compliance reviews to assess compliance with applicable...

**COMPLIANCE OFFICER ** _(Galaxy Bingo East Rand Mall Pty Ltd/ Gauteng)_ **_Galaxy Bingo’s_** passion is to create and bring a one-of-kind gaming experience, that appeals to all South Africans. Our Company values our employees by empowering and supporting employee growth and development by investing and allowing opportunities for advancement. As we are a...