Compliance Officer

**Compliance Officer** Role is responsible for the ensuring regulatory requirements are met and assist with managing compliance risk in the compliance team, compliance reporting, licence updates etc. Role reports to the Compliance Manager **Requirements**: - Minimum of completed tertiary qualification, compliance certificate or related qualification -...

Position Details JOB TITLE Compliance Officer Job Details JOB TITLE Anti-Money Laundering Control Officer EDUCATION LEVEL Bachelors Degree CATEGORY Legal **JOB DESCRIPTION** JOB PURPOSE The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws,...

The purpose of the Compliance officer is to ensure that CEF SOC operates within legal and ethical boundaries, safeguarding its reputation and ensuring sustainable business practices. **REQUIRED MINIMUM QUALIFICATIONS AND EXPERIENCE** - Minimum 9 years demonstrated experience in legal compliance and compliance monitoring of which 3 -5 years must be at...

**Introduction** The overall purpose of the Anti-Money Laundering Compliance Officer is to be accountable to the Financial Intelligence Centre, Prudential Authority and Financial Sector Conduct Authority for overall Anti-Money Laundering and Combatting Terrorist and Proliferation Financing compliance. **Role Purpose** The overall purpose of the Anti-Money...

Gauteng, Sandton - Annually Cost To Company (Market related, Negotiable) - The Compliance Officer is responsible for assisting and supporting Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the company...

Company Description **Experian’s a leading Analytics Enterprise** We’re passionate about unlocking the power of data in order to transform lives and create opportunities for consumers, businesses and society. For more than 125 years, we’ve helped businesses grow, consumers and small businesses gain access to financial services, and economies and...

-Introduction The overall purpose of the Anti-Money Laundering Compliance Officer is to be accountable to the Financial Intelligence Centre, Prudential Authority and Financial Sector Conduct Authority for overall Anti-Money Laundering and Combatting Terrorist and Proliferation Financing compliance. Role Purpose The overall purpose of the Anti-Money...

**Introduction** - Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. We help people grow their savings,...

**Compliance Monitoring Officer Sandton** Our well-established client is looking for a young Compliance Monitoring Officer with 4-5 years of experience with a relevant Compliance qualification. **Salary**: Market-Related CTC **Minimum Requirements**: - Certificate in Compliance Management; or - CPrac (SA) - Compliance Practitioner designation from CISA;...

The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the IDC by facilitating the implementation, management and maintenance of the...

The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the IDC by facilitating the implementation, management and maintenance of the...

Investment Compliance Officer SandtonA well-established Asset Management client seeks an Investment Compliance officer with 4+ years of experience. Must have solid Investment Compliance experience and a strong interest in continuing a career in Investment Compliance.Salary: Market-relatedRequirements:Matric with relevant qualification4+ years’ experience...

Investment Compliance Officer Sandton A well-established Asset Management client seeks an Investment Compliance officer with 4+ years of experience. Must have solid Investment Compliance experience and a strong interest in continuing a career in Investment Compliance. Salary: Market-related Requirements: Matric with relevant qualification4+ years’...

**Job Posting: Junior Compliance Officer** **Position**: Junior Compliance Officer **Location**: Sandton, Johannesburg **Company**: Global Twelve Pty Ltd **About Us**: Global 12 is a trailblazing digital offshore bank, engineered to transform the financial sector by offering a comprehensive solution for banking, cryptocurrency exchange, credit card...

The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the organization by facilitating the implementation, management and maintenance of the...

**Business Unit**:Discovery Central Services**Function**:Compliance**Date**:22-Sep-2021- Discovery - Compliance Mass Market Compliance Officer**About Discovery** - Discovery’s core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in exceptional individuals who understand and support our core purpose, and...

**Who are we?** Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides...

2years - Assist in monitoring compliance with applicable legislation and internal requirements, policies and procedures - Monitoring that employees adhere to company procedures and compliance guidelines including sample testing of employees to ensure compliance - Reviewing QA escalations and advising Compliance officer - Assist in developing, promoting,...

About the RoleWe are seeking an experienced Auditing and Compliance Officer to join our team at TalentCru. As a key member of our finance operations team, you will be responsible for ensuring compliance with internal systems and procedures.Salary Range: $90,000 - $130,000 per annumKey Responsibilities:Prepare and review AFS documents for accuracy and...

**Job Purpose**: To form part of Compliance Function in Risk and Compliance team. A compliance officer is an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies and bylaws. Compliance officers have a duty to their employer to work with management and staff to identify and manage...