Investment Compliance Officer

Investment Compliance Officer SandtonA well-established Asset Management client seeks an Investment Compliance officer with 4+ years of experience. Must have solid Investment Compliance experience and a strong interest in continuing a career in Investment Compliance.Salary: Market-relatedRequirements:Matric with relevant qualification4+ years’ experience...

Investment Compliance Officer SandtonA well-established Asset Management client seeks an Investment Compliance officer with 4+ years of experience. Must have solid Investment Compliance experience and a strong interest in continuing a career in Investment Compliance.Salary: Market-relatedRequirements:Matric with relevant qualification4+ years’ experience...

Investment Compliance Officer Sandton A well-established Asset Management client seeks an Investment Compliance officer with 4+ years of experience. Must have solid Investment Compliance experience and a strong interest in continuing a career in Investment Compliance. Salary: Market-related Requirements: Matric with relevant qualification4+ years’...

Job Title: Investment Compliance OfficerA well-established Asset Management client is seeking an experienced Investment Compliance officer to join their team. The ideal candidate will have a strong background in Investment Compliance, with a minimum of 4 years of experience in a related environment.Key Responsibilities:Provide guidance on Investment...

**Introduction** - Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. We help people grow their savings,...

An investment firm requires the expertise of a Legal and Compliance Officer. The candidate shall have:Three years’ post qualificationExcellent team working skillsAppetite to work with service providers in multiple jurisdictionsAppetite to take on new tasks and gain experience in new areas The role shall include:Money Laundering Reporting Office...

**Introduction** - Momentum Securities provides a full range of stockbroking services supported by market-leading investment management and administrative capabilities. We pride ourselves on product innovation and client service. One of our key strengths is our ability to devise bespoke solutions for your individual needs, with all our expertise at your...

**Introduction** - Momentum Securities provides a full range of stockbroking services supported by market-leading investment management and administrative capabilities. We pride ourselves on product innovation and client service. One of our key strengths is our ability to devise bespoke solutions for your individual needs, with all our expertise at your...

**Job Posting: Junior Compliance Officer** **Position**: Junior Compliance Officer **Location**: Sandton, Johannesburg **Company**: Global Twelve Pty Ltd **About Us**: Global 12 is a trailblazing digital offshore bank, engineered to transform the financial sector by offering a comprehensive solution for banking, cryptocurrency exchange, credit card...

Senior Investment Officer!Are you a seasoned investment professional looking for your next big challenge? We have an exciting opportunity with a leading investment firm! Join a dynamic team that manages a hybrid fund investing in Inclusive Financial Institutions, digital finance, and alternative credit businesses across Africa. This role is...

Senior Investment Officer!Are you a seasoned investment professional looking for your next big challenge? We have an exciting opportunity with a leading investment firm! Join a dynamic team that manages a hybrid fund investing in Inclusive Financial Institutions, digital finance, and alternative credit businesses across Africa. This role is...

**Position**: Junior Compliance Officer **Location**: Sandton, Johannesburg **Company**: Global Twelve Pty Ltd **About Us**: Global 12 is a trailblazing digital offshore bank, engineered to transform the financial sector by offering a comprehensive solution for banking, cryptocurrency exchange, credit card services, international security trading, and...

Job OverviewWe are seeking an experienced Investment Compliance Officer to join our Asset Management client in Sandton.This role involves ensuring that our investment activities comply with relevant laws and regulations, requiring a strong understanding of the various legislations and a minimum of 4 years' experience in Investment Compliance.Key...

Investment Compliance Officer RoleA renowned Asset Management firm seeks a skilled Investment Compliance officer with 4+ years of experience in the field.Salary: Market-related, estimated to be around R600,000 - R800,000 per annum.About the PositionThe successful candidate will have solid Investment Compliance experience and a strong interest in continuing a...

Estimated salary: R850,000 - R1,200,000 per annum.About the RoleWe are seeking a skilled Investment Compliance Officer to join our team at Frogg Recruitment SA in Sandton. With 4+ years of experience in Asset Management, you will be responsible for ensuring compliance with various legislations and regulations.Key Responsibilities:Providing expert advice on...

**Who are we?** Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides...

**About this opportunity** We are looking for a **Compliance Officer** to assist us on our journey to sustainable compliance program that would be fully embedded in Ericsson’s culture and ways of working. The Compliance Officer duties will focus on continuously enhancing our culture of integrity, promoting awareness and alignment in the organization, and...

Frogg Recruitment SA is a leading recruitment agency in South Africa.We are seeking an experienced Investment Compliance Officer to join our team.The ideal candidate will have a strong understanding of investment compliance regulations and experience working in asset management.The role will involve ensuring that all investments are compliant with relevant...

Closing Date - 2024/09/20 - Reference Number - SAS240909-2 - Job Title - Investment Analyst - Job Type - Permanent - Division - Finance - Department - Investment Managements - EE Occupational Levels - Level 4 & 5: Skilled, Technical and Academically Qualified - Location - Town / City - Sandton - Location - Province - Gauteng - Location - Country - South...

The purpose of the Compliance officer is to ensure that CEF SOC operates within legal and ethical boundaries, safeguarding its reputation and ensuring sustainable business practices. **REQUIRED MINIMUM QUALIFICATIONS AND EXPERIENCE** - Minimum 9 years demonstrated experience in legal compliance and compliance monitoring of which 3 -5 years must be at...