Compliance Manager

7 days ago


Durban, South Africa Watershed Consulting Full time

Our client is a leading international bank with over 50 years of consistent growth, spanning 130 countries globally is looking to fill a position of Compliance Manager reporting to the Head of Compliance. In South Africa, they operate several branches nationally with our Head Office positioned at the Umhlanga Arch, Durban, KZN.
- 5-7 years’ experience in a compliance/regulatory position in a banking environment
- LLB qualification/or similar and other compliance related courses/qualifications
- In-depth knowledge of FIC Act, POPI, FAIS, GDPR, EXCON Regulations and other applicable legislation impacting Banks.
- The role requires the following responsibilities:

- Guide and advise Business and management on Compliance requirements (POPI, FAIS, TCF, FIC Act, FATCA, CRS, EXCON Regs).
- Updating of Policy & Procedure Manuals due to regulatory and operational changes in terms of key legislation affecting the Bank.
- Assist in ensuring the Bank is compliant with the FAIS Act, TCF, Codes of Conduct, Fit and Proper requirements, Conduct standards.
- Conduct compliance training as per the compliance training plan. Update training manuals in line with regulatory changes and policy requirements.
- Conduct compliance monitoring and testing, including providing recommendations and actions plans
- Develop and update Compliance Risk Management Plans.
- Assist in submitting all reporting to the SARS for FATCA and CRS including implementation on new reporting requirements.
- Assist in managing and overseeing the re-kyc and Enhanced Due Diligence (EDD) processes of customers
- Assist in compiling an annual Compliance Activity Plan for approval by the BoD.
- Assist in reviewing the Legislative Risk Matrix on an annual basis and submit to the BoD.
- Assist in preparing and submitting all required reports to Group and Audit Committee on a quarterly basis.
- Regularly review the Compliance Monitor’s functioning, quality of commentary and timeliness of clearing.
- Assist in providing guidance on new product & delivery channel development.


  • Compliance Manager

    1 month ago


    Durban, South Africa GBS Full time

    We are seeking an influential and service-focused **Compliance Manager** with exceptional planning and organisational skills to provide compliance support and guidance to our internal teams while engaging with external partners. **Key Responsibilities**: - ** Compliance and Risk Management**: - Maintain the compliance and risk management framework and...

  • Compliance Manager

    1 month ago


    Durban, South Africa GBS Full time

    Job title : Compliance Manager Job Location : KwaZulu-Natal, Durban Deadline : December 28, 2024 Quick Recommended Links Jobs by Location Job by industries Key Responsibilities: Compliance and Risk Management:   Maintain the compliance and risk management framework and operating manuals in accordance with legislation and government...

  • Compliance Manager

    2 months ago


    Durban, South Africa Network Recruitment Full time

    The successful incumbent will work for a company that has a passion for delivering high quality customer service as well as developing their staff and investing in their growth.You will be pivotal for operational integrity by ensuring compliance to policies, legal standards and regulations, as well as overseeing group compliance.The position involves...

  • Compliance Manager

    2 months ago


    Durban, South Africa Network Recruitment Full time

    The successful incumbent will work for a company that has a passion for delivering high quality customer service as well as developing their staff and investing in their growth.You will be pivotal for operational integrity by ensuring compliance to policies, legal standards and regulations, as well as overseeing group compliance.The position involves...

  • Compliance Manager

    4 weeks ago


    Durban, South Africa Jobted ZA C2 Full time

    This leading provider of Business Process Outsourcing solutions delivers exceptional customer service, operational efficiency, and innovative solutions to clients. They are currently looking for a Compliance Manager to join their team. The successful candidate would be responsible for: - Develop and implement compliance strategies and policies - Be...

  • Compliance Manager

    4 weeks ago


    Durban, South Africa Full Circle Selection Full time

    Critical to this role will be driving a culture of Operational Excellence, focussing on insights and continuous improvement with a need to be an "out of the box thinker".You will be instrumental in overseeing the Group Compliance function, working collaboratively with internal stakeholders, operational leads and our clients to ensure compliance is thoroughly...

  • Compliance Manager

    4 weeks ago


    Durban, South Africa Full Circle Selection Full time

    Critical to this role will be driving a culture of Operational Excellence, focussing on insights and continuous improvement with a need to be an "out of the box thinker".You will be instrumental in overseeing the Group Compliance function, working collaboratively with internal stakeholders, operational leads and our clients to ensure compliance is thoroughly...

  • Compliance Manager

    4 weeks ago


    Durban, South Africa Network Recruitment Full time

    This leading provider of Business Process Outsourcing solutions delivers exceptional customer service, operational efficiency, and innovative solutions to clients. They are currently looking for a Compliance Manager to join their team. The successful candidate would be responsible for:Develop and implement compliance strategies and policiesBe up-to-date...

  • Compliance Manager

    4 weeks ago


    Durban, South Africa Network Recruitment Full time

    This leading provider of Business Process Outsourcing solutions delivers exceptional customer service, operational efficiency, and innovative solutions to clients. They are currently looking for a Compliance Manager to join their team. The successful candidate would be responsible for:Develop and implement compliance strategies and policies Be up-to-date...


  • Durban, South Africa Adcorp Holdings Full time

    **Synopsis** Are you a seasoned regulatory compliance expert with a passion for navigating the intricacies of the banking world? If you're ready to take the lead in ensuring our compliance with a complex web of banking regulations, we want to hear from you! Our client is seeking an exceptional Regulatory Compliance Manager to join their dynamic...

  • Compliance Manager

    7 months ago


    Durban North, South Africa Communicate Recruitment Full time

    **Qualifications**: - Completed degree in LLB. - 5-7 years’ experience in compliance and regulatory positions in a bank - An in-depth knowledge of banking regulations, including the FIC Act, POPI, FAIS, GDPR,EXCON regulations, conduct standards and more **Skills**: - Strong analytical and problem-solving skills, with a keen eye for detail - Exceptional...


  • Durban, South Africa Watershed Consulting Full time

    **Job Description**: Regulatory Compliance Manager Experience and qualifications: 5-7 years’ experience in a compliance and regulatory position in a bank LLB qualification/or similar and other compliance related courses/qualifications In-depth knowledge of FIC Act, POPI, FAIS, GDPR, EXCON Regulations, Conduct Standards and other applicable legislation...


  • Durban, South Africa FROGG Recruitment Full time

    **Senior Compliance Manager Durban** Our client is looking for a Senior Compliance Manager who will be responsible for implementing procedures to ensure compliance with regulations/legislation affecting the business of the Company Group and advising internal business units on how to meet compliance requirements. The role also leads investigations of...


  • Durban, South Africa Manje Compliance and Consulting (Pty) Ltd Full time

    We are seeking a dynamic and experienced Assistant Branch Training Manager to join our team at Manje Compliance and Consulting. The Assistant Branch Training Manager will be responsible for assisting the Manager to overseeing the running of the entire training business at the branch level, including managing and rolling out training programs for clients,...


  • Durban, South Africa Tsebo Group Full time

    **About Us**: Tsebo Facilities Solution is looking for a Regional Compliance Manager to Implement, maintain, and improve the management system within TFS kZN Region and ensure full compliance with Safety, Health, Environmental, Risk and Quality legislations, regulations, and Standards. The Regional Compliance Manager shall supervise and coordinate work...


  • Durban, South Africa MANCOSA Full time

    MANCOSA, a DHET registered and CHE accredited private higher education distance education provider, offering undergraduate and postgraduate Education qualifications, has the following vacancy available. **Manager**: Institutional Accreditation & Compliance CORE PURPOSE The Accreditation and Compliance Manager is responsible for ensuring all internal...


  • Durban, South Africa MANCOSA Full time

    MANCOSA, a DHET registered and CHE accredited private higher education distance education provider, offering undergraduate and postgraduate Education qualifications, has the following vacancy available. Institutional Accreditation & Compliance Manager CORE PURPOSE The Accreditation and Compliance Manager is responsible for ensuring all internal compliance...

  • Aml Compliance

    8 months ago


    Durban, South Africa Recruit and Consult Specialists Full time

    Job Identifying Details Reference Number: Job title: AML Compliance Job level: Specialist Job type classification: Permanent Branch/Department: Risk and Compliance Reporting to: Senior Compliance Manager Job purpose: To form part of the Compliance Function providing specialist support to the Group Compliance team to enable the Board of Directors...


  • Durban, South Africa TLT Appointing Full time

    **Company Description** About Us: TLT Appointing provides recruitment serves via a team of specialist recruitment consultants in the following areas Finance, HR, IT & Telecommunications, Financial Services, Engineering, FMCG & Retail, Consulting & Professional Services, Public Sector, Executive Search - Compliance Risk Management with current legislation,...


  • Durban, South Africa FROGG Recruitment Full time

    **Senior Manager Regulatory Compliance Durban** Well-established financial services client is looking for a Senior Regulatory Compliance Manager with 5 years in similar position. **Salary Neg to experience and qualifications** **Minimum Requirements**: LLB Degree Admitted Attorney Member of the compliance institute of SA RE5 Accredited: Advantageous 5...