Regulatory Compliance Specialist
6 days ago
**Role Responsibilities**:
- Oversee the design of the regulatory universe and monitoring coverage plan (RMCP)
- Oversee the Implementation of the coverage plan including scoping and interaction with business, process analysis and report-writing
- Review all formal and ad hoc reports
- Work with other assurance providers to provide combined assurance (Risk, Legal, Internal and External Audit and Actuarial where relevant)
- Oversee completed audits and ensure follow up on outstanding findings and required areas of improvement
- Prepare & Submit Quarterly Compliance Report to Group Compliance function and assist Group Compliance function to compile the Quarterly Group Compliance Report
**Requirements**:
- Legal degree
- Relevant Finance/Business degree with a post-graduate qualification in Compliance
- Minimum 5 years Compliance experience in an Investments and Broker Channel environment.
- Previous managing/mentoring of other Compliance Officers would be advantageous
***
**Location**:Johannesburg North
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