Financial Regulatory Compliance Specialist

2 days ago


Johannesburg, Gauteng, South Africa Rory Mackie & Associates Full time

Company Overview:

Rory Mackie & Associates is a leading provider of tailored financial solutions, specialising in delivering comprehensive services to clients across the globe. We are dedicated to building long-term relationships with our clients through our commitment to sustainable and regulated asset management.

Job Description:

We are seeking an experienced Financial Regulatory Compliance Specialist to join our team in Guernsey. The ideal candidate will have a strong understanding of KYC regulations and investor due diligence practices, as well as proficiency in Microsoft Office Suite (Excel, Word, Outlook). Experience with KYC platforms or CRM systems is also highly desirable.

As a Financial Regulatory Compliance Specialist, you will be responsible for assisting in the review and onboarding of new investors, checking application forms and investor due diligence documentation, and liaising with investors to request additional documentation. You will also perform risk assessments of investors, carry out periodic reviews of investors, and assist with any day-to-day ad-hoc requests from investors and clients.

Salary:

We offer a competitive salary of £45,000 - £55,000 per annum, commensurate with experience.

Benefits:

In addition to a competitive salary, we offer a range of benefits, including health insurance, pension scheme, and 25 days' annual leave.

Requirements:

  • Strong understanding of KYC regulations and investor due diligence practices
  • Familiarity with risk assessment protocols for investor onboarding
  • Proficiency in Microsoft Office Suite (Excel, Word, Outlook)
  • Experience with KYC platforms or CRM systems is an advantage

About Us:

Rory Mackie & Associates is a respected player in the financial industry, with a reputation for excellence and integrity. We are committed to providing our clients with exceptional service and support, and we are always looking for talented individuals to join our team.



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