Regulatory Support Specialist

7 months ago


Johannesburg, South Africa Sanlam Full time

**What will you do?**

**Santam Specialist Business** has a career opportunity for a
- **Regulatory Administrator **in our Specialist Regulatory team who will be
- ** based in Johannesburg.** The Specialist Regulatory team provides support services to the businesses to ensure adherence to regulatory requirements at an operational level.To engage and support with various businesses within Santam Specialist Business to coordinate operational activities for the purpose of enhancing the overall risk and governance management structure. The Regulatory Administrator will support the businesses with the implementation of controls to mitigate regulatory and conduct of business risk within acceptable risk tolerance levels. In addition, the Regulatory Administrator will provide ongoing support to the businesses and Regulatory Team.**What will make you successful in this role?**

**Support Services**:

- Drive the implementation of controls to enhance the overall regulatory environment within the specialist businesses and provide ongoing support;
- Assist in preparation of reports for management and keep stakeholders informed of the level of compliance being achieved. i.e. Regulatory Risk Report; Conduct of Business (CoB) Reports;
- Assist with identifying and resolving of regulatory incidents and issues and ensuring the business implements the appropriate process or procedures;
- Support the Regulatory Specialists in their performance of assurance activities and roll-out of Group projects as part of the oversight and management function of the Specialist Regulatory team;
- Supporting the change process to ensure businesses are able to evidence adherence to regulatory requirements through awareness training, project management and effective implementation strategies.

**Assurance Activities and Reviews**:

- Support the Regulatory Specialists in their undertaking of assurance activities and reviews which serve to evaluate that business is conducted in adherence to regulatory requirements;
- Assist the Regulatory Specialists with reviews of binder and outsource agreements in order to evaluate whether the functions and/or services are performed in compliance with the binder and/or outsource agreement;
- Prepare regulatory reports for management highlighting key findings to address the potential risk of non-adherence.

**Training**:

- Assist with training of management and staff within Specialist Business to enhance the regulatory risk management culture within the businesses;
- Identify key training needs and arrange for a training intervention.

**Stakeholder Management**:

- Maintain and develop effective relationships with key internal stakeholders;
- Demonstrate leadership in Specialist Business and the greater Santam;
- Remain informed of current developments in regulation and identify the areas of impact on the businesses;
- Lead the businesses on a journey to improve the overall regulatory risk and governance environment.

**Qualification and Experience**
- Graduate qualification or similar qualification in business administration or management
- Advance course in Excel, Word, PowerPoint
- Minimum 3 years in the Non-Life Insurance Industry
- At least 1 year’s relevant compliance-related experience in the financial services industry, preferably short-term insurance industry
- Compliance related qualification will be an added advantage

**Knowledge and Skills**
- Strong attention to deal
- Problem solver
- Analytical skills
- Ability to work under pressure
- Ability to meet strict deadlines and time management to effectively support the specialist businesses
- Ability to use new technology being introduced and adapt to changes in processes.
- Strong interpersonal, administration, facilitation and verbal and written communication skills
- Ability to work appropriately with sensitive and confidential information
- Ability to manage projects and provide regular feedback to stakeholders
- Demonstrate passion and commitment for excellence
- MS office proficient
- Approachable and customer/ service-orientated

**Core Competencies**
- Cultivates innovation - Contributing independently- Customer focus - Contributing independently- Drives results - Contributing independently- Collaborates - Contributing independently- Being resilient - Contributing independently**About The Company**
- Santam is the leading non-life insurer in South Africa. Along with its subsidiaries, the business transacts all classes of non-life insurance. Santam is a large, diversified, and transforming company and our success is rooted in our passion for our clients. Everything we do is centered on our delivery of Insurance Good and Proper.- Please note this appointment will be made in line with the Divisional Employment Equity targets. People with disabilities are welcome to apply.



  • Johannesburg, Gauteng, South Africa Private Security Regulatory Authority Full time

    Job TitleWe are seeking a Programme Registration Specialist to join the Private Security Regulatory Authority team in Johannesburg, Gauteng. This role offers a unique opportunity to contribute to the development and implementation of regulatory programs.About the RoleThe Programme Registration Specialist will be responsible for:Assisting with the...


  • Johannesburg, Gauteng, South Africa Blueion Support Services Full time

    Job Title: IT Infrastructure Support SpecialistWe are seeking a highly skilled IT Infrastructure Support Specialist to join our team at Blueion Support Services.About the RoleThis is an exciting opportunity to work in a dynamic and fast-paced environment supporting a global 24/7 Microsoft-based infrastructure across multiple datacenters.You will be working...


  • Johannesburg South, South Africa Emporium Human Capital Full time

    Job Title: Regulatory Affairs SpecialistAbout the Role:The Emporium Human Capital is seeking a skilled Regulatory Affairs Specialist to join our team. This role will be responsible for providing superior Regulatory services to relevant departments within the company and with external partners and principals.Key Responsibilities:Support the Regulatory team to...

  • Regulatory Risk

    7 months ago


    Johannesburg, South Africa Sanlam Full time

    **What will you do?** - A position as - **Regulations Specialist** exists in Regulatory Risk & Governance, Santam Specialist Solutions.Provide proactive Regulatory advice, support to, and manage regulatory change in Specialist Solutions. Ensure that products, business solutions and services within Specialist Solutions are provided within the existing...


  • Johannesburg, Gauteng, South Africa Curiska Full time

    Job Title: Financial Regulatory Compliance Specialist**Company Overview:**Curiska is a leading financial institution that values regulatory compliance and operational excellence. We are seeking an experienced Financial Regulatory Compliance Specialist to join our team.**Salary:** The estimated annual salary for this position is $80,000 - $110,000 based on...


  • Johannesburg South, South Africa Emporium Full time

    Job Summary:We are seeking a highly skilled Regulatory Affairs Specialist to join our team at Emporium. The successful candidate will be responsible for providing superior Regulatory services to relevant departments within the company and with external partners and Principals.Key Responsibilities:Support the Regulatory team to ensure legal compliance with...


  • Johannesburg South, South Africa Emporium Full time

    Emporium Job OpportunityWe are seeking a skilled Pharmaceutical Regulatory Specialist to join our team at Emporium.About the RoleThis is an exciting opportunity for a seasoned professional to support our Regulatory team in providing superior services to relevant departments and external partners.The successful candidate will be responsible for ensuring legal...


  • Johannesburg, Gauteng, South Africa Capital Recruit Full time

    We are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team at Capital Recruit. This role plays a crucial part in ensuring the organization's adherence to regulatory requirements, internal policies, and best practices.


  • Johannesburg, Gauteng, South Africa Network Recruitment Full time

    About the RoleWe are looking for a seasoned Regulatory Compliance Specialist to join our team at Network Recruitment. In this role, you will be responsible for ensuring that our clients meet all necessary regulatory requirements.You will work closely with our clients to understand their needs and provide guidance on regulatory compliance. Your excellent...


  • Johannesburg, South Africa Mastercard Full time

    Our Purpose We work to connect and power an inclusive, digital economy that benefits everyone, everywhere by making transactions safe, simple, smart and accessible. Using secure data and networks, partnerships and passion, our innovations and solutions help individuals, financial institutions, governments and businesses realize their greatest potential. Our...


  • Johannesburg, Gauteng, South Africa Isilumko Staffing Full time

    We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Isilumko Staffing.Estimated salary: $120,000 - $180,000 per year.Job DescriptionTo ensure compliance with the Act and regulations of the entity, you will support enforcement action against individuals who do not comply or have contravened the provisions and any other...


  • Johannesburg, Gauteng, South Africa Isilumko Staffing Full time

    Job OverviewWe are seeking an experienced Regulatory Compliance Specialist to ensure adherence to regulations in the social housing sector.


  • Johannesburg, Gauteng, South Africa Frogg Recruitment SA Full time

    Job Title: Regulatory Compliance SpecialistLocation: Sandton, Johannesburg, GautengWe are seeking a highly skilled Regulatory Compliance Specialist with 3-5 years of experience in the insurance and financial services industry. The successful candidate will be responsible for reviewing and verifying customer details to ensure adherence to Know Your Customer...


  • Johannesburg South, South Africa Emporium Human Capital Full time

    Emporium Human Capital is seeking a highly skilled Regulatory Affairs Specialist to join our team.The ideal candidate will have a strong background in regulatory affairs and a passion for ensuring compliance with relevant laws and regulations.This role is responsible for leading the regulatory team to provide superior services to internal departments and...


  • Johannesburg, Gauteng, South Africa Aspen Pharma Group Full time

    Job Title: Pharmacovigilance Specialist - Regulatory AffairsAbout the Role:In this exciting opportunity, you will play a crucial role in ensuring the compliance of Aspen Pharma Group with regulatory requirements for pharmacovigilance across the South African and SADC regions. As a Pharmacovigilance Specialist - Regulatory Affairs, you will be responsible for...


  • Johannesburg, Gauteng, South Africa ES Recruitment Full time

    Job Title: Regulatory Quality Assurance SpecialistWe are seeking an experienced Regulatory Quality Assurance Specialist to join our team at ES Recruitment. As a key member of our organization, you will be responsible for ensuring the highest level of quality and compliance in our regulatory processes.**About the Role:**Act as Responsible Pharmacist for the...


  • Johannesburg, Gauteng, South Africa Frogg Recruitment SA Full time

    Job Title: Regulatory Compliance SpecialistFrogg Recruitment SA is seeking an experienced Regulatory Compliance Specialist to join our team in Johannesburg, Gauteng. The ideal candidate will have a bachelor's degree in Law, Business, or a related field and 3-5 years of experience as a Compliance Officer or similar role within the insurance/financial services...


  • Johannesburg, Gauteng, South Africa Isilumko Staffing Full time

    Job DescriptionTo ensure compliance with the Act and regulations of the entity, we are seeking a highly skilled Regulatory Compliance Specialist. The ideal candidate will support enforcement action against individuals who do not comply or have contravened the provisions and any other legislation governing the sector.Key ResponsibilitiesMonitoring and...


  • Johannesburg, Gauteng, South Africa Network Recruitment Full time

    Network Recruitment is seeking a Senior Regulatory Compliance Specialist to join their team in ensuring compliance with regulatory requirements, providing expert guidance, and supporting clients in navigating the JSE Listings framework.About the Role:Ensure compliance with JSE Listings Requirements, securities regulations, the Companies Act, and corporate...


  • Johannesburg, South Africa FirstRand Full time

    Job Description To ensure that internal and external reporting pertaining to market, counterparty credit and other risk types is done in accordance with industry and prudential standards, considering business policies and risk frameworks. To interpret regulations, engage with internal and industry stakeholders (BASA), translate regulatory requirements into...