Compliance Consultant
2 weeks ago
Career Vacancy
**KEY INFORMATION**
**POSITION: Compliance Consultant (Category I)**
REPORTING TO: Regional Manager, Durban
LOCATION: KwaZulu Natal - Durban
BUSINESS UNIT: Compliance
START DATE: 1 June 2023
***
To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA.
**MINIMUM REQUIREMENTS - QUALIFICATIONS & WORK EXPERIENCE**
- A Legal or Accounting degree.
- A FSCA-recognized qualification.
- Registered Category I Compliance Officer with the FSCA.
- Minimum 1 year experience in compliance or risk management within the financial services industry.
- **Please note only applicants who meet these requirements will be considered for this position.**_
**COMPLIANCE DUTY AND RESPONSIBILITY**
- Outsourced compliance function delivered to financial services clients.
- Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.
- Establish a culture of compliance and provide a compliance risk framework to clients.
- Assist clients to achieve TCF outcomes.
- Perform all functions to the standard and deadlines set by Regional Manager.
- Provide clients with high-quality, personalized, and substantive reports.
- Include clients in compliance processes and provide post-monitoring feedback.
- Maintain records as required by the business.
- Display behaviour and attitudes that positively contributes to the well-being and development of the regional team, the company, and its clients.
- Sourcing and signing up new clients.
**COMPETENCIES AND SKILLS**
- A good working knowledge of compliance legislation viz FAIS, FAIS, NCR, and POPI.
- Understanding and knowledge of risk management principles.
- Exceptional verbal and written communication skills.
- Work under pressure, independently, and as part of a team.
- Proficient presentation skills.
**Closing Date**
- The cut-off date for this vacancy is **19 April 2023**
- Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions._
**Job Type**: Permanent
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