Team Lead: Risk, Governance and Compliance
4 months ago
What will you do?
To Manage the Risk, Governance and Compliance function within Distribution Operations What will make you successful in this role?
Compliance and Risk Management
Undertake to fully understand the content and impacts of all the relevant Compliance related legislation and requirements for the FSP.
Be able to translate and interpret these practically and correctly to the business.
Demonstrate high levels of technical and product knowledge (including investment)
Liaise on an ongoing basis with Sanlam Retail Mass (SRM) compliance functions, Group Internal Audit and Group Compliance with regards to policy, process changes or initiatives/actions that need to be implemented within the business.
Ensure that all compliance practices and procedures within the unit is strictly observed in terms of disclosures, advice given, records kept, and ethics/behaviour undertaken when dealing with clients and undertaking sales.
Monitoring and reporting on risks, compliance and policy adherence & ensure implementation of steps to ensure any gaps are closed.
Risk Monitoring
Undertake ongoing pro-active monitoring of practices and cases submitted to identify any training or process gaps.
Monthly, quarterly, bi-annual and annual Risk Reporting and TCF Reporting to management.
Assist management with implementation of the risk management policy and reporting thereof, including training.
Prepare ad hoc reports as business requires.
Training and supervision of risk champions across the business.
Co-ordination and review of risk and TCF across the business unit
Compliance and Risk Management reporting and corrective action
Take up areas of risk or anomalies with management immediately and ensure corrective actions are followed.
Track, interpret and communicate trends or gaps in terms of risks within the unit.
Monitor and report on progress made to close all the compliance and audit related findings.
Keep records of all risk and problem areas in Distribution for both individuals and the unit in general and identify avenues to correct gaps.
Report these back to management monthly and quarterly regularly for awareness, action, and progress update.
Undertake to write and submit the required Risk Reports required for the unit.
Take overall accountability for the Risk Complaint register and resolution process.
Business management
Focus on operational agility and effectiveness and monitor all business activities across the operations value chain and enable innovation and process improvements.
Provide Individual Life and Distribution with cost effective, efficient and easy-to-use end-to-end new business, facilities and FAIS related processes and systems that comply with legislation; enables high quality outputs; supports SLA’s and provides Individual Life with a competitive advantage.
Compliance dashboard?
Stakeholder, Client and Partnership management
Negotiate services and prices and all other relevant stakeholders; service providers, e.g. Modern Printers and data providers, etc.
Work collaboratively with other departments to identify and promote Operations best practices which enhances service delivery to our clients and ensure profitable business.
Capability required to manage and close audit findings
Support 1st and 2nd line audits / monitoring activities
People management
Ensure a high performance, capable and empowered workforce who are future fit and complements the IL culture.
Manage business transformation from a culture, people and digital enablement perspective. Qualifications
Degree in Risk Management or Compliance related qualification
Honors degree would be advantageous Experience and Knowledge
Technical troubleshooting experience
3 Years or more experience in the insurance industry specifically Long-Term Insurance
2 - 3 years’ experience in Risk Management or Compliance
Must be able to work on Ms outlook and MS teams
Experience in Long-term insurance sales would be advantageous
Computer literacy in MS Word and Excel is essential.
Advance Report writing
Advance understanding of data analytics tools and how to apply
Client engagement skills (High)
Must be able to work on MS outlook and MS teams Personal Attributes Interpersonal savvy - Contributing through others Decision quality - Contributing through others Plans and aligns - Contributing through others Manages complexity - Contributing through others Build a successful career with us
We’re all about building strong, lasting relationships with our employees. We know that you have hopes for your future - your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its four business clusters - Sanlam Life and Savings, Sanlam Investment Group, Sanlam Emerging Markets, Santam, as well as MiWay and the Group Office - the group provides many opportunities for growth and development. Core Competencies Being resilient - Contributing through others Collaborates - Contributing throug
-
IT Governance, Risk and Compliance Specialist
4 months ago
Johannesburg, South Africa National Risk Managers (Pty) Ltd Full timeA Medical Insurance Company based in Benoni, Gauteng is looking for a **IT Governance, Risk and Compliance Specialist** who will assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards (e. g, GOI...
-
IT Governance, Risk and Compliance Specialist
4 months ago
Johannesburg, South Africa National Risk Managers (Pty) Ltd Full timeA Compliance Company based in Benoni is looking for a IT Governance, Risk and Compliance Specialist who will Assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards. And advise the company on best...
-
IT Governance, Risk and Compliance Specialist
3 months ago
Johannesburg, South Africa Scitech Placements Full timeWe are looking for a IT Governance, Risk and Compliance Specialist, East Rand **Overview**: As an IT Governance, Risk and Compliance Specialist, you will be responsible for assisting in the development and implementation of IT Governance frameworks and IT controls. This will involve working closely with cross-functional teams to identify, assess, and...
-
Chief Governance Risk and Compliance Officer
5 months ago
Johannesburg, South Africa LENOHLAHLA CONSULTING Full time**KEY PERFORMANCE AREAS** **Strategy & Leadership** - Lead conceptualisation, design and implementation of the overall Governance, Risk & Compliance strategy aligned to the business needs, Companys vision and business strategy. Provide the Governance, Risk & Compliance input into the long-term Companys strategy. Set clear targets for the Governance, Risk &...
-
IT Governance Risk and Compliance Specialist
1 week ago
Johannesburg, Gauteng, South Africa Numata Full timeJob Title: IT Governance Risk and Compliance SpecialistNumata is seeking a highly skilled IT Governance Risk and Compliance Specialist to join our team. As a key member of our organization, you will be responsible for ensuring the security, compliance, and alignment of our IT infrastructure with business objectives.Key Responsibilities:Policy Development and...
-
Johannesburg, Gauteng, South Africa IT Ridge Technologies Full timeAbout IT Ridge TechnologiesWe are a leading provider of innovative IT solutions, dedicated to helping our clients achieve their business goals through effective IT governance, risk management, and compliance.Job SummaryWe are seeking a highly skilled and experienced Chief Specialist: IT Governance, Risk and Compliance to join our team. The successful...
-
IT Governance Risk and Compliance Specialist
3 months ago
Johannesburg, South Africa The Recruitment Agency South Africa (TRASA) Full time**IT Governance, Risk and Compliance Specialist** **1. Job Summary** Assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards (e. g, GOI standards (PA), Joint Standards (PA & FSCA), COBIT, ITIL, ISO,...
-
IT Governance Risk and Compliance Specialist
3 months ago
Johannesburg, South Africa Affirmative Portfolios Full time**Information Technology** **JHB North** ***: **IT Governance Risk and Compliance Specialist (GRC)** **R771 300p/a - Sandton - Permanent** **Job Summary** - The specialist will identify, classify, and document control issues environment by documenting assessment results, recommending corrective action, tracking remediation, evaluating policy and control...
-
Johannesburg, Gauteng, South Africa Numata Full timeJob Title: IT Governance, Risk and Compliance/Risk AnalystNumata is seeking a highly skilled IT Governance, Risk and Compliance/Risk Analyst to join our team. As a key member of our IT department, you will be responsible for ensuring the organization's IT infrastructure is secure, compliant, and aligned with business objectives.Key Responsibilities:Design...
-
IT Governance, Risk and Compliance Specialist
2 months ago
Johannesburg, South Africa NTT Data Full timeResponsibilitiesDevelop and implement a comprehensive IT GRC strategyDevelopment and implementation of IT Governance, Risk Management, and Compliance policies, processes, and proceduresImplementation and embedment of various frameworks (e.g. COBIT, ITIL, ISO, NIST, SABSA, PRINCE II, CMM, etc)Implementation of IT controls in alignment with risk, legislative...
-
IT Governance Risk and Compliance Specialist
4 days ago
Johannesburg, Gauteng, South Africa Numata Full timeJob Title: IT Governance Risk and Compliance SpecialistNumata is seeking a highly skilled IT Governance Risk and Compliance Specialist to join our team. As a key member of our organization, you will be responsible for ensuring the security, compliance, and alignment of our IT infrastructure with business objectives.Key Responsibilities:Design and enforce IT...
-
Information Security Governance Risk
4 months ago
Johannesburg, South Africa Black Pen Recruitment Full timeOur client holds a prominent position as the leading licensed platform for stablecoin on/off-ramp services in Africa. They are dedicated to pioneering innovative solutions within the African stablecoin landscape. **Job Type**:Full Time l Remote **Role Overview** **Requirements**: - Bachelor’s degree in discipline related to functional work or role -...
-
Governance, Risk and Compliance Specialist
4 months ago
Johannesburg, South Africa FROGG Recruitment Full time**Governance, Risk and Compliance Specialist Sandton** Our well-established client is looking for a **Governance, Risk and Compliance (“GRC”) Specialist** with 5+ years of experience with relevant Risk and Compliance experience. **Salary**: Market-Related CTC **Minimum Requirements**: - Matric with Bachelor of Commerce (B Com) Degree (Finance /...
-
Johannesburg, Gauteng, South Africa Numata Full timeJob SummaryWe are seeking a highly skilled IT Governance, Risk and Compliance/Risk Management Specialist to join our team at Numata. As a key member of our organization, you will be responsible for ensuring the security, compliance, and alignment of our IT infrastructure with business objectives.Key ResponsibilitiesIT Governance, Risk, and Compliance (GRC)...
-
IT Governance, Risk and Compliance/Risk Analyst
3 weeks ago
Johannesburg, South Africa Numata Full timeIT GRC Analyst is a multifaceted role that encompasses responsibilities across IT governance, risk management, compliance, cybersecurity, business and systems requirements and analysis. This position ensures the organisations IT infrastructure is secure, compliant, and aligned with business objectives, while also supporting system improvements, process...
-
Chief Specialist: IT Governance, Risk and Compliance
4 months ago
Johannesburg, South Africa IT Ridge Technologies Full timeThis role will have broad accountability for ICT governance, risk and compliance related functions including ICT policies, standards, risk, and controls management. This role is a key contributor to IT Strategy, which includes developing frameworks aligned to the appropriate industry standards, creating the required forums, and establishing appropriate...
-
GRC Executive
3 weeks ago
Johannesburg, Gauteng, South Africa SHARON NUROCK RECRUITMENT CC Full timeAbout the RoleWe are seeking a highly experienced and skilled GRC Executive to join our team at Sharon Nurock Recruitment CC. As a key member of our organization, you will be responsible for leading the development and implementation of our Governance, Risk and Compliance framework.Key ResponsibilitiesLead the GRC Framework: Develop and implement a...
-
Risk and Compliance Specialist
1 week ago
Johannesburg, Gauteng, South Africa First Risk and Advisory Services (Pty) Ltd Full timeJob SummaryWe are seeking a highly skilled and experienced Risk and Compliance Specialist to join our team at First Risk and Advisory Services (Pty) Ltd. The successful candidate will be responsible for providing required support and services to both internal and external stakeholders related to policy administration, ensuring continuous service to customers...
-
Johannesburg, South Africa Numata Full timeIT GRC Analyst is a multifaceted role that encompasses responsibilities across IT governance risk management compliance cybersecurity business and systems requirements and analysis. This position ensures the organisations IT infrastructure is secure compliant and aligned with business objectives while also supporting system improvements process optimisation...
-
Head of Governance and Compliance
2 weeks ago
Johannesburg, Gauteng, South Africa Standard Bank Group Full timeJob Title: Head, Governance, ControlAbout the Role:We are seeking a highly skilled and experienced professional to lead our Governance, Control, and Compliance (GCC) capabilities in a large/medium country. The successful candidate will be responsible for implementing solutions for diverse in-scope portfolios that require GCC services and unique country...
