Officer Compliance Cf

2 months ago

Johannesburg, South Africa Absa Bank Limited Full time

Empowering Africa’s tomorrow, together one story at a time.
- With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group. Job Summary

To provide complex specialist advice and support in practice formulation and associated best practice improvement tactics; enabling the provision of specialist compliance expertise.

Job Description

The Senior Specialist: Compliance will provide commercially sound compliance guidance and advice in respect of allocated regulatory requirements and applicable policies in a professional and helpful manner, and consider potential alternatives with the view to finding solutions to protect the business from Conduct, Regulatory and Reputational risks. This is achieved through establishing and implementing appropriate compliance risk management frameworks, setting group standards, assessing levels of compliance, providing training, creating awareness, conducting compliance monitoring and assisting with the oversight of compliance assurance review in the CFs.

Responsibilities include:

- Continued pro-active stakeholder engagement, building and maintaining effective and value adding business relationships with all relevant stakeholders
- Maintaining professionalism in all verbal and written communications
- Participating and advising committees, forums, working groups and projects in the CFs on regulatory compliance requirements
- Reporting on the level of compliance with internal policies and procedures, applicable laws, regulations and rules impacting the CFs
- Interacting and engaging with the broader compliance and business communities, assurance providers and senior members in the Group
- Advising and recommending compliance changes in respect of internal procedures, controls, business rules, policy and new regulations
- Identifying the universe of laws applicable to the CFs and conducting a detailed Impact Risk Assessment
- Drafting compliance risk management plans for all regulatory requirements
- Creating and customizing a coverage plan for the CFs, incorporating compliance activities including reporting, assurance reviews, and other compliance activities

Essential:

- B degree/similar qualification in Law, Commerce, Risk management
- 5-7 years experience in compliance, law, auditing or risk management
- Solid understanding of the Banks act

Preferred:

- Certificate in Compliance Management
- Experience in a financial services environment
- Finance / Treasury knowledge or experience

Competencies & Skills:

- Problem solving and analytical skills
- Business reporting writing and presentation skills
- Leadership skills
- Relationship building and communication skills
- Negotiation skills, able to persuade and influence
- Conflict management
- Adaptable and respond to change
- Able to interact with all levels of staff
- Learning and researching
- Advising on compliance reviews to be conducted in the CFs, liaising and advising the Monitoring & Testing team, and other assurance providers, on scoping, findings, risk ratings and remedial actions as it relates to Conduct risk, Regulatory and Reputational risk reviews
- Designing, developing and implementing processes and systems which will enable appropriate and accurate reporting of monthly and quarterly compliance reports to stakeholders and management
- Providing opinion on the business impact of anticipated new or pending regulations, ensuring appropriate consultation held
- Continuously evaluate the control environment of CFs and advising stakeholders on compliance matters, as appropriate
- Maintain a high level of knowledge a variety of applicable regulations impacting the respective CFs

Education

Bachelor's Degrees and Advanced Diplomas: Business, Commerce and Management Studies (required)
- Absa Bank Limited reserves the right not to make an appointment to the post as advertised_

  • Office Administrator

    3 days ago

    Johannesburg, South Africa Abbott Laboratories Full time

    **Position**:Office Administrator** **Division**:Molecular Division ( AMD )** **Reports to**:Managing Director: Africa** **Location**:Johannesburg ( Roodepoort)** **Job Purpose**: - Provides secretarial and administration services to the Molecular Diagnostics Division as a whole **Main responsibilities**: - Distribute mail, screening of calls, filing...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa The Recruitment Council Full time

    Compliance Officer position.Reporting to the Head:Compliance Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- andshort-term assurance, collective investments and stockbroking).Responsibilities: Maintain a...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Six Sense Full time

    Gauteng, JHB - Eastern Suburbs - Annually Cost To Company (Market related) A well-established business is seeking to appoint a Compliance Officer The main purpose of the job is to provide support in the management of the compliance and information (PAIA and POPIA) management functions, so as to ensure that all compliance related matters are timeously...

  • Compliance Officer

    6 months ago

    Johannesburg, South Africa African Unity Life Ltd Full time

    An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a **Compliance Officer**. Job Summary: **We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance in our operations. This pivotal role involves monitoring, reviewing for compliance...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Workspace Recruitment Full time

    DUBAI OPPORTUNITY:A Tobacco company, a prominent player in the tobacco industry with global Offices is currently seeking a Compliance Officer for their Dubai offices. The company offers relocation assistance, and all related expenses will be covered. Additionally, Dubai has a tax-free environment, and the company provides coverage for medical aid and other...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Jenrec Full time

    The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. **General**: The...

  • Compliance Officer

    1 week ago

    Johannesburg, South Africa Trive Full time

    Trive South Africa (PTY) Ltd offices are at 4 Karen Street, Bryanston (off Peter Place). Headquartered in Netherlands, Trive was established in 2010 and has grown in a mere 11 years to a global financial services company, with offices currently over 20 countries and a total workforce of over 2.000 people. Trive services provide investors services with easy...

  • Compliance Officer

    6 days ago

    Johannesburg, South Africa MSP Staffing LTD Full time

    We are seeking a highly skilled and experienced Compliance Officer to join our client in the logistics industry. This is a key role for someone with a strong background in both logistics and compliance, who is eager to contribute their expertise to a growing company. If you have the qualifications and experience to ensure the organization meets all...

  • Compliance Officer

    4 days ago

    Johannesburg, South Africa Affirmative Portfolios Full time

    **Legal ~ Miscellaneous** **JHB North** ***: **JOB OUTLINE** **COMPLIANCE OFFICER** **JOHANNESBURG NORTH** **SALARY - MARKET RELATED** **MUST HAVE EXPERIENCE WORKING IN THE BANKING AND FINANCE INDUSTRY - NOT NEGOTIABLE** **Anti-Money Laundering Control Officer** **Category**: Legal **Reports to** - The Compliance Manager **Education Level**: -...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Mass Staffing Projects Full time

    **Job Information** - Location- Johannesburg- Salary- R450k - R400k- Job Type- Permanent- Education- BCom Law / LLB- Experience- 2 - 4 Years- Reference- 011620FGCOMP01- - finance.jobs(at)staffingprojects.co.za- Fax- 0865728847A leading, forward thinking bank based in Sandton is currently looking for a Compliance Officer. You should have previous exposure to...

  • Compliance Officer

    2 months ago

    Johannesburg, South Africa Frogg Recruitment SA Full time

    Compliance Officer Sandton Johannesburg Gauteng Our client in insurance financial services is looking for a compliance officer with 3-5 years experience.Salary Negotiable Min Requirements A bachelor’s degree in Law, Business, or a related field.Proven experience as a Compliance Officer or similar role within the insurance / financial services...

  • Compliance Officer

    2 months ago

    Johannesburg, South Africa Frogg Recruitment SA Full time

    Compliance Officer Sandton Johannesburg Gauteng  Our client in insurance financial services is looking for a compliance officer with 3-5 years experience. Salary Negotiable Min Requirements A bachelor’s degree in Law, Business, or a related field. Proven experience as a Compliance Officer or similar role within the insurance / financial services...

  • Compliance Officer

    3 months ago

    Johannesburg, South Africa Nedbank Full time

    **Job Classification** - Job Requisition - 136602 Closing Date - 01 November 2024 Location - Johannesburg Cluster - Nedbank Insurance Please Note: Preference will be given to applicants from Underrepresented Groups- Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional - FAIS...

  • Compliance Officer

    7 months ago

    Johannesburg North, South Africa Moving Heads Personnel Full time

    Responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. - Maintain a compliance framework in collaboration with the relevant stakeholders. - Identify potential compliance breaches and investigate compliance irregularities or areas of concern. - Review, register and resolve complaints...

  • Compliance Officer

    4 months ago

    Johannesburg, South Africa Nedbank Full time

    **Job Classification** - **REQ: 135970 - Refilwe Falatsi**: - **Closing Date: 23 September 2024**: - **Division: Wealth Management SA | Compliance Officer**: - **Employment Equity Statement: Preference will be given to Individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership...

  • Compliance Officer

    11 hours ago

    Johannesburg North, South Africa Communicate Recruitment Full time

    Compliance Officer Gauteng, Woodmead. **Duties**: - Engage Stakeholders at a senior level. - Problem solving and attention to detail. - Optimize workflow procedures in the office, assist colleagues and executives in planning and distributing information. - Ensure that the company is up to date with all the new developments in relevant legislation. -...

  • Compliance Officer

    3 weeks ago

    Johannesburg, Gauteng, South Africa AJ Personnel Full time

    Job ResponsibilitiesAs a Compliance Officer, you will be responsible for planning and executing internal audits at all departments and business units. You will assess the adequacy and effectiveness of internal controls, compliance with internal policies, procedures, and processes.You will also ensure compliance with relevant internal and external policies,...

  • Compliance Officer

    7 days ago

    Johannesburg, South Africa TotalEnergies Full time

    Communication, Finance, Legal Affairs, Logistics JOHANNESBURG-BIERMANN AV(ZAF) South Africa **The Business Support team seeks to appoint a Compliance officer.** **You will be responsible for regulatory compliance within Logistics** **Compliance**: - Develop, initiate, maintain and revise policies and procedures for the general operation of the...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Cashbuild Full time

    **About the job COMPLIANCE OFFICER**: **Description**: To ensure legal compliance with laws, regulations, and rules relevant to the Cashbuild Group of companies in the territories within which the Group operates. **Requirements**: - Relevant university degree (i.e., LLB, BCom etc.). - Up to date awareness / knowledge of the compliance universe - At least...

  • Compliance Officer

    1 week ago

    Johannesburg, South Africa Sagen Advisory Full time

    The vibrant family-friendly, community-focused, social club is expanding its club to different regions of South Africa and would like to hire a motivated and experienced compliance officer to guarantee that their social club processes and transactions follow all relevant legal and internal guidelines. Our client has their focuses on developing a great...