Operational Compliance Officer

Posted by - David Symes- Recruiter**HEAD OF COMPLIANCE (CAPE TOWN) - AML (INC FRAUD & KYC) AND STAFF MANAGEMENT EXPERIENCE REQUIRED** **Ref: 4001G** **ZAR 100K-120K Per Month + Good Bens & Bonus inc Flexible Working Cape Town** Our client, a rapidly expanding Fintech in the money transfer sector, seeks an experienced Head of AML & Compliance to develop...

**The Company**:The Red Fox **Role Name**: Compliance Officer **Location**: Cape Town **Hours of work**: Monday to Friday 9:00am - 17:00pm **Role summary** The Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. **Responsibilities**: - Compliance reporting on behalf of business unit; internal and external (statutory) requirements -...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements...

We are seeking a diligent and experienced Legal & Compliance Officer to join our team and ensure that our business practices adhere to all applicable laws and regulations.  As the Legal & Compliance Officer, you will be responsible for overseeing and managing all legal and compliance matters within the company. Your primary objective will be to ensure that...

**Compliance Officer Cape Town** Our client in insurance financial services is looking for a compliance officer with 3-5 years experience. **Salary Negotiable** **Min Requirements** A bachelor’s degree in Law, Business, or a related field. Proven experience as a Compliance Officer or similar role within the betting/casino industry. Strong knowledge...

**POSITION: Compliance Officer (Cape Town)** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance START DATE: June 2023 *** To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA. **MINIMUM...

**JOB SPECIFICATION: COMPLIANCE OFFICER** **JOB SUMMARY**: The Compliance Officer is responsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework within Banxso with a specific on FAIS (CAT1, CAT2) and FICA compliance. This position plays a crucial role in...

Career Vacancy **KEY INFORMATION** **POSITION: Compliance Officer (Cape Town)** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance START DATE: April 2023 *** To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as...

Description In this role, the incumbent will play a key role in supporting the Old Mutual Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit. Key Result Areas • Establishes and embeds an...

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

My client in Financial/Fund Services is looking for a Registered Compliance Officer ( CAT I or CAT III) to join their team in CPT. This is a Regulatory Compliance function - FAIS, S13B of the Pension Funds Act & FIC Compliance (FIC MLRO). Must have relevant Degree / Post Graduate Qualification with 3-5 years experience in a related regulatory Compliance...

Why you should become an Admiral? Equality and professional development - as an employer, Admirals believes in a balanced approach towards employee rights and gender equality. We care about your success and development and offer numerous training programs and benefits to enhance your skills and advance your careers. Global support to the team - our...

Description OVERALL PURPOSES To provide practical assistance, support and advice to the Family Office and Investment Management teams on operational compliance matters and assume full responsibility for all interaction and liaising with Risk and Compliance where required; and To maintain a strong control framework within First line of defence. The...

Who we are?Admirals is a global growing FinTech company from Estonia. We started as a Neobroker, and today evolved into Admirals Financial Ecosystem, meeting people's life-long needs and making personal financial management easy-to-use, affordable and secure. We are constantly expanding and diversifying our product offerings using the market segmentation and...

Do these words resonate with your value system and your career goals?:Prestige, credibility, integrity, stability, reputability, rewarding, professionalism, ethics?Are you looking to join a team with a culture of caring towards, not only their clients, but their employees as well?Then this is the perfect opportunity for you!Use your relevant degree (B Com...

Do these words resonate with your value system and your career goals?:Prestige, credibility, integrity, stability, reputability, rewarding, professionalism, ethics?Are you looking to join a team with a culture of caring towards, not only their clients, but their employees as well?Then this is the perfect opportunity for you!Use your relevant degree (B Com...

**Overview**: Our client, a leading global Asset Manager is seeking to hire a FAIS Compliance Officer, to assist the compliance team in implementing and maintaining an effective, committed compliance and integrity program, to prevent and detect violations of legislation, internal rules and policies and investment guidelines. **Responsibilities**: - Monitor...