Analyst - Financial Advisers and Intermediaries

2 months ago


Pretoria, South Africa Financial Sector Conduct Authority Full time

**Purpose of the Job**:
To assist the department in ensuring that the approved authorised Financial Services Providers (FSPs) and their Compliance Officers complies with the Financial Advisory and Intermediary Services (FAIS) legislation. The person appointed to this position will report to the Manager.

**Key Performance Areas**:

- Monitor compliance with legislation to ensure sound and efficient Financial Services Providers and the protection of consumers;
- Analyse annual financial statements of Financial Services Providers to ensure that proper reporting standards and procedures have been followed;
- Analyse compliance reports of Financial Services Providers;
- Identify and report trends in the financial services sector with possible impact on the FSCA’s regulatory objectives;
- Identify financial risks based on analysis of financial statements and any other financial information;
- Perform on site visits in terms of risk based supervision approach;
- Liaison with Financial Services Providers; and
- Perform administrative or other activities relating to the regulation framework.

**Other Key Competencies**:
FSCA is committed towards increasing the representation of marginalised groups in line with its Employment Equity Plan. Persons with disabilities are encouraged to apply.

**Closing Date: 18 September 2024



  • Pretoria, South Africa Financial Sector Conduct Authority Full time

    **Purpose of the Job**: To assist the department in investigating complaints of alleged contraventions of the Financial Sector Regulation Act and other sector laws whilst upholding the quality and integrity expected of the Financial Sector Conduct Authority. The person appointed to this position will report to the Manager. **Key Performance Areas**: -...

  • Junior Analyst

    2 months ago


    Pretoria, South Africa Financial Sector Conduct Authority Full time

    **Purpose of the Job**: To assist the department in ensuring that the approved authorised Financial Services Providers (FSPs) and their Compliance Officers complies with the Financial Advisory and Intermediary Services (FAIS) legislation. The person appointed to this position will report to the Manager. **Key Performance Areas**: - Monitor compliance with...

  • Senior Analyst

    2 months ago


    Pretoria, South Africa Financial Sector Conduct Authority Full time

    **Purpose of the Job** The Markets, Issuers and Intermediaries Department of the FSCA is responsible for licensing and supervising market infrastructures (i.e exchanges) operating within the South African financial markets in terms of the Financial Markets Act, 2012 (Act no 19 of 2012). The department has oversight responsibilities over public markets,...


  • Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam Life Ltd is one of the top financial services providers in the South African market. We’re all about building strong, lasting relationships with our financial advisors. We know that you have hopes for your future - your career, your personal development and of achieving great things. We pride ourselves in helping our financial advisors...


  • Pretoria, South Africa Sanlam Full time

    **Who are we?** Sanlam, is dedicated to supporting, growing and empowering clients with affordable, easy and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision: We...

  • Financial Analyst

    3 weeks ago


    Pretoria, Gauteng, South Africa Numeral Financial Services Group Full time

    **Financial Analyst Opportunity**Numeral Financial Services Group is seeking a skilled Financial Analyst to support our finance team.**Key Responsibilities:**Prepare and analyze financial statements, including income statements, balance sheets, and cash flow statements.Generate regular financial reports for management to support decision-making.Assist with...

  • Specialist Analyst

    3 months ago


    Pretoria, South Africa Financial Sector Conduct Authority Full time

    **Purpose of the Job** To advise the OTC Markets, Issuers and Intermediaries Department on a wide range of practices, conduct and concerns affecting the industry and allied activities. The person appointed to this position will have a direct reporting line to the Senior Manager: OTC Issuers, Markets and Counterparties. **Key Performance Areas** - Identify...


  • Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam is a business that focuses on the middle and affluent market. We are dedicated to supporting, growing, and empowering clients with affordable, easy, and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all...


  • Pretoria, South Africa PSG Wealth Financial Planning Full time

    **Responsibilities**: - Financial Planning support - Formulate effective financial plan documents and/or risk management documents, in-line with the strategy as outlined by the adviser, and the customer’s needs, objectives, and risk tolerance. All documents must meet compliance requirements and the relevant legislation, and comply with the company's...


  • Pretoria, South Africa PSG Konsult Ltd. Full time

    **Designation**: Wealth Adviser Assistant | Pretoria East, Gauteng **Category**: Client/Intermediary Services **Job Level**: Skilled technical and academically qualified workers, junior management, supervisors, foremen and superintendents **Posted by**: PSG Financial Services **Posted on**: 12 Sep 2024 **Reference Number**: POS01634 **Closing...

  • Financial Analyst

    2 months ago


    Pretoria, Gauteng, South Africa Numeral Financial Services Group Full time

    Job Summary:We are seeking a highly skilled and experienced Financial Analyst to join our team at Numeral Financial Services Group. As an Accountant, you will play a critical role in maintaining accurate and up-to-date financial records, preparing and analyzing financial statements, and ensuring compliance with all relevant financial regulations and lending...


  • Pretoria, Gauteng, South Africa Sanlam Full time

    About the RoleSanlam Life Ltd is a leading financial services provider in the South African market, seeking a skilled Financial Adviser to join our team. As a Financial Adviser, you will play a crucial role in providing new and existing clients with professional and relevant financial advice, planning, and products that meet their needs and requirements.Key...

  • Financial Analyst

    3 weeks ago


    Pretoria, Gauteng, South Africa Express Employment Professionals Midrand Full time

    Job Title: Financial AnalystWe are seeking a highly skilled Financial Analyst to join our team at Express Employment Professionals Midrand. As a Financial Analyst, you will be responsible for providing financial support to our clients and ensuring the accuracy and integrity of their financial data.Key Responsibilities:Attend to customer inquiries and provide...


  • Pretoria, South Africa Sanlam Full time

    Sanlam Short Term Financial Adviser - Pretoria Date: 17 Sep 2024 Location: Pretoria, Gauteng, ZA Company: Sanlam Group Who are we? Sanlam Life Ltd is one of the top financial services providers in the South African market. We’re all about building strong, lasting relationships with our financial advisors. We know that you have hopes for your...

  • Financial Analyst

    4 weeks ago


    Pretoria, Gauteng, South Africa Express Employment Professionals Midrand Full time

    Job Title: Financial AnalystWe are seeking a highly skilled Financial Analyst to join our team at Express Employment Professionals Midrand. As a Financial Analyst, you will be responsible for providing financial support to our clients and ensuring the accuracy and integrity of their financial data.Key Responsibilities:Attend to customer inquiries and provide...

  • Financial Analyst

    2 months ago


    Pretoria, Gauteng, South Africa Network Recruitment Full time

    Financial Analyst Job Description About the Role Network Recruitment is seeking a skilled Financial Analyst to join one of their subsidiaries. This well-established company has a rich history spanning over half a century. Key Responsibilities * Assist with financial forecasting and analysis * Develop and maintain budget models * Prepare management and...

  • Financial Analyst

    1 month ago


    Pretoria, Gauteng, South Africa Network Recruitment Full time

    Financial Analyst Opportunity **About the Role** Network Recruitment is seeking a skilled Financial Analyst to join one of their subsidiaries. This well-established company has a rich history spanning over half a century. **Key Responsibilities** * Assist with financial forecasting and analysis * Develop and maintain budget models * Prepare management...

  • Financial Analyst

    4 weeks ago


    Pretoria, Gauteng, South Africa Network Recruitment Full time

    Financial Analyst Opportunity **About the Role** Network Recruitment is seeking a skilled Financial Analyst to join one of their subsidiaries. This well-established company has a rich history spanning over half a century. **Key Responsibilities** * Assist with financial forecasting and analysis * Develop and maintain budget models * Prepare management...

  • Financial Analyst

    3 weeks ago


    Pretoria, Gauteng, South Africa Stonebridge HR Solutions Full time

    Job Title: Financial AnalystWe are seeking a highly skilled Financial Analyst to join our team at Stonebridge HR Solutions in the Menlo Park area of Pretoria East.Key Responsibilities:General Ledger ManagementFinancial Statement PreparationDebtors and Creditors ManagementInvoicing and Ledger MaintenanceRequirements:Grade 12Tertiary qualification beneficial...


  • Pretoria, South Africa Sanlam Limited Full time

    Who are we? Sanlam Life Ltd is one of the top financial services providers in the South African market. We’re all about building strong, lasting relationships with our financial advisors. We know that you have hopes for your future – your career, your personal development and of achieving great things. We pride ourselves in helping our financial...