Senior Analyst
2 weeks ago
**Purpose of the Job**:
To assist the department in ensuring that the approved authorised Financial Services Providers (FSPs) and their Compliance Officers complies with the Financial Advisory and Intermediary Services (FAIS) legislation. The person appointed to this position will report to the Manager.
**Key Performance Areas**:
- Monitor compliance with legislation to ensure sound and efficient Financial Services Providers and the protection of consumers;
- Analyse financial statements and all other statutory returns submitted by regulated entities;
- Follow up on queries to ensure that reports, returns and other requests to industry are analysed and completed timeously,
- Plan and conduct on site visits in terms of risk
- based supervision approach;
- Draft reports for internal review regarding the onsite visits or supervisory investigations;
- Train, mentor and coach junior staff; and
- Participate in ad hoc projects as required by senior management of the FSCA.
**Other Key Competencies**:
FSCA is committed towards increasing the representation of marginalised groups in line with its Employment Equity Plan. Persons with disabilities are encouraged to apply.
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