Compliance Officer

3 weeks ago


Pretoria, South Africa Masthead (Pty) Ltd Full time

Career Vacancy

**KEY INFORMATION**

**POSITION: Compliance Officer (Category I and Category II)**

REPORTING TO: Regional Manager

LOCATION: Pretoria

BUSINESS UNIT: Compliance

START DATE: 1 July 2023

***
- To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as per FSCA, FICA, POPI, Long
- and Short-term Insurer outsourcing, Company Act and NCR.
- To provide best business solutions and train individuals and groups.

**MINIMUM REQUIREMENTS - QUALIFICATIONS & WORK EXPERIENCE**
- Approved CO with FSCA
- Category I and or CAT II experience
- Insurer and outsourcing experience an advantage
- Minimum 5 years’ experience in compliance and risk management within the financial services industry.
- **Please note only applicants who meet these requirements will be considered for this position.**_

**COMPLIANCE DUTY AND RESPONSIBILITY**
- Outsourced compliance function delivered to customers.
- Fulfil compliance function required in terms FSCA, FICA, POPI, Long
- and Short-term Insurer outsourcing,
- Company Act and NCR and other applicable legislation and business requirements
- Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF outcomes
- Services to be delivered to Independent FSP’s, Corporate clients, and various other customers.
- Perform all functions to the standard and deadlines set by Regional Manager
- Provide clients with high-quality, personalised and substantive reports
- Include clients in compliance processes and provide post-monitoring feedback
- Maintain records as required by the business
- Display behaviour and attitudes which positively contributes to the well-being and development of the regional team, the company and its clients
- Sourcing and signing up of new clients
- Implement solutions as per remedial actions.

**COMPETENCIES AND SKILLS**
- A good working knowledge
- Understanding and knowledge of risk management principles.
- Exceptional verbal and written communication skills
- Work under pressure, independently and as part of a team
- Proficient presentation skills.
- Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions._


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